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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001564770-14-000004) filed in 2014.10.20
#
Name
Shares
Value ($)
%
Options
Notes
1 Kinder Morgan Inc. 469,077 38,563 5.12%
2 KINDER MORGAN INC DEL COM 1,039,182 37,681 5.01%
3 KINDER MORGAN MANAGEMENT LLC 386,565 30,512 4.05%
4 GAMCO GLOBAL GOLD NAT RES & 2,337,631 25,667 3.41%
5 Alliance Bernstein Income Fund 2,882,381 21,676 2.88%
6 SPDR DOW JONES INDL AVRG ETF 113,726 19,093 2.54%
7 ABERDEEN ASIA PACIFIC INCOM 2,778,762 17,451 2.32%
8 EXXON MOBIL CORP 173,050 17,423 2.31%
9 El Paso Partners Pipeline 422,166 15,295 2.03%
10 Goldman Sachs Ser D 735,095 15,003 1.99%
11 Teekay LNG Partners 315,263 14,546 1.93%
12 BLACKROCK CR ALLCTN INC TR 936,975 12,883 1.71%
13 NUVEEN PREM INCOME MUN FD 940,948 12,787 1.70%
14 NUVEEN PREM INCOME MUN FD 2 905,872 12,537 1.67%
15 Tallgrass Energy Partners LP 300,413 11,656 1.55%
16 CLOUGH GLOBAL OPPORTUNIT 851,258 11,066 1.47%
17 Enbridge Energy Management LLC 307,356 10,834 1.44%
18 NUVEEN MUN OPPTY FD INC 725,533 10,237 1.36%
19 GAMCO NAT RES GOLD & INCOME 866,502 9,982 1.33%
20 MORGAN STANLEY 6.875% PFD FIX 368,080 9,975 1.32%
21 NUVEEN AMT FREE QLTY MUN INC 719,642 9,701 1.29%
22 ENBRIDGE ENERGY PARTNERSLP 252,426 9,322 1.24%
23 ADVENT CLAYMORE CV SECS & IN 464,191 8,745 1.16%
24 WESTPAC BKG CORP SPONSORED ADR 267,408 8,589 1.14%
25 FLAHERTY&CRMN PFD SEC INCOM 437,422 8,573 1.14%
26 Flaherty and Crumrine Dynamic 354,098 8,343 1.11%
27 BLACKROCK TAXABL MUNI BN 380,635 8,260 1.10%
28 NUVEEN QUALITY MUN FD INC 620,255 8,132 1.08%
29 RYDEX ETF TRUST 105,712 8,109 1.08%
30 GENERAL ELECTRIC CO 304,929 8,014 1.06%
31 POTASH CORP SASK INC COM 207,400 7,873 1.05%
32 NEWMONT MINING CORP NEW COM 306,585 7,800 1.04%
33 CISCO SYS INC 309,086 7,681 1.02%
34 CHESAPEAKE ENERGY CORP 237,921 7,395 0.98%
35 SAN JUAN BASIN RTY TR 383,311 7,394 0.98%
36 HATTERAS FINL CORP COM 362,596 7,183 0.95%
37 MICROSOFT CORP 169,873 7,084 0.94%
38 KINDER MORGAN INC 17WTS EXP 05 2,437,505 6,776 0.90%
39 ENTERPRISE PRODS PARTNERS L 83,917 6,570 0.87%
40 MERCK & CO INC NEW COM 109,817 6,353 0.84%
41 ALLIANZGI CONV & INCOME 577,691 6,118 0.81%
42 ANNALY CAP MGMT INC 532,045 6,081 0.81%
43 NUVEEN SELECT QUALITY MUN FD 413,088 5,725 0.76%
44 SYMANTEC CORP 248,215 5,684 0.75%
45 NUVEEN QUALITY INCOME MUNI FUND 395,184 5,422 0.72%
46 TRANSOCEAN LTD SWITZ 119,759 5,393 0.72%
47 PLAINS ALL AMERN PIPELINE L 86,990 5,224 0.69%
48 NUVEEN PREMIER MUN INCOME FD COM 379,868 5,178 0.69%
49 AT&T INC COM 146,367 5,176 0.69%
50 Nuveen Build America Bond Oppo 231,443 4,983 0.66%
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New Holding filing (0001564770-14-000006) filed in 2014.10.21, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
101 INTEVAC INC 24,640 164 0.02%
102 ISHARES SILVER TR ISHARES 10,030 164 0.02%
103 ISHARES TR 4,709 496 0.07%
104 ISHARES TR 41,868 3,092 0.44%
105 ISHARES TR 4,869 508 0.07%
106 Iron Mountain 69,645 2,274 0.32%
107 JOHNSON & JOHNSON 26,822 2,859 0.40%
108 KAYNE ANDERSON MLP INVT CO 10,092 412 0.06%
109 KIMBERLY CLARK CORP 4,337 467 0.07%
110 KINDER MORGAN INC 17WTS EXP 05 1,758,644 6,401 0.91%
111 KINDER MORGAN INC DEL COM 1,004,467 38,511 5.45%
112 KINDER MORGAN MANAGEMENT LLC 376,257 35,425 5.01%
113 Kinder Morgan Inc. 248,916 23,219 3.29%
114 Kraft Foods 7,576 427 0.06%
115 LEGACY RESVS LP 44,913 1,333 0.19%
116 LEGGETT & PLATT INC COM 20,000 698 0.10%
117 LEUCROTTA EXPLORATION INC 20,000 38 0.01%
118 Liberty All Star Equity Fd 15,307 89 0.01%
119 MEDINAH MINERALS INC 364,500 22 0.00%
120 MERCK & CO INC NEW COM 108,239 6,416 0.91%
121 MGIC INVT CORP WIS 45,000 351 0.05%
122 MICROCHIP TECHNOLOGY INC 24,234 1,145 0.16%
123 MICRON TECHNOLOGY INC 85,552 2,931 0.41%
124 MICROSOFT CORP 167,347 7,758 1.10%
125 MORGAN STANLEY 6.875% PFD FIX 369,190 9,647 1.37%
126 NEW GOLD INC 412,870 2,085 0.30%
127 NEWMONT MINING CORP NEW COM 309,755 7,140 1.01%
128 NICHOLAS-APPLEGATE CONVERTIBLE 36,420 333 0.05%
129 NOKIA CORP 272,852 2,308 0.33%
130 NUSTAR ENERGY 8,018 529 0.07%
131 NUVEEN AMT FREE QLTY MUN INC 785,944 10,634 1.50%
132 NUVEEN CR STRATEGIES INCM FD 322,510 2,880 0.41%
133 NUVEEN INVESTMENT QUALIT 109,415 1,627 0.23%
134 NUVEEN MUN OPPTY FD INC 743,791 10,599 1.50%
135 NUVEEN NORTH CAROLINA QLTY M 82,870 1,064 0.15%
136 NUVEEN PERFORMANCE PLUS MUN 263,919 3,827 0.54%
137 NUVEEN PREFERRED INCOME 186,740 1,718 0.24%
138 NUVEEN PREM INCOME MUN FD 937,588 12,564 1.78%
139 NUVEEN PREM INCOME MUN FD 2 915,224 12,584 1.78%
140 NUVEEN PREM INCOME MUN FD 4 10,936 139 0.02%
141 NUVEEN PREMIER MUN INCOME FD COM 403,511 5,427 0.77%
142 NUVEEN QUALITY INCOME MUNI FUND 269,090 3,684 0.52%
143 NUVEEN QUALITY MUN FD INC 757,276 9,799 1.39%
144 NUVEEN QUALITY PFD INC FD 3 268,658 2,249 0.32%
145 NUVEEN REAL ESTATE INCOME FD 107,300 1,128 0.16%
146 NUVEEN SELECT QUALITY MUN FD 424,075 5,797 0.82%
147 NUVEEN SELECT TAX FREE INCM 39,084 539 0.08%
148 NUVEEN TEXAS QLTY MUN INCME 62,976 917 0.13%
149 NUVEEN VIRGINIA QLTY MUNCPL 35,630 469 0.07%
150 Nuveen Build America Bond Fund 140,739 2,870 0.41%
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