| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,652,212 | 9,632,000 | 14.58% | ||
| 2 | WELLS FARGO & COMPANY/MN | 1,526,550 | 8,899,000 | 13.47% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 1,507,395 | 8,789,000 | 13.31% | ||
| 4 | COHEN & STEERS, INC. | 1,239,582 | 7,227,000 | 10.94% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 1,006,467 | 5,868,000 | 8.88% | ||
| 6 | DOLIVER ADVISORS, LP | 508,257 | 2,963,000 | 4.49% | ||
| 7 | LPL Financial LLC | 369,306 | 2,179,000 | 3.30% | ||
| 8 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 328,745 | 1,917,000 | 2.90% | ||
| 9 | AMERICAN INTERNATIONAL GROUP, INC. | 301,450 | 1,757,000 | 2.66% | ||
| 10 | MORGAN STANLEY | 300,671 | 1,753,000 | 2.65% | ||
| 11 | CORNERSTONE ADVISORS INC | 298,682 | 1,741,000 | 2.64% | ||
| 12 | MARINER INVESTMENT GROUP LLC | 284,166 | 1,657,000 | 2.51% | ||
| 13 | MSI Financial Services Inc | 272,436 | 1,588,000 | 2.40% | ||
| 14 | Oxbow Advisors, LLC | 250,924 | 1,463,000 | 2.22% | ||
| 15 | ROYAL BANK OF CANADA | 200,101 | 1,167,000 | 1.77% | ||
| 16 | WOLVERINE ASSET MANAGEMENT LLC | 181,757 | 1,059,000 | 1.60% | ||
| 17 | Ionic Capital Management LLC | 151,891 | 886,000 | 1.34% | ||
| 18 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 134,085 | 782,000 | 1.18% | ||
| 19 | CITIGROUP INC | 77,308 | 450,000 | 0.68% | ||
| 20 | MILLENNIUM MANAGEMENT LLC | 76,684 | 447,000 | 0.68% | ||
| 21 | TFS CAPITAL LLC | 68,705 | 401,000 | 0.61% | ||
| 22 | Maryland Capital Management | 55,400 | 323,000 | 0.49% | ||
| 23 | Advisors Asset Management, Inc. | 49,835 | 291,000 | 0.44% | ||
| 24 | SIT INVESTMENT ASSOCIATES INC | 47,532 | 277,000 | 0.42% | ||
| 25 | VSR Financial Services, Inc. | 35,973 | 210,000 | 0.32% | ||
| 26 | Invesco Ltd. | 34,807 | 203,000 | 0.31% | ||
| 27 | Commonwealth Equity Services, Inc | 34,869 | 203,000 | 0.31% | ||
| 28 | Investors Capital Advisory Services | 33,800 | 197,000 | 0.30% | ||
| 29 | Creative Planning | 30,051 | 175,000 | 0.26% | ||
| 30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 25,890 | 152,000 | 0.23% | ||
| 31 | Private Advisor Group, LLC | 25,958 | 151,000 | 0.23% | ||
| 32 | HYMAN CHARLES D | 21,556 | 126,000 | 0.19% | ||
| 33 | NATIONAL PLANNING CORP | 18,283 | 118,000 | 0.18% | ||
| 34 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 19,962 | 116,000 | 0.18% | ||
| 35 | B. Riley Wealth Advisors, Inc. | 15,886 | 93,000 | 0.14% | ||
| 36 | VICUS CAPITAL | 14,988 | 87,000 | 0.13% | ||
| 37 | Curi Capital, LLC | 14,561 | 85,000 | 0.13% | ||
| 38 | PNC FINANCIAL SERVICES GROUP, INC. | 13,905 | 81,000 | 0.12% | ||
| 39 | Cetera Advisors LLC | 13,858 | 81,000 | 0.12% | ||
| 40 | ProVise Management Group, LLC | 11,453 | 67,000 | 0.10% | ||
| 41 | BLACKROCK ADVISORS LLC | 10,754 | 63,000 | 0.10% | ||
| 42 | CITADEL ADVISORS LLC | 10,224 | 60,000 | 0.09% | ||
| 43 | BANK OF MONTREAL /CAN/ | 10,000 | 58,000 | 0.09% | ||
| 44 | Brookstone Capital Management | 6,830 | 40,000 | 0.06% | ||
| 45 | DEUTSCHE BANK AG\ | 5,875 | 33,000 | 0.05% | ||
| 46 | NEXT Financial Group, Inc | 5,400 | 31,000 | 0.05% | ||
| 47 | SYNOVUS FINANCIAL CORP | 3,479 | 20,000 | 0.03% | ||
| 48 | Regal Investment Advisors LLC | 2,994 | 17,000 | 0.03% | ||
| 49 | Live Your Vision, LLC | 2,500 | 15,000 | 0.02% | ||
| 50 | Tower Research Capital LLC (TRC) | 2,002 | 12,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
