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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001564770-15-000004) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
51 CLOUGH GLOBAL EQUITY FD COM 22,154 280 0.06%
52 CLOUGH GLOBAL OPPORTUNIT 406,546 4,350 0.91%
53 COACH INC 28,405 822 0.17%
54 COCA COLA CO 45,172 1,812 0.38%
55 COHEN & STEERS INFRASTRUCTUR 85,760 1,635 0.34%
56 COMCAST CORP NEW 12,975 737 0.15%
57 CORNING INC 101,111 1,731 0.36%
58 Calamos Convertible & High Inc 174,978 1,902 0.40%
59 Clough Global Allocation Fund 14,213 186 0.04%
60 ConocoPhillips 18,607 892 0.19%
61 Crestwood Midstream Partners LP 14,202 88 0.02%
62 DELAWARE INVTS COLO MUN INCO 15,760 221 0.05%
63 DEVON ENERGY CORP NEW 15,710 583 0.12%
64 DISCOVERY COMMUNICATNS NEW 8,770 227 0.05%
65 DISNEY WALT CO 21,632 2,211 0.46%
66 DIVIDEND & INCOME FD COM NEW 153,505 1,666 0.35%
67 DOUBLELINE INCOME SOLUTIONS 15,270 264 0.06%
68 DR PEPPER SNAPPLE GROUP INC 7,930 627 0.13%
69 EATON VANCE SENIOR FLOATING RA 11,500 152 0.03%
70 EATON VANCE TAX MANAGED DIVE 14,305 147 0.03%
71 EMERG MKTS INCOME FUND WDTREE 9,700 325 0.07%
72 ENERGY TRANSFER PART LP 45,237 1,858 0.39%
73 ENTERPRISE PRODS PARTNERS L 173,730 4,326 0.90%
74 EOG Resources Inc 2,794 203 0.04%
75 EXXON MOBIL CORP 174,401 12,967 2.71%
76 Enbridge Energy Management LLC 347,727 8,269 1.73%
77 Enbridge Energy Partners LP 252,617 6,245 1.30%
78 FEDERATED HERMES INC CL B 30,716 888 0.19%
79 FLAHERTY CRUMRINE PFD SECS 285,995 5,362 1.12%
80 FLAHERTY & CRUMRINE PFD INC 10,996 138 0.03%
81 FOOT LOCKER INC 7,904 569 0.12%
82 FORD MTR CO DEL 77,730 1,055 0.22%
83 FORT DEARBORN INCOME SECS INC COM 48,778 688 0.14%
84 FRANKLIN UNVL TR 17,900 106 0.02%
85 Flaherty and Crumrine Dynamic 432,982 9,690 2.02%
86 Freeport-McMoran Inc Cl B 15,143 147 0.03%
87 GALLAGHER ARTHUR J & CO 44,570 1,840 0.38%
88 GAMCO GLOBAL GOLD NAT RES & 2,636,386 13,156 2.74%
89 GAMCO NAT RES GOLD & INCOME 1,138,136 6,590 1.37%
90 GENERAL ELECTRIC CO 28,413 716 0.15%
91 GENERAL MLS INC 8,510 478 0.10%
92 GILEAD SCIENCES INC 22,750 2,237 0.47%
93 GLAXOSMITHKLINE PLC 11,189 430 0.09%
94 GLOBAL X FDS 103,250 2,029 0.42%
95 GOLDCORP INC NEW 22,852 286 0.06%
96 GRAINGER W W INC 3,308 711 0.15%
97 GREEN BANCORP INC 11,260 131 0.03%
98 HALLIBURTON CO 10,460 371 0.08%
99 HANCOCK JOHN PFD INCOME FD 11,000 213 0.04%
100 HARTFORD FINL SVCS GROUP INC 21,221 971 0.20%
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Restatement filing (0001564770-15-000005) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 ABERDEEN ASIA PACIFIC INCOM 6,216,910 27,976 4.60%
2 CENTER COAST MLP & INFRSTR FD COM SHS 2,234,889 26,081 4.29%
3 TALLGRASS ENERGY PAR 526,170 20,673 3.40%
4 TARGA RESOURCES 625,862 18,175 2.99%
5 Oneok Partners LP 555,773 16,262 2.68%
6 EXXON MOBIL CORP 190,303 14,150 2.33%
7 GAMCO GLOBAL GOLD NAT RES & 2,636,386 13,156 2.17%
8 Kinder Morgan Inc 425,535 11,779 1.94%
9 HATTERAS FINL CORP COM 725,015 10,984 1.81%
10 BLACKROCK CR ALLOCATION INCO 862,088 10,492 1.73%
11 NUVEEN AMT FREE QLTY MUN INC 780,287 10,167 1.67%
12 MICROSOFT CORP 228,933 10,135 1.67%
13 Flaherty and Crumrine Dynamic 432,982 9,690 1.59%
14 NUVEEN PREM INCOME MUN FD 2 636,271 8,685 1.43%
15 Enbridge Energy Management LLC 347,727 8,269 1.36%
16 RYDEX ETF TRUST 109,252 8,037 1.32%
17 APPLE INC 72,222 7,970 1.31%
18 NUVEEN PREM INCOME MUN FD 516,356 6,919 1.14%
19 GAMCO NAT RES GOLD & INCOME 1,138,136 6,590 1.08%
20 Enbridge Energy Partners LP 252,617 6,245 1.03%
21 ADVENT CLAYMORE CV SECS & IN 459,364 6,050 1.00%
22 TALLGRASS ENERGY GP LP SHS CLASS A 298,436 5,930 0.98%
23 INVESCO SR INCOME TR 1,379,375 5,766 0.95%
24 GILEAD SCIENCES INC 56,715 5,563 0.92%
25 POPULAR INC COM NEW 179,175 5,416 0.89%
26 AT&T INC 164,781 5,368 0.88%
27 FLAHERTY CRUMRINE PFD SECS 285,995 5,362 0.88%
28 WESTPAC BKG CORP 252,742 5,322 0.88%
29 ENTERPRISE PRODS PARTNERS L 197,960 4,930 0.81%
30 Tortoise MLP Fund 266,787 4,888 0.80%
31 JPMORGAN CHASE & CO 79,700 4,860 0.80%
32 AMC NETWORKS INC CL A 65,800 4,809 0.79%
33 IAC INTERACTIVECORP 73,370 4,793 0.79%
34 SENIOR HOUSING PROPERTIES TRUST 292,751 4,743 0.78%
35 MCCORMICK & CO INC 57,245 4,704 0.77%
36 KKR & CO LP COMMON UNITS 267,567 4,487 0.74%
37 UNDER ARMOUR INC 46,010 4,453 0.73%
38 BLACKROCK TAXABL MUNI BN 216,187 4,363 0.72%
39 CLOUGH GLOBAL OPPORTUNIT 406,546 4,350 0.72%
40 Adt Corp 142,880 4,271 0.70%
41 ALLY FINL INC 206,020 4,192 0.69%
42 CITIGROUPINC 83,666 4,151 0.68%
43 BRISTOL MYERS SQUIBB CO 65,998 3,907 0.64%
44 PAYCHEX INC 68,265 3,897 0.64%
45 Nuveen Build America Bond Oppo 195,337 3,793 0.62%
46 BANK AMER CORP 238,795 3,721 0.61%
47 PLAINS ALL AMERN PIPELINE L 120,728 3,668 0.60%
48 DISCOVERY COMMUNICATNS NEW 136,480 3,557 0.59%
49 NCR CORP NEW 154,705 3,522 0.58%
50 SINCLAIR BROADCAST GROUP INC 137,800 3,489 0.57%
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