Dark
Light
System
Security
CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 50 Institutional holders with a total value of $99,347,619.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 559,895 14,389,000 14.48%
2 MORGAN STANLEY 521,181 13,395,000 13.48%
3 GUGGENHEIM CAPITAL LLC 485,746 12,484,000 12.57%
4 UBS Group AG 282,808 7,268,000 7.32%
5 WELLS FARGO & COMPANY/MN 200,239 5,146,000 5.18%
6 Linscomb Wealth, Inc. 191,519 4,922,000 4.95%
7 BCWM, LLC 13,075 3,360,000 3.38%
8 B. Riley Wealth Advisors, Inc. 124,810 3,208,000 3.23%
9 SII INVESTMENTS INC/WI 112,396 2,887,000 2.91%
10 ATWOOD & PALMER INC 101,935 2,620,000 2.64%
11 Commonwealth Equity Services, Inc 101,788 2,616,000 2.63%
12 UNITED CAPITAL FINANCIAL ADVISORS, LLC 80,949 2,080,000 2.09%
13 ENVESTNET ASSET MANAGEMENT INC 78,048 2,006,000 2.02%
14 Ashfield Capital Partners, LLC 73,802 1,897,000 1.91%
15 Gradient Investments LLC 70,957 1,824,000 1.84%
16 NATIONAL PLANNING CORP 63,230 1,618,232 1.63%
17 Ironwood Financial, llc 50,328 1,293,000 1.30%
18 ROYAL BANK OF CANADA 49,652 1,276,000 1.28%
19 GW HENSSLER & ASSOCIATES LTD 46,990 1,208,000 1.22%
20 AMERIPRISE FINANCIAL INC 44,785 1,151,000 1.16%
21 Virtu KCG Holdings LLC 43,626 1,121,000 1.13%
22 CIBC WORLD MARKET INC. 38,895 1,000,000 1.01%
23 Stratos Wealth Partners, LTD. 34,354 882,449 0.89%
24 New England Professional Planning Group Inc. 31,974 821,000 0.83%
25 Cetera Advisor Networks LLC 31,020 799,000 0.80%
26 Confluence Wealth Management LLC 29,232 751,000 0.76%
27 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 26,907 692,000 0.70%
28 Carroll Financial Associates, Inc. 25,620 658,000 0.66%
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,435 577,000 0.58%
30 ACG Wealth 22,324 574,000 0.58%
31 STIFEL FINANCIAL CORP 20,516 527,000 0.53%
32 Kovack Advisors, Inc. 20,203 519,000 0.52%
33 HighTower Advisors, LLC 18,021 463,000 0.47%
34 CITY NATIONAL BANK 16,132 414,000 0.42%
35 Madden Advisory Services, Inc. 14,630 376,000 0.38%
36 JANE STREET GROUP, LLC 13,232 340,000 0.34%
37 Freedom Investment Management, Inc. 12,716 327,000 0.33%
38 LPL Financial LLC 12,497 321,000 0.32%
39 Raymond James Financial Services Advisors, Inc. 12,266 315,000 0.32%
40 Prospera Financial Services Inc 9,957 256,000 0.26%
41 Parasol Investment Management, LLC 8,585 221,000 0.22%
42 Segment Wealth Management, LLC 8,145 209,000 0.21%
43 AMERICAN INTERNATIONAL GROUP, INC. 7,576 194,703 0.20%
44 PNC FINANCIAL SERVICES GROUP, INC. 3,808 98,000 0.10%
45 Alexandria Capital, LLC 3,635 93,000 0.09%
46 Genesis Wealth Advisors, LLC 2,229 58,235 0.06%
47 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,987 51,000 0.05%
48 JNBA Financial Advisors 800 21,000 0.02%
49 Capital Advisors, Ltd. LLC 777 20,000 0.02%
50 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.