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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0000909012-15-000065) filed in 2015.02.09
#
Name
Shares
Value ($)
%
Options
Notes
1 MEDCATH ESCROW 500 0 0.00%
2 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 3,200 24 0.02%
3 Mylan Laboratories Inc 1,342 71 0.05%
4 * SANDRIDGE ENERGY INC COM 2,000 4 0.00%
5 3M CO 6,299 1,038 0.66%
6 A O SMITH 24 1 0.00%
7 ABBOTT LABS 2,247 101 0.06%
8 ABBVIE INC 2,392 136 0.09%
9 ACCENTURE PLC IRELAND 45 4 0.00%
10 ACE LTD 859 96 0.06%
11 ACTAVIS PLC 64 17 0.01%
12 ACTUA CORP 1 0 0.00%
13 ADEPT TECHNOLOGY INC 1,300 11 0.01%
14 ADOBE INC 1,595 115 0.07%
15 AFFYMAX INC COM 3,000 0 0.00%
16 AFLAC INC 104 6 0.00%
17 AGRIUM INC 300 32 0.02%
18 AIR PRODS & CHEMS INC 27 4 0.00%
19 AIRGAS INC 76 9 0.01%
20 ALBEMARLE CORP 240 12 0.01%
21 ALLEGHANY CORP 8 4 0.00%
22 ALLEGION PUB LTD CO 133 7 0.00%
23 ALLIANZGI CONV INCOME FD I 3,000 26 0.02%
24 ALLSTATE CORP 580 42 0.03%
25 ALPINE TOTAL DYNAMIC DIVID F 250 2 0.00%
26 ALPS ETF TR 2,400 42 0.03%
27 ALTRIA GROUP INC 10,297 556 0.35%
28 AMAZON COM INC 129 47 0.03%
29 AMC NETWORKS INC CL A 27 2 0.00%
30 AMERICA MOVIL SAB DE CV 22 0 0.00%
31 AMERICAN AIRLS GROUP INC 107 5 0.00%
32 AMERICAN EAGLE OUTFITTERS NE 2,000 29 0.02%
33 AMERICAN ELEC PWR INC 412 26 0.02%
34 AMERICAN EXPRESS CO 1,386 116 0.07%
35 AMERICAN INTL GROUP INC 85 2 0.00%
36 AMERICAN INTL GROUP INC 260 13 0.01%
37 AMERICAN TOWER CORP NEW 739 72 0.05%
38 AMERIGAS PARTNERS L P 107 6 0.00%
39 AMERISOURCEBERGEN CORP 914 88 0.06%
40 AMGEN INC 3,039 460 0.29%
41 AMPHENOL CORP NEW 460 25 0.02%
42 ANADARKO PETR 1,685 140 0.09%
43 ANALOG DEVICES INC 67 4 0.00%
44 ANNALY CAP MGMT INC 7,075 74 0.05%
45 ANTHEM INC 140 19 0.01%
46 AON PLC 600 56 0.04%
47 APACHE CORP 29 2 0.00%
48 APPLE INC 41,524 4,965 3.17%
49 APPLIED MATLS INC 40,975 968 0.62%
50 ARCELORMITTAL SA LUXEMBOURG 6 0 0.00%
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