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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0000909012-14-000423) filed in 2014.11.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 851,650 33,921 10.46%
2 POWERSHARES ETF TRUST 168,924 15,328 4.73%
3 EXXON MOBIL CORP 157,996 15,232 4.70%
4 ISHARES TR 180,865 12,121 3.74%
5 MICROSOFT CORP 227,602 11,122 3.43%
6 APPLE INC 94,058 10,318 3.18%
7 JOHNSON & JOHNSON 85,373 9,297 2.87%
8 JPMORGAN CHASE & CO 180,544 9,128 2.81%
9 BERKSHIRE HATHAWAY INC DEL 62,098 9,001 2.78%
10 POWERSHARES ACTIVE MNG ETF T 251,160 7,449 2.30%
11 GENERAL ELECTRIC CO 275,393 7,265 2.24%
12 DOW CHEM CO 140,625 6,963 2.15%
13 POWERSHARES ETF TR II 164,596 6,804 2.10%
14 Spectra Energy Corp Com 161,818 6,364 1.96%
15 HATTERAS FINL CORP 306,250 5,812 1.79%
16 VANGUARD SPECIALIZED FUNDS 70,505 5,641 1.74%
17 JPMORGAN CHASE & CO 91,138 5,593 1.72%
18 Park Sterling Corp 691,702 5,222 1.61%
19 COCA COLA CO 90,726 3,856 1.19%
20 LOWES COS INC 55,152 3,198 0.99%
21 FIFTH STREET FINANCE CORP 355,600 3,150 0.97%
22 PFIZER INC 102,289 3,101 0.96%
23 EGA EMERGING GLOBAL SHS TR 133,675 2,904 0.90%
24 GRAMERCY PPTY TR 338,521 2,769 0.85%
25 APPLIED MATLS INC 115,027 2,592 0.80%
26 DUKE ENERGY CORP NEW 31,190 2,578 0.79%
27 ISHARES TR 12,177 2,502 0.77%
28 UBS AG JERSEY BRH 57,025 2,472 0.76%
29 CLAYMORE EXCHANGE TRD FD TR 85,120 2,271 0.70%
30 AUTOMATIC DATA PROCESSING IN 26,568 2,256 0.70%
31 POWERSHARES ETF TRUST 48,080 2,240 0.69%
32 BANK NEW YORK MELLON CORP 53,932 2,127 0.66%
33 CHEVRON CORP NEW 17,441 2,065 0.64%
34 WELLS FARGO & CO NEW 36,083 1,933 0.60%
35 ETRACS WELLS FARGO MLP EX-ENERGY ETN 82,600 1,926 0.59%
36 PROCTER AND GAMBLE CO 20,891 1,873 0.58%
37 3M CO 11,514 1,808 0.56%
38 QUALCOMM INC 25,812 1,797 0.55%
39 BANK AMER CORP 101,775 1,762 0.54%
40 HORMEL FOODS CORP 32,114 1,758 0.54%
41 SYSCO CORP 45,444 1,750 0.54%
42 CISCO SYS INC 66,801 1,680 0.52%
43 NUCOR CORP 30,905 1,648 0.51%
44 CSX CORP 44,866 1,647 0.51%
45 BB&T CORP 39,178 1,501 0.46%
46 POWERSHARES ETF TRUST 68,955 1,485 0.46%
47 MCDONALDS CORP 14,103 1,341 0.41%
48 PEPSICO INC 13,863 1,340 0.41%
49 UNITED PARCEL SERVICE INC 11,615 1,263 0.39%
50 VANGUARD INTL EQUITY INDEX F 25,507 1,244 0.38%
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