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NUVEEN QUALITY INCOME MUNI FUND
NUVEEN QUALITY INCOME MUNI FUND. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 81 Institutional holders with a total value of $79,666,787.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,032,676 13,931,000 17.49%
2 Karpus Management, Inc. 998,640 13,472,000 16.91%
3 WELLS FARGO & COMPANY/MN 753,592 10,166,000 12.76%
4 UBS Group AG 424,056 5,720,000 7.18%
5 MACKAY SHIELDS LLC 220,076 2,969,000 3.73%
6 Advisors Asset Management, Inc. 153,912 2,076,000 2.61%
7 GUGGENHEIM CAPITAL LLC 148,997 2,010,000 2.52%
8 Liberty Street Advisors, Inc. 139,849 1,887,000 2.37%
9 PARAMETRIC PORTFOLIO ASSOCIATES LLC 135,064 1,822,000 2.29%
10 Commonwealth Equity Services, Inc 131,260 1,771,000 2.22%
11 Oxbow Advisors, LLC 116,323 1,569,000 1.97%
12 MARINER INVESTMENT GROUP LLC 111,178 1,500,000 1.88%
13 PNC FINANCIAL SERVICES GROUP, INC. 103,186 1,393,000 1.75%
14 AQR ARBITRAGE LLC 82,668 1,115,000 1.40%
15 VAN ECK ASSOCIATES CORP 77,982 1,052,000 1.32%
16 Invesco Ltd. 74,087 999,000 1.25%
17 HighTower Advisors, LLC 72,257 980,000 1.23%
18 St. James Investment Company, LLC 66,708 900,000 1.13%
19 NEWGATE CAPITAL MANAGEMENT LLC 62,989 845,000 1.06%
20 LPL Financial LLC 62,275 843,000 1.06%
21 NATIONAL PLANNING CORP 59,820 830,000 1.04%
22 Capital Investment Advisors, LLC 61,051 824,000 1.03%
23 VICUS CAPITAL 52,367 706,000 0.89%
24 OAK HILL ADVISORS LP 50,189 677,000 0.85%
25 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 46,237 624,000 0.78%
26 Global Endowment Management, LP 39,950 539,000 0.68%
27 RIVERNORTH CAPITAL MANAGEMENT, LLC 39,145 528,000 0.66%
28 ROYAL BANK OF CANADA 38,367 518,000 0.65%
29 BANK OF AMERICA CORP /DE/ 37,683 508,000 0.64%
30 Pine River Capital Management L.P. 35,686 482,000 0.61%
31 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 33,620 454,000 0.57%
32 RAYMOND JAMES & ASSOCIATES 33,605 453,000 0.57%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 32,999 445,000 0.56%
34 Private Harbour Investment Management & Counsel, LLC 32,850 443,000 0.56%
35 Cambridge Investment Research Advisors, Inc. 28,454 384,000 0.48%
36 Rehmann Capital Advisory Group 28,000 378,000 0.47%
37 CITIGROUP INC 27,065 365,000 0.46%
38 Allen Investment Management, LLC 24,772 334,000 0.42%
39 WEDBUSH SECURITIES INC 21,067 284,000 0.36%
40 SignalPoint Asset Management, LLC 16,700 225,000 0.28%
41 STIFEL FINANCIAL CORP 16,338 220,000 0.28%
42 Horizon Kinetics LLC 15,400 208,000 0.26%
43 AMERIPRISE FINANCIAL INC 15,365 207,000 0.26%
44 BANK OF MONTREAL /CAN/ 15,200 205,000 0.26%
45 SUNFLOWER BANK, NA WEALTH MANAGEMENT 14,000 189,000 0.24%
46 FIFTH THIRD BANCORP 13,037 176,000 0.22%
47 AMERICAN INTERNATIONAL GROUP, INC. 12,753 171,000 0.21%
48 Virtu KCG Holdings LLC 12,500 169,000 0.21%
49 Bank of New York Mellon Corp 10,926 148,000 0.19%
50 Stratos Wealth Partners, LTD. 10,000 135,000 0.17%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.