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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0000909012-15-000065) filed in 2015.02.09
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 405,775 16,629 10.61%
2 POWERSHARES ETF TRUST 162,177 14,677 9.36%
3 VANGUARD SPECIALIZED FUNDS 71,735 5,766 3.68%
4 ISHARES TR 78,748 5,404 3.45%
5 APPLE INC 41,524 4,965 3.17%
6 EXXON MOBIL CORP 50,008 4,574 2.92%
7 BERKSHIRE HATHAWAY INC DEL 25,893 3,820 2.44%
8 JOHNSON & JOHNSON 34,077 3,454 2.20%
9 MICROSOFT CORP 82,477 3,451 2.20%
10 POWERSHARES ETF TR II 80,155 3,230 2.06%
11 GENERAL ELECTRIC CO 112,436 2,716 1.73%
12 ISHARES TR 12,276 2,522 1.61%
13 COCA COLA CO 52,365 2,183 1.39%
14 JPMORGAN CHASE & CO 36,448 2,055 1.31%
15 DOW CHEM CO 42,470 1,963 1.25%
16 Spectra Energy Corp Com 51,516 1,786 1.14%
17 JPMORGAN CHASE & CO 37,668 1,709 1.09%
18 VANGUARD SCOTTSDALE FDS 20,248 1,624 1.04%
19 DBX ETF TR 56,040 1,540 0.98%
20 CHEVRON CORP NEW 13,976 1,514 0.97%
21 PROCTER AND GAMBLE CO 16,983 1,457 0.93%
22 DUKE ENERGY CORP NEW 16,950 1,457 0.93%
23 LOWES COS INC 20,368 1,439 0.92%
24 EGA EMERGING GLOBAL SHS TR 63,958 1,262 0.81%
25 PFIZER INC 38,344 1,230 0.78%
26 VANGUARD INTL EQUITY INDEX F 24,986 1,195 0.76%
27 AUTOMATIC DATA PROCESSING IN 13,393 1,160 0.74%
28 SYSCO CORP 26,969 1,075 0.69%
29 QUALCOMM INC 15,963 1,069 0.68%
30 NUCOR CORP 23,183 1,055 0.67%
31 3M CO 6,299 1,038 0.66%
32 WELLS FARGO & CO NEW 18,900 1,002 0.64%
33 APPLIED MATLS INC 40,975 968 0.62%
34 SONOCO PRODS CO 19,990 908 0.58%
35 BANK NEW YORK MELLON CORP 24,348 905 0.58%
36 UNITED TECHNOLOGIES CORP 7,489 882 0.56%
37 CSX CORP 25,251 873 0.56%
38 BANK AMER CORP 54,990 868 0.55%
39 UBS AG JERSEY BRH 21,352 844 0.54%
40 CISCO SYS INC 30,807 822 0.52%
41 INTERNATIONAL BUSINESS MACHS 5,210 818 0.52%
42 VANGUARD INDEX FDS 7,717 808 0.52%
43 PEPSICO INC 8,209 793 0.51%
44 ISHARES TR 5,332 780 0.50%
45 VANGUARD INDEX FDS 8,950 745 0.48%
46 ISHARES TR 9,278 744 0.47%
47 MCDONALDS CORP 7,512 707 0.45%
48 POWERSHARES ETF TR II 18,125 695 0.44%
49 CLAYMORE EXCHANGE TRD FD TR 25,620 658 0.42%
50 DU PONT E I DE NEMOURS & CO 8,885 655 0.42%
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