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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001564770-15-000004) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 APOLLO INVT CORP 5.75% 01/15/2016 15,000 15 0.00%
2 STARWOOD PROPERTY TRUST INC 15,000 15 0.00%
3 ARES CAP CORP 20,000 20 0.00%
4 TOWERSTREAM CORP 25,000 27 0.01%
5 PETROLEO BRASILEIRO SA PETRO 10,000 43 0.01%
6 LIBERTY ALL STAR EQUITY FD 10,973 56 0.01%
7 NEW GOLD INC CDA 32,270 73 0.02%
8 Crestwood Midstream Partners LP 14,202 88 0.02%
9 ALAMOS GOLD INC NEW 24,782 91 0.02%
10 PAN AMERICAN SILVER CORP COM 14,337 91 0.02%
11 FRANKLIN UNVL TR 17,900 106 0.02%
12 BLACKROCK ENHANCED EQT DIV T 14,809 107 0.02%
13 ZIX CORP 26,000 109 0.02%
14 BLACKROCK DEBT STRAT FD INC 37,161 124 0.03%
15 GREEN BANCORP INC 11,260 131 0.03%
16 Bank of America Corp Warrants 24,035 137 0.03%
17 FLAHERTY & CRUMRINE PFD INC 10,996 138 0.03%
18 ISHARES SILVER TR ISHARES 10,030 139 0.03%
19 NUVEEN MUNICIPAL ADVAXXX MANDA 10,579 141 0.03%
20 NUVEEN PREM INCOME MUN FD 4 10,936 143 0.03%
21 Freeport-McMoran Inc Cl B 15,143 147 0.03%
22 Legacy Resv LP 35,863 147 0.03%
23 EATON VANCE TX MGD DIV EQ IN 14,305 147 0.03%
24 Eaton Vance Sr. Fltg Rate Fd 11,500 152 0.03%
25 NUVEEN TEXAS QLTY MUN INCME 12,325 168 0.04%
26 BARRICK GOLD CORP 27,297 174 0.04%
27 KKR & CO L P DEL 10,330 176 0.04%
28 WELLS FARGO MULTI SECTOR INC 16,135 183 0.04%
29 CLOUGH GLOBAL DIVND AND INC 14,213 186 0.04%
30 NUVEEN INVESTMENT QUALIT 13,010 193 0.04%
31 BLACKROCK MUNIYLD INVST QLTY 14,336 194 0.04%
32 EOG Resources Inc 2,794 203 0.04%
33 AMERICAN EXPRESS CO 2,740 203 0.04%
34 UNITED THERAPEUTICS CORP DEL 1,530 204 0.04%
35 CIMAREX ENERGY CO COM 2,000 205 0.04%
36 CHICAGO BRIDGE & IRON CO N V 5,260 210 0.04%
37 HANCOCK JOHN PFD INCOME FD 11,000 213 0.04%
38 AVIS BUDGET GROUP COM 5,030 219 0.05%
39 DELAWARE INVESTMENTS 15,760 221 0.05%
40 XL GROUP PLC 6,091 221 0.05%
41 DISCOVERY COMMUNICATNS NEW 8,770 227 0.05%
42 Adt Corp 7,630 229 0.05%
43 SCRIPPS NETWORKS INTERACT IN 4,965 238 0.05%
44 Oracle Corp 6,744 244 0.05%
45 ARES CAP CORP 16,865 244 0.05%
46 TriState Capital Holdings Inc 19,688 246 0.05%
47 NUVEEN VIRGINIA QLTY MUNCPL 18,585 251 0.05%
48 SINCLAIR BROADCAST GROUP INC CL A 10,025 253 0.05%
49 NCR CORP NEW 11,158 254 0.05%
50 HERTZ GLOBAL HOLDINGS INC COM 15,510 261 0.05%
Page 1 of 5
Restatement filing (0001564770-15-000005) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 ABERDEEN ASIA PACIFIC INCOM FD COM 6,216,910 27,976 4.60%
2 CENTER COAST MLP & INFRSTR FD COM SHS 2,234,889 26,081 4.29%
3 TALLGRASS ENERGY PARTNERS LP 526,170 20,673 3.40%
4 TARGA RESOURCES 625,862 18,175 2.99%
5 ONEOK PARTNERS LP 555,773 16,262 2.68%
6 Exxon Mobil Corporation 190,303 14,150 2.33%
7 GAMCO GLOBAL GOLD NAT RES & 2,636,386 13,156 2.17%
8 Kinder Morgan Inc 425,535 11,779 1.94%
9 HATTERAS FINL CORP COM 725,015 10,984 1.81%
10 BLACKROCK CR ALLCTN INC TR COM 862,088 10,492 1.73%
11 NUVEEN AMT FREE QLTY MUN INC COM 780,287 10,167 1.67%
12 Microsoft Corp. 228,933 10,135 1.67%
13 Flaherty and Crumrine Dynamic 432,982 9,690 1.59%
14 NUVEEN PREM INCOME MUN FD 2 636,271 8,685 1.43%
15 Enbridge Energy Management LLC 347,727 8,269 1.36%
16 Rydex S&P Equal Weight ETF 109,252 8,037 1.32%
17 Apple Computer Inc 72,222 7,970 1.31%
18 NUVEEN PREM INCOME MUN FD 516,356 6,919 1.14%
19 GAMCO NAT RES GOLD & INCOME 1,138,136 6,590 1.08%
20 Enbridge Energy Partners, L.P. 252,617 6,245 1.03%
21 ADVENT CLAYMORE CV SECS & IN 459,364 6,050 1.00%
22 TALLGRASS ENERGY GP LP 298,436 5,930 0.98%
23 INVESCO SR INCOME TR 1,379,375 5,766 0.95%
24 Gilead Sciences Inc 56,715 5,563 0.92%
25 POPULAR INC COM NEW 179,175 5,416 0.89%
26 AT&T Inc 164,781 5,368 0.88%
27 FLAHERTY&CRMN PFD SEC INCOM FD COM 285,995 5,362 0.88%
28 WESTPAC BKG CORP SPONSORED ADR 252,742 5,322 0.88%
29 Enterprise Products Partners 197,960 4,930 0.81%
30 Tortoise MLP Fund 266,787 4,888 0.80%
31 J.P. Morgan Chase & Co 79,700 4,860 0.80%
32 AMC NETWORKS INC CL A 65,800 4,809 0.79%
33 IAC INTERACTIVECORP 73,370 4,793 0.79%
34 SENIOR HSG PPTYS TR SH BEN INT 292,751 4,743 0.78%
35 Mc Cormick & Co Inc N-Vt 57,245 4,704 0.77%
36 KKR & CO L P DEL 267,567 4,487 0.74%
37 UNDER ARMOUR INC 46,010 4,453 0.73%
38 BLACKROCK TAXABL MUNI BN 216,187 4,363 0.72%
39 CLOUGH GLOBAL OPPORTUNIT 406,546 4,350 0.72%
40 Adt Corp 142,880 4,271 0.70%
41 ALLY FINL INC 206,020 4,192 0.69%
42 CITIGROUP INC 83,666 4,151 0.68%
43 BRISTOL MYERS SQUIBB CO 65,998 3,907 0.64%
44 PAYCHEX INC 68,265 3,897 0.64%
45 Nuveen Build America Bond Oppo 195,337 3,793 0.62%
46 BANK AMER CORP 238,795 3,721 0.61%
47 PLAINS ALL AMERN PIPELINE L 120,728 3,668 0.60%
48 DISCOVERY COMMUNICATNS NEW 136,480 3,557 0.59%
49 NCR CORP NEW 154,705 3,522 0.58%
50 SINCLAIR BROADCAST GROUP INC CL A 137,800 3,489 0.57%
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