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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001564770-14-000004) filed in 2014.10.20
#
Name
Shares
Value ($)
%
Options
Notes
1 Kinder Morgan Inc. 469,077 38,563 5.12%
2 Kinder Morgan Inc 1,039,182 37,681 5.01%
3 KINDER MORGAN MANAGEMENT LLC 386,565 30,512 4.05%
4 GAMCO GLOBAL GOLD NAT RES & 2,337,631 25,667 3.41%
5 Alliance Bernstein Income Fund 2,882,381 21,676 2.88%
6 Diamonds Trust Ser I Unit 113,726 19,093 2.54%
7 ABERDEEN ASIA PACIFIC INCOM 2,778,762 17,451 2.32%
8 EXXON MOBIL CORP 173,050 17,423 2.31%
9 El Paso Partners Pipeline 422,166 15,295 2.03%
10 Goldman Sachs Ser D 735,095 15,003 1.99%
11 Teekay LNG Partners LP 315,263 14,546 1.93%
12 BLACKROCK CR ALLOCATION INCO 936,975 12,883 1.71%
13 NUVEEN PREM INCOME MUN FD 940,948 12,787 1.70%
14 NUVEEN PREM INCOME MUN FD 2 905,872 12,537 1.67%
15 TALLGRASS ENERGY PAR 300,413 11,656 1.55%
16 CLOUGH GLOBAL OPPORTUNIT 851,258 11,066 1.47%
17 Enbridge Energy Management LLC 307,356 10,834 1.44%
18 NUVEEN MUN OPPTY FD INC 725,533 10,237 1.36%
19 GAMCO NAT RES GOLD & INCOME 866,502 9,982 1.33%
20 MORGAN STANLEY 6.875% PFD FIX 368,080 9,975 1.32%
21 NUVEEN AMT FREE QLTY MUN INC 719,642 9,701 1.29%
22 Enbridge Energy Partners LP 252,426 9,322 1.24%
23 ADVENT CLAYMORE CV SECS & IN 464,191 8,745 1.16%
24 WESTPAC BKG CORP 267,408 8,589 1.14%
25 FLAHERTY CRUMRINE PFD SECS 437,422 8,573 1.14%
26 Flaherty and Crumrine Dynamic 354,098 8,343 1.11%
27 BLACKROCK TAXABL MUNI BN 380,635 8,260 1.10%
28 NUVEEN QUALITY MUN FD INC 620,255 8,132 1.08%
29 RYDEX ETF TRUST 105,712 8,109 1.08%
30 GENERAL ELECTRIC CO 304,929 8,014 1.06%
31 POTASH CORP SASK INC 207,400 7,873 1.05%
32 NEWMONT CORP 306,585 7,800 1.04%
33 CISCO SYS INC 309,086 7,681 1.02%
34 CHESAPEAKE ENERGY CORP 237,921 7,395 0.98%
35 SAN JUAN BASIN RTY TR 383,311 7,394 0.98%
36 HATTERAS FINL CORP COM 362,596 7,183 0.95%
37 MICROSOFT CORP 169,873 7,084 0.94%
38 KINDER MORGAN INC 17WTS EXP 05 2,437,505 6,776 0.90%
39 ENTERPRISE PRODS PARTNERS L 83,917 6,570 0.87%
40 MERCK & CO INC 109,817 6,353 0.84%
41 ALLIANZGI CONV & INCOME FD 577,691 6,118 0.81%
42 ANNALY CAP MGMT INC 532,045 6,081 0.81%
43 NUVEEN SELECT QUALITY MUN FD 413,088 5,725 0.76%
44 SYMANTEC CORP 248,215 5,684 0.75%
45 NUVEEN QUALITY INCOME MUNI FUND 395,184 5,422 0.72%
46 TRANSOCEAN INC NEW F 119,759 5,393 0.72%
47 PLAINS ALL AMERN PIPELINE L 86,990 5,224 0.69%
48 NUVEEN PREMIER MUN INCOME FD COM 379,868 5,178 0.69%
49 AT&T Inc New 146,367 5,176 0.69%
50 Nuveen Build America Bond Oppo 231,443 4,983 0.66%
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New Holding filing (0001564770-14-000006) filed in 2014.10.21, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
151 GLOBAL X FDS 105,215 2,522 0.36%
152 Calamos Convertible & High Inc 179,348 2,543 0.36%
153 PROSHARES ULTRASHORT S&P500 ET 103,280 2,548 0.36%
154 VENTAS INC REIT 41,747 2,586 0.37%
155 XEROX CORP 196,525 2,600 0.37%
156 ConocoPhillips 34,923 2,672 0.38%
157 ENERGY TRANSFER PART LP 43,562 2,788 0.39%
158 JOHNSON & JOHNSON 26,822 2,859 0.40%
159 Nuveen Build America Bond Fund 140,739 2,870 0.41%
160 NUVEEN CREDIT STRATEGIES INCOM 322,510 2,880 0.41%
161 MICRON TECHNOLOGY INC 85,552 2,931 0.41%
162 CENTER COAST MLP & INFRSTR FD COM SHS 157,125 3,070 0.43%
163 ISHARES TR 41,868 3,092 0.44%
164 CHEVRON CORP NEW 26,600 3,174 0.45%
165 DIVIDEND & INCOME FD COM NEW 209,790 3,474 0.49%
166 NUVEEN QUALITY INCOME MUNI FUND 269,090 3,684 0.52%
167 NUVEEN PERFORMANCE PLUS MUN 263,919 3,827 0.54%
168 Alliance Holdings GP 56,109 3,829 0.54%
169 BANK AMER CORP 244,662 4,171 0.59%
170 STAPLES INC 387,006 4,683 0.66%
171 Nuveen Build America Bond Oppo 231,236 4,902 0.69%
172 Wendy's Co Class A 615,697 5,086 0.72%
173 PLAINS ALL AMERN PIPELINE L 86,446 5,088 0.72%
174 INTEL CORP 146,887 5,115 0.72%
175 CHESAPEAKE ENERGY CORP 235,425 5,412 0.77%
176 AT&T Inc New 153,892 5,423 0.77%
177 NUVEEN PREMIER MUN INCOME FD COM 403,511 5,427 0.77%
178 ALLIANZGI CONV & INCOME FD 580,207 5,541 0.78%
179 NUVEEN SELECT QUALITY MUN FD 424,075 5,797 0.82%
180 SYMANTEC CORP 251,260 5,907 0.84%
181 KINDER MORGAN INC 17WTS EXP 05 1,758,644 6,401 0.91%
182 MERCK & CO INC 108,239 6,416 0.91%
183 HATTERAS FINL CORP COM 364,429 6,545 0.93%
184 ENTERPRISE PRODS PARTNERS L 165,917 6,686 0.95%
185 NEWMONT CORP 309,755 7,140 1.01%
186 POTASH CORP SASK INC 210,670 7,281 1.03%
187 ADVENT CLAYMORE CV SECS & IN 429,040 7,440 1.05%
188 WESTPAC BKG CORP 268,668 7,552 1.07%
189 MICROSOFT CORP 167,347 7,758 1.10%
190 GENERAL ELECTRIC CO 303,072 7,765 1.10%
191 CISCO SYS INC 311,946 7,852 1.11%
192 Flaherty and Crumrine Dynamic 353,401 7,983 1.13%
193 BLACKROCK TAXABL MUNI BN 381,745 8,024 1.14%
194 SAN JUAN BASIN RTY TR 422,952 8,036 1.14%
195 RYDEX ETF TRUST 106,062 8,038 1.14%
196 FLAHERTY CRUMRINE PFD SECS 432,437 8,350 1.18%
197 GAMCO NAT RES GOLD & INCOME 867,161 8,455 1.20%
198 CLOUGH GLOBAL OPPORTUNIT 747,915 8,923 1.26%
199 Crestwood Midstream Partners LP 424,270 9,618 1.36%
200 MORGAN STANLEY 6.875% PFD FIX 369,190 9,647 1.37%
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