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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001564770-15-000004) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 15,908 2,255 0.47%
2 ABBOTT LABS 7,109 286 0.06%
3 ABERDEEN ASIA PACIFIC INCOM 6,216,910 27,976 5.84%
4 ADVENT CLAYMORE CV SECS & IN 459,364 6,050 1.26%
5 ALAMOS GOLD INC NEW 24,782 91 0.02%
6 ALLIANZGI CONV & INCOME FD 250,924 1,463 0.31%
7 ALLY FINL INC 15,835 324 0.07%
8 AMC NETWORKS INC CL A 4,850 352 0.07%
9 AMERICAN EXPRESS CO 2,740 203 0.04%
10 AMGEN INC 13,854 1,916 0.40%
11 ANADARKO PETE CORP 12,052 728 0.15%
12 APACHE CORP 9,440 370 0.08%
13 APOLLO INVT CORP 5.75% 01/15/2016 15,000 15 0.00%
14 APPLE INC 28,322 3,124 0.65%
15 ARES CAP CORP 20,000 20 0.00%
16 ARES CAPITAL CORP 16,865 244 0.05%
17 AT&T INC 356,460 11,614 2.42%
18 AVENUE FINL HLDGS INC 25,000 330 0.07%
19 AVIS BUDGET GROUP 5,030 219 0.05%
20 AbbVie Inc 7,318 398 0.08%
21 Adt Corp 7,630 229 0.05%
22 Allergan PLC 11,462 3,115 0.65%
23 Alliance Bernstein Income Fund 41,247 324 0.07%
24 Alphabet Inc. Class C 4,108 2,622 0.55%
25 Altria Group, Inc. 5,028 274 0.06%
26 Ameriprise Financial 3,700 404 0.08%
27 BANK AMER CORP 240,095 3,741 0.78%
28 BARRICK GOLD CORP 27,297 174 0.04%
29 BED BATH & BEYOND INC 34,970 1,994 0.42%
30 BHP BILLITON LTD 39,000 1,233 0.26%
31 BLACKROCK CR ALLOCATION INCO 862,088 10,492 2.19%
32 BLACKROCK DEBT STRAT FD INC 37,161 124 0.03%
33 BLACKROCK LONG-TERM MUNI ADV 32,105 353 0.07%
34 BLACKROCK MUNI INCOME INV QL 18,745 262 0.05%
35 BLACKROCK MUNIYLD INVST QLTY 14,336 194 0.04%
36 BLACKROCK TAXABL MUNI BN 216,187 4,363 0.91%
37 BOEING CO 3,404 446 0.09%
38 BP PLC 40,991 1,253 0.26%
39 BRISTOL MYERS SQUIBB CO 65,120 3,855 0.80%
40 Bank of America Corp Warrants Exp 01/16/19 24,035 137 0.03%
41 BlackRock Enhanced Equity Divi 14,809 107 0.02%
42 CALAMOS CONV OPPORTUNITIES & 26,484 262 0.05%
43 CALAMOS STRATEGIC TOTL RETN 159,050 1,478 0.31%
44 CARE CAP PPTYS INC 10,161 335 0.07%
45 CENTER COAST MLP & INFRSTR FD COM SHS 2,170,494 25,330 5.28%
46 CHEVRON CORP NEW 26,984 2,129 0.44%
47 CHICAGO BRIDGE & IRON CO N V 5,260 210 0.04%
48 CIMAREX ENERGY 2,000 205 0.04%
49 CISCO SYS INC 102,670 2,695 0.56%
50 CITIGROUPINC 5,625 272 0.06%
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Restatement filing (0001564770-15-000005) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 ABERDEEN ASIA PACIFIC INCOM 6,216,910 27,976 4.60%
2 CENTER COAST MLP & INFRSTR FD COM SHS 2,234,889 26,081 4.29%
3 TALLGRASS ENERGY PAR 526,170 20,673 3.40%
4 TARGA RESOURCES 625,862 18,175 2.99%
5 Oneok Partners LP 555,773 16,262 2.68%
6 EXXON MOBIL CORP 190,303 14,150 2.33%
7 GAMCO GLOBAL GOLD NAT RES & 2,636,386 13,156 2.17%
8 Kinder Morgan Inc 425,535 11,779 1.94%
9 HATTERAS FINL CORP COM 725,015 10,984 1.81%
10 BLACKROCK CR ALLOCATION INCO 862,088 10,492 1.73%
11 NUVEEN AMT FREE QLTY MUN INC 780,287 10,167 1.67%
12 MICROSOFT CORP 228,933 10,135 1.67%
13 Flaherty and Crumrine Dynamic 432,982 9,690 1.59%
14 NUVEEN PREM INCOME MUN FD 2 636,271 8,685 1.43%
15 Enbridge Energy Management LLC 347,727 8,269 1.36%
16 RYDEX ETF TRUST 109,252 8,037 1.32%
17 APPLE INC 72,222 7,970 1.31%
18 NUVEEN PREM INCOME MUN FD 516,356 6,919 1.14%
19 GAMCO NAT RES GOLD & INCOME 1,138,136 6,590 1.08%
20 Enbridge Energy Partners LP 252,617 6,245 1.03%
21 ADVENT CLAYMORE CV SECS & IN 459,364 6,050 1.00%
22 TALLGRASS ENERGY GP LP SHS CLASS A 298,436 5,930 0.98%
23 INVESCO SR INCOME TR 1,379,375 5,766 0.95%
24 GILEAD SCIENCES INC 56,715 5,563 0.92%
25 POPULAR INC COM NEW 179,175 5,416 0.89%
26 AT&T INC 164,781 5,368 0.88%
27 FLAHERTY CRUMRINE PFD SECS 285,995 5,362 0.88%
28 WESTPAC BKG CORP 252,742 5,322 0.88%
29 ENTERPRISE PRODS PARTNERS L 197,960 4,930 0.81%
30 Tortoise MLP Fund 266,787 4,888 0.80%
31 JPMORGAN CHASE & CO 79,700 4,860 0.80%
32 AMC NETWORKS INC CL A 65,800 4,809 0.79%
33 IAC INTERACTIVECORP 73,370 4,793 0.79%
34 SENIOR HOUSING PROPERTIES TRUST 292,751 4,743 0.78%
35 MCCORMICK & CO INC 57,245 4,704 0.77%
36 KKR & CO LP COMMON UNITS 267,567 4,487 0.74%
37 UNDER ARMOUR INC 46,010 4,453 0.73%
38 BLACKROCK TAXABL MUNI BN 216,187 4,363 0.72%
39 CLOUGH GLOBAL OPPORTUNIT 406,546 4,350 0.72%
40 Adt Corp 142,880 4,271 0.70%
41 ALLY FINL INC 206,020 4,192 0.69%
42 CITIGROUPINC 83,666 4,151 0.68%
43 BRISTOL MYERS SQUIBB CO 65,998 3,907 0.64%
44 PAYCHEX INC 68,265 3,897 0.64%
45 Nuveen Build America Bond Oppo 195,337 3,793 0.62%
46 BANK AMER CORP 238,795 3,721 0.61%
47 PLAINS ALL AMERN PIPELINE L 120,728 3,668 0.60%
48 DISCOVERY COMMUNICATNS NEW 136,480 3,557 0.59%
49 NCR CORP NEW 154,705 3,522 0.58%
50 SINCLAIR BROADCAST GROUP INC 137,800 3,489 0.57%
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