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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001564770-15-000004) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
151 GOLDCORP INC NEW 22,852 286 0.06%
152 PENNANTPARK INVT CORP 44,100 285 0.06%
153 ROYAL DUTCH SHELL PLC 5,962 283 0.06%
154 UNION PAC CORP 3,200 283 0.06%
155 CLOUGH GLOBAL EQUITY FD COM 22,154 280 0.06%
156 Altria Group, Inc. 5,028 274 0.06%
157 PAYCHEX INC 4,790 273 0.06%
158 CITIGROUPINC 5,625 272 0.06%
159 DOUBLELINE INCOME SOLUTIONS 15,270 264 0.06%
160 WESTERN ASSET HIGH INCM OPP 55,820 262 0.05%
161 BLACKROCK MUNI INCOME INV QL 18,745 262 0.05%
162 CALAMOS CONV OPPORTUNITIES & 26,484 262 0.05%
163 HERTZ GLOBAL HOLDINGS INC COM 15,510 261 0.05%
164 NCR CORP NEW 11,158 254 0.05%
165 SINCLAIR BROADCAST GROUP INC 10,025 253 0.05%
166 NUVEEN VIRGINIA QLTY MUNCPL 18,585 251 0.05%
167 TriState Capital Holdings Inc 19,688 246 0.05%
168 ARES CAPITAL CORP 16,865 244 0.05%
169 ORACLE CORPORATION 6,744 244 0.05%
170 SCRIPPS NETWORKS INTERACT IN 4,965 238 0.05%
171 Adt Corp 7,630 229 0.05%
172 DISCOVERY COMMUNICATNS NEW 8,770 227 0.05%
173 DELAWARE INVTS COLO MUN INCO 15,760 221 0.05%
174 XL GROUP PLC 6,091 221 0.05%
175 AVIS BUDGET GROUP 5,030 219 0.05%
176 HANCOCK JOHN PFD INCOME FD 11,000 213 0.04%
177 CHICAGO BRIDGE & IRON CO N V 5,260 210 0.04%
178 CIMAREX ENERGY 2,000 205 0.04%
179 UNITED THERAPEUTICS CORP DEL 1,530 204 0.04%
180 EOG Resources Inc 2,794 203 0.04%
181 AMERICAN EXPRESS CO 2,740 203 0.04%
182 BLACKROCK MUNIYLD INVST QLTY 14,336 194 0.04%
183 NUVEEN INVESTMENT QUALIT 13,010 193 0.04%
184 Clough Global Allocation Fund 14,213 186 0.04%
185 WELLS FARGO MULTI SECTOR INC 16,135 183 0.04%
186 KKR & CO LP COMMON UNITS 10,330 176 0.04%
187 BARRICK GOLD CORP 27,297 174 0.04%
188 NUVEEN TEXAS QLTY MUN INCME 12,325 168 0.04%
189 EATON VANCE SENIOR FLOATING RA 11,500 152 0.03%
190 EATON VANCE TAX MANAGED DIVE 14,305 147 0.03%
191 LEGACY RESVS LP 35,863 147 0.03%
192 Freeport-McMoran Inc Cl B 15,143 147 0.03%
193 NUVEEN PREM INCOME MUN FD 4 10,936 143 0.03%
194 NUVEEN MUNICIPAL ADVAXXX MANDA 10,579 141 0.03%
195 ISHARES SILVER TRUST 10,030 139 0.03%
196 FLAHERTY & CRUMRINE PFD INC 10,996 138 0.03%
197 Bank of America Corp Warrants Exp 01/16/19 24,035 137 0.03%
198 GREEN BANCORP INC 11,260 131 0.03%
199 BLACKROCK DEBT STRAT FD INC 37,161 124 0.03%
200 ZIX CORP 26,000 109 0.02%
Page 4 of 5
Restatement filing (0001564770-15-000005) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 * SANDRIDGE ENERGY INC COM 26,500 7 0.00%
2 CASTLE A M & CO 11,191 25 0.00%
3 TOWERSTREAM CORP 25,000 27 0.00%
4 PETROLEO BRASILEIRO SA PETRO 10,000 43 0.01%
5 LIBERTY ALL STAR EQUITY FD 10,973 56 0.01%
6 Casella Waste SYS 12,500 73 0.01%
7 NEW GOLD INC CDA 32,270 73 0.01%
8 BLACKROCK RES COMMODITIES 11,450 82 0.01%
9 Crestwood Midstream Partners LP 14,202 88 0.01%
10 PAN AMERN SILVER CORP 14,337 91 0.01%
11 ALAMOS GOLD INC NEW 24,782 91 0.01%
12 CRYOLIFE INC 10,780 105 0.02%
13 FRANKLIN UNVL TR 17,900 106 0.02%
14 ZIX CORP 26,000 109 0.02%
15 BLACKROCK DEBT STRAT FD INC 37,161 124 0.02%
16 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 11,450 137 0.02%
17 FLAHERTY & CRUMRINE PFD INC 10,996 138 0.02%
18 ISHARES SILVER TRUST 10,030 139 0.02%
19 NUVEEN MUNICIPAL ADVAXXX MANDA 10,579 141 0.02%
20 NUVEEN PREM INCOME MUN FD 4 10,936 143 0.02%
21 LEGACY RESVS LP 35,863 147 0.02%
22 EATON VANCE TAX MANAGED DIVE 14,305 147 0.02%
23 EATON VANCE SENIOR FLOATING RA 11,500 152 0.03%
24 Freeport-McMoran Inc Cl B 15,613 152 0.03%
25 SPROTT PHYSICAL SILVER TR 28,200 160 0.03%
26 TELEFONICA S A 13,584 163 0.03%
27 NUVEEN TEXAS QLTY MUN INCME 12,325 168 0.03%
28 BARRICK GOLD CORP 27,297 174 0.03%
29 WELLS FARGO MULTI SECTOR INC 16,135 183 0.03%
30 Clough Global Allocation Fund 14,213 186 0.03%
31 NUVEEN INVESTMENT QUALIT 13,010 193 0.03%
32 BLACKROCK MUNIYLD INVST QLTY 14,336 194 0.03%
33 SPECIAL OPPORTUNITIES FUND INC COM 14,108 198 0.03%
34 AMERICAN EXPRESS CO 2,740 203 0.03%
35 EOG Resources Inc 2,794 203 0.03%
36 CIMAREX ENERGY 2,000 205 0.03%
37 HANCOCK JOHN PFD INCOME FD 11,000 213 0.04%
38 DELAWARE INVTS COLO MUN INCO 15,760 221 0.04%
39 XL GROUP PLC 6,091 221 0.04%
40 ARES CAPITAL CORP 16,865 244 0.04%
41 TriState Capital Holdings Inc 19,688 246 0.04%
42 SUPER MICRO COMPUTER INC COM 9,195 251 0.04%
43 NUVEEN VIRGINIA QLTY MUNCPL 18,585 251 0.04%
44 HOWARD HUGHES CORP 2,180 253 0.04%
45 ARES CAP CORP 255 255 0.04%
46 ORACLE CORP 7,187 260 0.04%
47 WESTERN ASSET HIGH INCM OPP 55,820 262 0.04%
48 CALAMOS CONV OPPORTUNITIES & 26,484 262 0.04%
49 BLACKROCK MUNI INCOME INV QL 18,745 262 0.04%
50 DOUBLELINE INCOME SOLUTIONS 15,270 264 0.04%
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