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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001564770-15-000004) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
101 COMCAST CORP NEW 12,975 737 0.15%
102 PROSHARES TR 15,773 733 0.15%
103 ANADARKO PETE CORP 12,052 728 0.15%
104 GENERAL ELECTRIC CO 28,413 716 0.15%
105 GRAINGER W W INC 3,308 711 0.15%
106 SPDR S&P 500 ETF TRUST 3,655 700 0.15%
107 FORT DEARBORN INCOME SECS INC COM 48,778 688 0.14%
108 POWERSHARES QQQ TRUST SE1 6,660 678 0.14%
109 GOVERNMENT PROPERTIES INCOME 40,325 645 0.13%
110 PHILLIPS 66 8,207 631 0.13%
111 DR PEPPER SNAPPLE GROUP INC 7,930 627 0.13%
112 TC PIPELINES LP 12,600 600 0.13%
113 VANGUARD INDEX FDS 5,450 588 0.12%
114 DEVON ENERGY CORP NEW 15,710 583 0.12%
115 FOOT LOCKER INC 7,904 569 0.12%
116 NUVEEN MUN OPPTY FD INC 38,531 543 0.11%
117 PEPSICO INC 5,652 533 0.11%
118 NUVEEN NORTH CAROLINA QLTY M 39,160 499 0.10%
119 MGIC INVT CORP WIS 52,795 488 0.10%
120 GENERAL MLS INC 8,510 478 0.10%
121 SPDR GOLD SHARES ETF 4,350 465 0.10%
122 STARWOOD PROPERTY TRUST INC CO 22,122 454 0.09%
123 VALERO ENERGY CORP NEW 7,455 448 0.09%
124 BOEING CO 3,404 446 0.09%
125 VANGUARD INDEX FDS 3,800 443 0.09%
126 NEWMONT MINING CORP 27,301 439 0.09%
127 GLAXOSMITHKLINE PLC 11,189 430 0.09%
128 KIMBERLY CLARK CORP 3,830 418 0.09%
129 REDWOOD TR INC 29,991 415 0.09%
130 VANGUARD WORLD FD 5,200 404 0.08%
131 AMERIPRISE FINL INC 3,700 404 0.08%
132 ISHARES TR 3,814 401 0.08%
133 ABBVIE INC 7,318 398 0.08%
134 POWERSHARES ETF TR II 25,900 378 0.08%
135 HALLIBURTON CO 10,460 371 0.08%
136 APACHE CORP 9,440 370 0.08%
137 PROSPERITY BANCSHARES INC 7,369 362 0.08%
138 BLACKROCK LONG-TERM MUNI ADV 32,105 353 0.07%
139 AMC NETWORKS INC 4,850 352 0.07%
140 POPULAR INC 11,520 345 0.07%
141 CARE CAP PPTYS INC 10,161 335 0.07%
142 ISHARES TR 3,114 332 0.07%
143 AVENUE FINL HLDGS INC 25,000 330 0.07%
144 WISDOMTREE EMRG MRKT HG DIV ET 9,700 325 0.07%
145 ALLY FINL INC 15,835 324 0.07%
146 Alliance Bernstein Income Fund 41,247 324 0.07%
147 NUSTAR ENERGY 7,078 317 0.07%
148 HESS CORP 6,158 308 0.06%
149 IAC INTERACTIVECORP 4,695 307 0.06%
150 ABBOTT LABS 7,109 286 0.06%
Page 3 of 5
Restatement filing (0001564770-15-000005) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 * SANDRIDGE ENERGY INC COM 26,500 7 0.00%
2 CASTLE AM & CO 11,191 25 0.00%
3 TOWERSTREAM CORP 25,000 27 0.00%
4 PETROLEO BRASILEIRO SA PETRO 10,000 43 0.01%
5 LIBERTY ALL STAR EQUITY FD 10,973 56 0.01%
6 CASELLA WASTE SYS INC 12,500 73 0.01%
7 NEW GOLD INC CDA 32,270 73 0.01%
8 BLACKROCK RES & COMM STRAT TR SHS 11,450 82 0.01%
9 Crestwood Midstream Partners LP 14,202 88 0.01%
10 PAN AMERICAN SILVER F 14,337 91 0.01%
11 ALAMOS GOLD INC NEW 24,782 91 0.01%
12 CRYOLIFE INC 10,780 105 0.02%
13 FRANKLIN UNVL TR 17,900 106 0.02%
14 ZIX CORP 26,000 109 0.02%
15 BLACKROCK DEBT STRAT FD INC 37,161 124 0.02%
16 BOARDWALK PIPELINE PARTNERS 11,450 137 0.02%
17 FLAHERTY & CRUMRINE 10,996 138 0.02%
18 ISHARES SILVER TRUST 10,030 139 0.02%
19 NUVEEN MUNICIPAL ADVAXXX MANDA 10,579 141 0.02%
20 NUVEEN PREM INCOME MUN FD 4 10,936 143 0.02%
21 LEGACY RESVS LP 35,863 147 0.02%
22 EATON VANCE TX MGD DIV EQ IN 14,305 147 0.02%
23 Eaton Vance Sr. Fltg Rate Fd 11,500 152 0.03%
24 FREEPORT-MCMORAN INC 15,613 152 0.03%
25 SPROTT PHYSICAL SILVER TR 28,200 160 0.03%
26 TELEFONICA S A 13,584 163 0.03%
27 NUVEEN TEXAS QLTY MUN INCME 12,325 168 0.03%
28 BARRICK GOLD CORP 27,297 174 0.03%
29 WELLS FARGO ADV MULTI SEC INC 16,135 183 0.03%
30 CLOUGH GLOBAL DIVND AND INC 14,213 186 0.03%
31 NUVEEN INVESTMENT QUALIT 13,010 193 0.03%
32 BLACKROCK MUNIYLD INVST QLTY 14,336 194 0.03%
33 SPECIAL OPPORTUNITIES FD INC 14,108 198 0.03%
34 AMERICAN EXPRESS CO 2,740 203 0.03%
35 EOG RES INC COM 2,794 203 0.03%
36 CIMAREX ENERGY CO COM 2,000 205 0.03%
37 HANCOCK JOHN PFD INCOME FD 11,000 213 0.04%
38 DELAWARE INV CO MUN INC FD I 15,760 221 0.04%
39 XL GROUP PLC 6,091 221 0.04%
40 ARES CAP CORP 16,865 244 0.04%
41 TriState Capital Holdings Inc 19,688 246 0.04%
42 SUPER MICRO COMPUTER INC 9,195 251 0.04%
43 NUVEEN VIRGINIA QLTY MUNCPL 18,585 251 0.04%
44 HOWARD HUGHES CORP 2,180 253 0.04%
45 ARES CAP CORP 255 255 0.04%
46 ORACLE CORP 7,187 260 0.04%
47 WESTERN ASSET HIGH INCM OPP 55,820 262 0.04%
48 CALAMOS CONV OPP AND INC FD 26,484 262 0.04%
49 BLACKROCK MUNI INCOME INV QL 18,745 262 0.04%
50 DOUBLELINE INCOME SOLUTIONS 15,270 264 0.04%
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