Dark
Light
System
Security
SPECIAL OPPORTUNITIES FUND INC COM
SPECIAL OPPORTUNITIES FUND INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 27 Institutional holders with a total value of $66,475,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RELATIVE VALUE PARTNERS GROUP, LLC 2,474,839 34,821,000 52.38%
2 SIT INVESTMENT ASSOCIATES INC 438,323 6,167,000 9.28%
3 Ancora Advisors LLC 397,230 5,589,000 8.41%
4 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 299,257 4,211,000 6.33%
5 Horizon Kinetics LLC 219,268 3,085,000 4.64%
6 CSS LLC/IL 218,527 3,075,000 4.63%
7 Shaker Financial Services, LLC 181,003 2,547,000 3.83%
8 RIVERNORTH CAPITAL MANAGEMENT, LLC 136,048 1,914,000 2.88%
9 MORGAN STANLEY 109,901 1,547,000 2.33%
10 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 50,735 714,000 1.07%
11 Independence Trust CO 37,863 533,000 0.80%
12 ANCORA PRIVATE WEALTH ADVISORS, LLC 35,183 495,000 0.74%
13 WELLS FARGO & COMPANY/MN 25,183 354,000 0.53%
14 MSI Financial Services Inc 17,877 252,000 0.38%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,740 250,000 0.38%
16 Commonwealth Equity Services, Inc 14,724 207,000 0.31%
17 Oxbow Advisors, LLC 14,108 198,000 0.30%
18 UBS Group AG 10,702 151,000 0.23%
19 FIRST MANHATTAN CO. LLC. 9,435 132,000 0.20%
20 PNC FINANCIAL SERVICES GROUP, INC. 4,142 58,000 0.09%
21 US BANCORP \DE\ 4,042 57,000 0.09%
22 Chicago Partners Investment Group LLC 2,361 33,000 0.05%
23 ROYAL BANK OF CANADA 2,149 30,000 0.05%
24 BANK OF AMERICA CORP /DE/ 1,892 27,000 0.04%
25 THRIVENT FINANCIAL FOR LUTHERANS 1,594 23,000 0.03%
26 CITIGROUP INC 310 4,000 0.01%
27 BARCLAYS PLC 100 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.