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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001564770-15-000004) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 APOLLO INVT CORP 5.75% 01/15/2016 15,000 15 0.00%
2 STARWOOD PPTY TR INC 15,000 15 0.00%
3 ARES CAP CORP 20,000 20 0.00%
4 TOWERSTREAM CORP 25,000 27 0.01%
5 PETROLEO BRASILEIRO SAPETROBRA 10,000 43 0.01%
6 LIBERTY ALL STAR EQUITY FUND SH BEN INT 10,973 56 0.01%
7 NEW GOLD INC CDA 32,270 73 0.02%
8 Crestwood Midstream Partners LP 14,202 88 0.02%
9 ALAMOS GOLD INC NEW 24,782 91 0.02%
10 PAN AMERN SILVER CORP 14,337 91 0.02%
11 FRANKLIN UNVL TR 17,900 106 0.02%
12 BLACKROCK ENHANCED EQT DIV T 14,809 107 0.02%
13 ZIX CORP 26,000 109 0.02%
14 BLACKROCK DEBT STRAT FD INC 37,161 124 0.03%
15 GREEN BANCORP INC 11,260 131 0.03%
16 BANK AMER CORPORATION WARRANT EXP 011619 24,035 137 0.03%
17 FLAHERTY & CRUMRINE PFD INC 10,996 138 0.03%
18 ISHARES SILVER TRUST 10,030 139 0.03%
19 NUVEEN MUNICIPAL ADVAXXX MANDA 10,579 141 0.03%
20 NUVEEN PREM INCOME MUN FD 4 10,936 143 0.03%
21 Freeport-McMoran Inc 15,143 147 0.03%
22 LEGACY RESERVES LP 35,863 147 0.03%
23 EATON VANCE TAX MANAGED DIVE 14,305 147 0.03%
24 EATON VANCE SENIOR FLOATING RA 11,500 152 0.03%
25 NUVEEN TEXAS QLTY MUN INCME 12,325 168 0.04%
26 BARRICK GOLD CORP 27,297 174 0.04%
27 KKR & CO L P DEL 10,330 176 0.04%
28 WELLS FARGO MULTI SECTOR INC 16,135 183 0.04%
29 CLOUGH GLOBAL DIVND AND INC 14,213 186 0.04%
30 NUVEEN INVESTMENT QUALIT 13,010 193 0.04%
31 BLACKROCK MUNIYLD INVST QLTY 14,336 194 0.04%
32 EOG Resources Inc 2,794 203 0.04%
33 AMERICAN EXPRESS CO 2,740 203 0.04%
34 UNITED THERAPEUTICS CORP DEL 1,530 204 0.04%
35 CIMAREX ENERGY 2,000 205 0.04%
36 CHICAGO BRIDGE & IRON CO N V 5,260 210 0.04%
37 HANCOCK JOHN PFD INCOME FD 11,000 213 0.04%
38 AVIS BUDGET GROUP 5,030 219 0.05%
39 DELAWARE INVTS COLO MUN INCO 15,760 221 0.05%
40 XL GROUP PLC 6,091 221 0.05%
41 DISCOVERY COMMUNICATNS NEW 8,770 227 0.05%
42 Adt Corp 7,630 229 0.05%
43 SCRIPPS NETWORKS INTERACT IN 4,965 238 0.05%
44 ORACLE CORPORATION 6,744 244 0.05%
45 ARES CAPITAL CORP 16,865 244 0.05%
46 TriState Capital Holdings Inc 19,688 246 0.05%
47 NUVEEN VIRGINIA QLTY MUNCPL 18,585 251 0.05%
48 SINCLAIR BROADCAST GROUP INC 10,025 253 0.05%
49 NCR CORP NEW 11,158 254 0.05%
50 HERTZ FLOBAL HOLDINGS INC 15,510 261 0.05%
Page 1 of 5
Restatement filing (0001564770-15-000005) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
51 HALLIBURTON CO 98,330 3,472 0.57%
52 MERCK & CO INC 69,863 3,450 0.57%
53 TORONTO DOMINION BK ONT 86,848 3,424 0.56%
54 HERTZ FLOBAL HOLDINGS INC 203,230 3,403 0.56%
55 ZOETIS INC 81,578 3,348 0.55%
56 NUVEEN QUALITY MUN FD INC 256,407 3,338 0.55%
57 Verizon Communications Inc 75,671 3,292 0.54%
58 JOHNSON & JOHNSON 34,927 3,261 0.54%
59 EXPRESS SCRIPTS HLDG CO 39,838 3,218 0.53%
60 CHICAGO BRIDGE & IRON CO N V 81,140 3,218 0.53%
61 AVIS BUDGET GROUP 72,720 3,176 0.52%
62 NUVEEN PERFORMANCE PLUS MUN 221,387 3,139 0.52%
63 ALLERGAN PLC 11,462 3,115 0.51%
64 SCRIPPS NETWORKS INTERACT IN 61,005 2,996 0.49%
65 SCHLUMBERGER LTD 43,342 2,986 0.49%
66 JPMORGAN CHASE & COMPANY WARRANT EXP 102818 145,445 2,904 0.48%
67 ISHARES TR 39,145 2,848 0.47%
68 MGIC INVT CORP WIS 307,380 2,846 0.47%
69 WESTERN UN CO 154,370 2,834 0.47%
70 CISCO SYS INC 102,670 2,695 0.44%
71 Alphabet Inc. Class C 4,108 2,622 0.43%
72 TYSON FOODS INC 60,750 2,618 0.43%
73 Nuveen Build America Bond Fund 131,663 2,587 0.43%
74 OWENS ILL INC 124,605 2,585 0.43%
75 NUVEEN PREMIER MUN INCOME FD COM 194,992 2,545 0.42%
76 STARBUCKS CORP 44,050 2,504 0.41%
77 PFIZER INC 79,612 2,501 0.41%
78 NUVEEN SELECT QUALITY MUN FD 185,519 2,480 0.41%
79 UNITED THERAPEUTICS CORP DEL 18,795 2,466 0.41%
80 BP PLC 78,584 2,402 0.40%
81 CHEVRON CORP NEW 29,904 2,359 0.39%
82 VISA INC 33,040 2,302 0.38%
83 VENTAS INC REIT 40,550 2,273 0.37%
84 3M CO 15,908 2,255 0.37%
85 DISNEY WALT CO 21,732 2,221 0.37%
86 BANC OF CALIFORNIA INC COM 174,910 2,147 0.35%
87 BANK AMER CORPORATION WARRANT EXP 011619 365,705 2,098 0.35%
88 OMEGA HEALTHCARE INVS INC 58,488 2,056 0.34%
89 NUVEEN QUALITY PFD INC FD 3 254,390 2,040 0.34%
90 GLOBAL X FDS 103,250 2,029 0.33%
91 BED BATH & BEYOND INC 34,970 1,994 0.33%
92 MEAD JOHNSON NUTRITION CO 28,240 1,989 0.33%
93 PROCTER AND GAMBLE CO 27,096 1,947 0.32%
94 Xerox Corp 199,825 1,944 0.32%
95 AMGEN INC 13,929 1,926 0.32%
96 Calamos Convertible & High Inc 174,978 1,902 0.31%
97 COCA COLA CO 47,096 1,888 0.31%
98 Ishares - Japan 164,800 1,884 0.31%
99 ENERGY TRANSFER PART LP 45,747 1,880 0.31%
100 GALLAGHER ARTHUR J & CO 44,570 1,840 0.30%
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