Dark
Light
System
Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001564770-15-000004) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
151 GOLDCORP INC NEW 22,852 286 0.06%
152 PENNANTPARK INVT CORP 44,100 285 0.06%
153 ROYAL DUTCH SHELL PLC 5,962 283 0.06%
154 UNION PAC CORP 3,200 283 0.06%
155 CLOUGH GLOBAL EQUITY FD COM 22,154 280 0.06%
156 Altria Group, Inc. 5,028 274 0.06%
157 PAYCHEX INC 4,790 273 0.06%
158 CITIGROUPINC 5,625 272 0.06%
159 DOUBLELINE INCOME SOLUTIONS 15,270 264 0.06%
160 WESTERN ASSET HIGH INCM OPP 55,820 262 0.05%
161 BLACKROCK MUNI INCOME INV QL 18,745 262 0.05%
162 CALAMOS CONV OPPORTUNITIES & 26,484 262 0.05%
163 HERTZ GLOBAL HOLDINGS INC COM 15,510 261 0.05%
164 NCR CORP NEW 11,158 254 0.05%
165 SINCLAIR BROADCAST GROUP INC 10,025 253 0.05%
166 NUVEEN VIRGINIA QLTY MUNCPL 18,585 251 0.05%
167 TriState Capital Holdings Inc 19,688 246 0.05%
168 ARES CAPITAL CORP 16,865 244 0.05%
169 ORACLE CORPORATION 6,744 244 0.05%
170 SCRIPPS NETWORKS INTERACT IN 4,965 238 0.05%
171 Adt Corp 7,630 229 0.05%
172 DISCOVERY COMMUNICATNS NEW 8,770 227 0.05%
173 DELAWARE INVTS COLO MUN INCO 15,760 221 0.05%
174 XL GROUP PLC 6,091 221 0.05%
175 AVIS BUDGET GROUP 5,030 219 0.05%
176 HANCOCK JOHN PFD INCOME FD 11,000 213 0.04%
177 CHICAGO BRIDGE & IRON CO N V 5,260 210 0.04%
178 CIMAREX ENERGY 2,000 205 0.04%
179 UNITED THERAPEUTICS CORP DEL 1,530 204 0.04%
180 EOG Resources Inc 2,794 203 0.04%
181 AMERICAN EXPRESS CO 2,740 203 0.04%
182 BLACKROCK MUNIYLD INVST QLTY 14,336 194 0.04%
183 NUVEEN INVESTMENT QUALIT 13,010 193 0.04%
184 Clough Global Allocation Fund 14,213 186 0.04%
185 WELLS FARGO MULTI SECTOR INC 16,135 183 0.04%
186 KKR & CO LP COMMON UNITS 10,330 176 0.04%
187 BARRICK GOLD CORP 27,297 174 0.04%
188 NUVEEN TEXAS QLTY MUN INCME 12,325 168 0.04%
189 EATON VANCE SENIOR FLOATING RA 11,500 152 0.03%
190 EATON VANCE TAX MANAGED DIVE 14,305 147 0.03%
191 LEGACY RESVS LP 35,863 147 0.03%
192 Freeport-McMoran Inc Cl B 15,143 147 0.03%
193 NUVEEN PREM INCOME MUN FD 4 10,936 143 0.03%
194 NUVEEN MUNICIPAL ADVAXXX MANDA 10,579 141 0.03%
195 ISHARES SILVER TRUST 10,030 139 0.03%
196 FLAHERTY & CRUMRINE PFD INC 10,996 138 0.03%
197 Bank of America Corp Warrants Exp 01/16/19 24,035 137 0.03%
198 GREEN BANCORP INC 11,260 131 0.03%
199 BLACKROCK DEBT STRAT FD INC 37,161 124 0.03%
200 ZIX CORP 26,000 109 0.02%
Page 4 of 5
Restatement filing (0001564770-15-000005) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
101 GENERAL ELECTRIC CO 71,150 1,797 0.30%
102 CORNING INC 101,111 1,731 0.28%
103 NUVEEN CREDIT STRATEGIES INCOM 212,776 1,698 0.28%
104 GREEN BANCORP INC 147,956 1,697 0.28%
105 DIVIDEND & INCOME FD COM NEW 153,505 1,666 0.27%
106 STONECASTLE FINL CORP 97,832 1,646 0.27%
107 COHEN & STEERS INFRASTRUCTUR 85,760 1,635 0.27%
108 WELLS FARGO & CO NEW 30,600 1,571 0.26%
109 NUVEEN QUALITY INCOME MUNI FUND 116,323 1,569 0.26%
110 CALAMOS STRATEGIC TOTL RETN 159,050 1,478 0.24%
111 ALLIANZGI CONV & INCOME FD 250,924 1,463 0.24%
112 VODAFONE GROUP PLC NEW 45,166 1,435 0.24%
113 DOW CHEM CO 33,505 1,421 0.23%
114 NUVEEN PREFERRED INCOME OPPORT 157,005 1,411 0.23%
115 CONOCOPHILLIPS 25,917 1,243 0.20%
116 BHP BILLITON LTD 39,000 1,233 0.20%
117 NUVEEN REAL ESTATE INCOME FD 117,800 1,184 0.19%
118 POTASH CORP SASK INC 56,570 1,162 0.19%
119 Texas Capital Bancshares Inc 22,000 1,153 0.19%
120 PEPSICO INC 12,182 1,147 0.19%
121 LEGGETT &PLATT INC 26,546 1,095 0.18%
122 FORD MTR CO DEL 78,105 1,060 0.17%
123 RYDEX ETF TRUST 21,125 1,046 0.17%
124 HARTFORD FINL SVCS GROUP INC 21,221 971 0.16%
125 PowerShares CEF Income Composi 45,545 956 0.16%
126 KIMBERLY CLARK CORP 8,745 954 0.16%
127 EMERSON ELEC CO 20,585 907 0.15%
128 ULTRA PETROLEUM CORP 139,556 892 0.15%
129 FEDERATED HERMES INC CL B 30,716 888 0.15%
130 MAGELLAN MIDSTREAM PRTNRS LP 14,598 879 0.14%
131 NUVEEN FLOATG RATE INCM 87,952 875 0.14%
132 ROYAL DUTCH SHELL PLC 18,114 864 0.14%
133 AVENUE FINL HLDGS INC 63,260 835 0.14%
134 COACH INC 28,405 822 0.14%
135 VANGUARD INDEX FDS 7,860 776 0.13%
136 KRAFT HEINZ CO 10,702 756 0.12%
137 WILLIAMS PARTNERS L P NEW 23,658 756 0.12%
138 INTERNATIONAL BUSINESS MACHS 5,153 747 0.12%
139 HANCOCK WHITNEY CORPORATION 27,207 740 0.12%
140 DR PEPPER SNAPPLE GROUP INC 9,288 735 0.12%
141 PROSHARES TR 15,773 733 0.12%
142 ANADARKO PETE CORP 12,052 728 0.12%
143 TOTAL S A 16,219 723 0.12%
144 APOLLO INVT CORP 5.75% 01/15/2016 715 717 0.12%
145 GRAINGER W W INC 3,308 711 0.12%
146 SPDR S&P 500 Fund 3,655 700 0.12%
147 FORT DEARBORN INCOME SECS INC COM 48,778 688 0.11%
148 Powershares QQQ Trust 6,660 678 0.11%
149 BLACKSTONE GROUP L P 20,295 645 0.11%
150 PJT PARTNERS INC COM CL A 40,325 645 0.11%
Page 3 of 6