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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 78 Institutional holders with a total value of $177,456,396.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,943,367 38,188,000 21.52%
2 BANK OF AMERICA CORP /DE/ 1,306,831 25,679,000 14.47%
3 WELLS FARGO & COMPANY/MN 1,131,482 22,234,000 12.53%
4 Gradient Investments LLC 841,035 16,526,000 9.31%
5 UBS Group AG 478,029 9,394,000 5.29%
6 ROYAL BANK OF CANADA 378,843 7,445,000 4.20%
7 Janney Capital Management LLC 343,759 6,755,000 3.81%
8 Maryland Capital Management 210,175 4,130,000 2.33%
9 LPL Financial LLC 174,034 3,538,000 1.99%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 114,198 2,267,000 1.28%
11 Oxbow Advisors, LLC 103,250 2,029,000 1.14%
12 Janney Montgomery Scott LLC 101,660 1,998,000 1.13%
13 Commonwealth Equity Services, Inc 98,848 1,942,000 1.09%
14 GOLDMAN SACHS GROUP INC 85,570 1,681,000 0.95%
15 CABOT WEALTH MANAGEMENT INC 84,923 1,669,000 0.94%
16 MSI Financial Services Inc 83,524 1,641,000 0.92%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 81,312 1,598,000 0.90%
18 Prospera Financial Services Inc 71,654 1,408,000 0.79%
19 RAYMOND JAMES & ASSOCIATES 70,740 1,390,000 0.78%
20 CITIGROUP INC 68,389 1,344,000 0.76%
21 CAHILL FINANCIAL ADVISORS INC 68,245 1,342,000 0.76%
22 Concert Wealth Management Inc. 66,436 1,309,000 0.74%
23 CITADEL ADVISORS LLC 65,786 1,293,000 0.73%
24 Bell Bank 56,580 1,112,000 0.63%
25 Financial Architects, Inc 55,388 1,088,000 0.61%
26 LVZ, Inc. 48,623 955,000 0.54%
27 ENVESTNET ASSET MANAGEMENT INC 47,355 931,000 0.52%
28 AMERIPRISE FINANCIAL INC 42,581 837,000 0.47%
29 Hillsdale Investment Management Inc. 42,600 837,000 0.47%
30 Raymond James Financial Services Advisors, Inc. 41,756 821,000 0.46%
31 D.A. DAVIDSON & CO. 41,110 807,000 0.45%
32 Capital Advisors, Ltd. LLC 37,140 730,000 0.41%
33 BALDWIN WEALTH PARTNERS LLC/MA 37,098 729,000 0.41%
34 SYNOVUS FINANCIAL CORP 34,075 671,000 0.38%
35 Private Advisor Group, LLC 33,828 665,000 0.37%
36 JOHNSON INVESTMENT COUNSEL INC 33,870 665,000 0.37%
37 Cetera Advisor Networks LLC 33,124 650,000 0.37%
38 Pinnacle Summer Investments, Inc. 31,805 636,000 0.36%
39 Koshinski Asset Management, Inc. 28,181 624,000 0.35%
40 Atria Investments, Inc 12 624,000 0.35%
41 US BANCORP \DE\ 31,530 620,000 0.35%
42 Stratos Wealth Partners, LTD. 29,848 587,000 0.33%
43 Cambridge Investment Research Advisors, Inc. 29,653 583,000 0.33%
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 26,500 521,000 0.29% Put
45 JANE STREET GROUP, LLC 26,066 512,000 0.29%
46 VSR Financial Services, Inc. 23,595 464,000 0.26%
47 First City Capital Management, Inc. 20,075 394,473 0.22%
48 AMERICAN INTERNATIONAL GROUP, INC. 18,335 361,000 0.20%
49 SUNTRUST BANKS INC 16,849 331,000 0.19%
50 Biondo Investment Advisors, LLC 16,200 318,000 0.18%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.