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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0000909012-14-000205) filed in 2014.05.02
#
Name
Shares
Value ($)
%
Options
Notes
1 COCA COLA ENTERPRISES INC NE COM 274 13 0.00%
2 FUELCELL ENERGY INC COM 100 0 0.00%
3 PHOTOMEDEX INC COM PAR $0.01 2 0 0.00%
4 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 108 1 0.00%
5 LIFE STORAGE INC 200 2 0.00%
6 PEABODY ENERGY CORP 305 5 0.00%
7 * SANDRIDGE ENERGY INC COM 2,000 12 0.00%
8 3M CO 13,214 1,793 0.59%
9 A O SMITH 44 2 0.00%
10 ABB LTD 87 2 0.00%
11 ABBOTT LABS 1,322 51 0.02%
12 ABBVIE INC 992 51 0.02%
13 ABERCROMBIE & FITCH CO 1,204 46 0.02%
14 ACCENTURE PLC IRELAND 90 7 0.00%
15 ACCO BRANDS CORPORATION COM 16 0 0.00%
16 ACE LTD 125 12 0.00%
17 ACUITY BRANDS INC 100 13 0.00%
18 ADOBE INC 622 41 0.01%
19 AEGON N V 2,766 25 0.01%
20 AETNA INC NEW 258 19 0.01%
21 AFFILIATED MANAGERS GROUP 31 6 0.00%
22 AFLAC INC 6,992 441 0.14%
23 AIR LEASE CORP 250 9 0.00%
24 AIR PRODS & CHEMS INC 27 3 0.00%
25 AIRGAS INC 76 8 0.00%
26 ALLEGHANY CORP 8 3 0.00%
27 ALLEGION PUB LTD CO 140 7 0.00%
28 ALLERGAN PLC 60 12 0.00%
29 ALLSTATE CORP 1,834 104 0.03%
30 ALPHA NATURAL RESOURCES 300 1 0.00%
31 ALPINE TOTAL DYNAMIC DIVID F 250 2 0.00%
32 ALPS ETF TR 2,262 40 0.01%
33 ALTRIA GROUP INC 10,847 406 0.13%
34 AMAZON COM INC 79 27 0.01%
35 AMC NETWORKS INC CL A 27 2 0.00%
36 AMDOCS LTD 220 10 0.00%
37 AMERICA MOVIL SAB DE CV 7,022 140 0.05%
38 AMERICAN AIRLS GROUP INC 92 3 0.00%
39 AMERICAN AIRLS GROUP INC 15 0 0.00%
40 AMERICAN CAP LTD 333 5 0.00%
41 AMERICAN ELEC PWR INC 1,695 86 0.03%
42 AMERICAN EXPRESS CO 3,281 295 0.10%
43 AMERICAN INTL GROUP INC 803 40 0.01%
44 AMERICAN INTL GROUP INC 214 4 0.00%
45 AMERICAN TOWER CORP NEW 2,165 177 0.06%
46 AMERISOURCEBERGEN CORP 906 59 0.02%
47 AMGEN INC 3,512 433 0.14%
48 AMPHENOL CORP NEW 230 21 0.01%
49 ANADARKO PETE CORP 2,325 197 0.06%
50 ANALOG DEVICES INC 67 4 0.00%
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