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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001564770-15-000004) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
151 ORACLE CORPORATION 6,744 244 0.05%
152 Oneok Partners LP 557,023 16,299 3.40%
153 PAN AMERN SILVER CORP 14,337 91 0.02%
154 PAYCHEX INC 4,790 273 0.06%
155 PENNANTPARK INVT CORP 44,100 285 0.06%
156 PEPSICO INC 5,652 533 0.11%
157 PETROLEO BRASILEIRO SA PETRO 10,000 43 0.01%
158 PFIZER INC 79,205 2,488 0.52%
159 PHILLIPS 66 8,207 631 0.13%
160 PJT PARTNERS INC COM CL A 40,325 645 0.13%
161 PLAINS ALL AMERN PIPELINE L 108,643 3,301 0.69%
162 POPULAR INC COM NEW 11,520 345 0.07%
163 POTASH CORP SASK INC 55,770 1,146 0.24%
164 PROCTER AND GAMBLE CO 20,232 1,455 0.30%
165 PROSHARES TR 15,773 733 0.15%
166 PROSPERITY BANCSHARES INC 7,369 362 0.08%
167 PowerShares CEF Income Composi 45,545 956 0.20%
168 PowerShares Preferred 25,900 378 0.08%
169 Powershares QQQ Trust 6,660 678 0.14%
170 REDWOOD TR INC 29,991 415 0.09%
171 ROYAL DUTCH SHELL PLC 5,962 283 0.06%
172 RYDEX ETF TRUST 21,125 1,046 0.22%
173 RYDEX ETF TRUST 109,252 8,037 1.68%
174 SCRIPPS NETWORKS INTERACT IN 4,965 238 0.05%
175 SENIOR HOUSING PROPERTIES TRUST 292,751 4,743 0.99%
176 SINCLAIR BROADCAST GROUP INC 10,025 253 0.05%
177 SPDR GOLD TRUST 4,350 465 0.10%
178 SPDR S&P 500 Fund 3,655 700 0.15%
179 STARBUCKS CORP 44,050 2,504 0.52%
180 STARWOOD PPTY TR INC 15,000 15 0.00%
181 STARWOOD PPTY TR INC 22,122 454 0.09%
182 STONECASTLE FINL CORP 97,832 1,646 0.34%
183 TALLGRASS ENERGY GP LP SHS CLASS A 298,436 5,930 1.24%
184 TALLGRASS ENERGY PAR 526,170 20,673 4.31%
185 TARGA RESOURCES 625,862 18,175 3.79%
186 TC PIPELINES LP 12,600 600 0.13%
187 TORONTO DOMINION BK ONT 85,935 3,388 0.71%
188 TOWERSTREAM CORP 25,000 27 0.01%
189 TYSON FOODS INC 60,750 2,618 0.55%
190 Texas Capital Bancshares Inc 22,000 1,153 0.24%
191 Tortoise MLP Fund 266,787 4,888 1.02%
192 TriState Capital Holdings Inc 19,688 246 0.05%
193 UNDER ARMOUR INC 46,010 4,453 0.93%
194 UNION PAC CORP 3,200 283 0.06%
195 UNITED THERAPEUTICS CORP DEL 1,530 204 0.04%
196 VANGUARD INDEX FDS 3,800 443 0.09%
197 VANGUARD INDEX FDS 5,450 588 0.12%
198 VANGUARD INDEX FDS 7,860 776 0.16%
199 VANGUARD WORLD FD 5,200 404 0.08%
200 VENTAS INC REIT 40,550 2,273 0.47%
Page 4 of 5
Restatement filing (0001564770-15-000005) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 ABERDEEN ASIA PACIFIC INCOM 6,216,910 27,976 4.60%
2 CENTER COAST MLP & INFRSTR FD COM SHS 2,234,889 26,081 4.29%
3 TALLGRASS ENERGY PAR 526,170 20,673 3.40%
4 TARGA RESOURCES 625,862 18,175 2.99%
5 Oneok Partners LP 555,773 16,262 2.68%
6 EXXON MOBIL CORP 190,303 14,150 2.33%
7 GAMCO GLOBAL GOLD NAT RES & 2,636,386 13,156 2.17%
8 Kinder Morgan Inc 425,535 11,779 1.94%
9 HATTERAS FINL CORP COM 725,015 10,984 1.81%
10 BLACKROCK CR ALLOCATION INCO 862,088 10,492 1.73%
11 NUVEEN AMT FREE QLTY MUN INC 780,287 10,167 1.67%
12 MICROSOFT CORP 228,933 10,135 1.67%
13 Flaherty and Crumrine Dynamic 432,982 9,690 1.59%
14 NUVEEN PREM INCOME MUN FD 2 636,271 8,685 1.43%
15 Enbridge Energy Management LLC 347,727 8,269 1.36%
16 RYDEX ETF TRUST 109,252 8,037 1.32%
17 APPLE INC 72,222 7,970 1.31%
18 NUVEEN PREM INCOME MUN FD 516,356 6,919 1.14%
19 GAMCO NAT RES GOLD & INCOME 1,138,136 6,590 1.08%
20 Enbridge Energy Partners LP 252,617 6,245 1.03%
21 ADVENT CLAYMORE CV SECS & IN 459,364 6,050 1.00%
22 TALLGRASS ENERGY GP LP SHS CLASS A 298,436 5,930 0.98%
23 INVESCO SR INCOME TR 1,379,375 5,766 0.95%
24 GILEAD SCIENCES INC 56,715 5,563 0.92%
25 POPULAR INC COM NEW 179,175 5,416 0.89%
26 AT&T INC 164,781 5,368 0.88%
27 FLAHERTY CRUMRINE PFD SECS 285,995 5,362 0.88%
28 WESTPAC BKG CORP 252,742 5,322 0.88%
29 ENTERPRISE PRODS PARTNERS L 197,960 4,930 0.81%
30 Tortoise MLP Fund 266,787 4,888 0.80%
31 JPMORGAN CHASE & CO 79,700 4,860 0.80%
32 AMC NETWORKS INC CL A 65,800 4,809 0.79%
33 IAC INTERACTIVECORP 73,370 4,793 0.79%
34 SENIOR HOUSING PROPERTIES TRUST 292,751 4,743 0.78%
35 MCCORMICK & CO INC 57,245 4,704 0.77%
36 KKR & CO LP COMMON UNITS 267,567 4,487 0.74%
37 UNDER ARMOUR INC 46,010 4,453 0.73%
38 BLACKROCK TAXABL MUNI BN 216,187 4,363 0.72%
39 CLOUGH GLOBAL OPPORTUNIT 406,546 4,350 0.72%
40 Adt Corp 142,880 4,271 0.70%
41 ALLY FINL INC 206,020 4,192 0.69%
42 CITIGROUPINC 83,666 4,151 0.68%
43 BRISTOL MYERS SQUIBB CO 65,998 3,907 0.64%
44 PAYCHEX INC 68,265 3,897 0.64%
45 Nuveen Build America Bond Oppo 195,337 3,793 0.62%
46 BANK AMER CORP 238,795 3,721 0.61%
47 PLAINS ALL AMERN PIPELINE L 120,728 3,668 0.60%
48 DISCOVERY COMMUNICATNS NEW 136,480 3,557 0.59%
49 NCR CORP NEW 154,705 3,522 0.58%
50 SINCLAIR BROADCAST GROUP INC 137,800 3,489 0.57%
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