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ALLIANZGI CONV INCOME FD I
ALLIANZGI CONV INCOME FD I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 47 Institutional holders with a total value of $56,270,549.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 1,040,287 9,269,000 16.47%
2 MORGAN STANLEY 924,358 8,236,000 14.64%
3 Investors Capital Advisory Services 611,000 5,444,000 9.67%
4 LPL Financial LLC 598,602 5,334,000 9.48%
5 GUGGENHEIM CAPITAL LLC 523,652 4,666,000 8.29%
6 BANK OF AMERICA CORP /DE/ 523,000 4,659,000 8.28%
7 BB&T SECURITIES, LLC 33,059 2,945,000 5.23%
8 COHEN & STEERS, INC. 310,759 2,769,000 4.92%
9 MSI Financial Services Inc 288,937 2,574,000 4.57%
10 RAYMOND JAMES & ASSOCIATES 213,244 1,900,000 3.38%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 163,665 1,458,000 2.59%
12 Invesco Ltd. 105,140 937,000 1.67%
13 NATIONAL PLANNING CORP 97,577 844,041 1.50%
14 Capital Investment Advisors, LLC 83,413 743,000 1.32%
15 Cetera Advisors LLC 69,560 618,000 1.10%
16 WELLS FARGO & COMPANY/MN 54,620 487,000 0.87%
17 B. Riley Wealth Advisors, Inc. 45,744 408,000 0.73%
18 AMERICAN INTERNATIONAL GROUP, INC. 42,369 377,508 0.67%
19 GOLDMAN SACHS GROUP INC 32,580 290,000 0.52%
20 First Allied Advisory Services, Inc. 30,328 270,000 0.48%
21 Cambridge Investment Research Advisors, Inc. 27,670 247,000 0.44%
22 Creative Planning 26,561 237,000 0.42%
23 Commonwealth Equity Services, Inc 24,862 222,000 0.39%
24 WFG Advisors, LP 16,750 149,000 0.26%
25 Virtu KCG Holdings LLC 15,003 134,000 0.24%
26 DEUTSCHE BANK AG\ 14,301 127,000 0.23%
27 WEDBUSH SECURITIES INC 13,491 120,000 0.21%
28 ROYAL BANK OF CANADA 12,615 112,000 0.20%
29 HighTower Advisors, LLC 12,000 107,000 0.19%
30 Sigma Planning Corp 11,605 103,000 0.18%
31 Cetera Advisor Networks LLC 10,229 91,000 0.16%
32 IFC Holdings Incorporated/FL 10,978 91,000 0.16%
33 PNC FINANCIAL SERVICES GROUP, INC. 8,754 78,000 0.14%
34 MYCIO WEALTH PARTNERS, LLC 2,865 26,000 0.05%
35 Carroll Financial Associates, Inc. 3,000 26,000 0.05%
36 NEXT Financial Group, Inc 2,100 19,000 0.03%
37 CITIGROUP INC 2,174 19,000 0.03%
38 Crosspoint Capital Strategies, LLC 2,100 19,000 0.03%
39 ENVESTNET ASSET MANAGEMENT INC 2,040 18,000 0.03%
40 Financial Management Professionals, Inc. 2,000 18,000 0.03%
41 Regal Investment Advisors LLC 2,052 18,000 0.03%
42 Pinnacle Summer Investments, Inc. 2,051 17,000 0.03%
43 B. Riley Wealth Management, Inc. 2,000 17,000 0.03%
44 FIRST MANHATTAN CO. LLC. 1,553 13,000 0.02%
45 FIFTH THIRD BANCORP 1,000 9,000 0.02%
46 Sandy Spring Bank 281 3,000 0.01%
47 Focused Wealth Management, Inc 190 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.