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FRANKLIN UNVL TR
FRANKLIN UNVL TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 35 Institutional holders with a total value of $20,631,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 1,691,507 9,997,000 48.46%
2 Advisors Asset Management, Inc. 530,004 3,132,000 15.18%
3 Koshinski Asset Management, Inc. 197,175 1,272,000 6.17%
4 WELLS FARGO & COMPANY/MN 176,455 1,043,000 5.06%
5 ROYAL BANK OF CANADA 130,863 773,000 3.75%
6 MORGAN STANLEY 116,408 688,000 3.33%
7 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 65,779 389,000 1.89%
8 UBS Group AG 59,182 350,000 1.70%
9 NEXT Financial Group, Inc 53,250 314,000 1.52%
10 LPL Financial LLC 45,634 266,000 1.29%
11 Creative Planning 33,371 197,000 0.95%
12 Virtu KCG Holdings LLC 33,103 196,000 0.95%
13 DOLIVER ADVISORS, LP 31,984 189,000 0.92%
14 PNC FINANCIAL SERVICES GROUP, INC. 31,899 188,000 0.91%
15 Cetera Advisor Networks LLC 27,725 164,000 0.79%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 24,200 143,000 0.69%
17 Cetera Advisors LLC 23,722 141,000 0.68%
18 UNITED CAPITAL FINANCIAL ADVISORS, LLC 21,600 128,000 0.62%
19 US BANCORP \DE\ 21,600 128,000 0.62%
20 BANK OF AMERICA CORP /DE/ 21,496 127,000 0.62%
21 WEDBUSH SECURITIES INC 19,913 118,000 0.57%
22 AMERICAN INTERNATIONAL GROUP, INC. 18,589 110,000 0.53%
23 CORNERSTONE ADVISORS INC 18,322 108,000 0.52%
24 Oxbow Advisors, LLC 17,900 106,000 0.51%
25 Janney Montgomery Scott LLC 17,297 102,000 0.49%
26 CSS LLC/IL 14,246 84,000 0.41%
27 STIFEL FINANCIAL CORP 13,181 78,000 0.38%
28 FARMERS & MERCHANTS INVESTMENTS INC 5,000 30,000 0.15%
29 SYNOVUS FINANCIAL CORP 4,457 26,000 0.13%
30 MSI Financial Services Inc 2,127 13,000 0.06%
31 FineMark National Bank & Trust 1,900 11,000 0.05%
32 CITIGROUP INC 1,450 9,000 0.04%
33 Pinnacle Summer Investments, Inc. 1,188 7,000 0.03%
34 Tower Research Capital LLC (TRC) 758 4,000 0.02%
35 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 60 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.