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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0000909012-15-000065) filed in 2015.02.09
#
Name
Shares
Value ($)
%
Options
Notes
1 MEDCATH ESCROW 500 0 0.00%
2 FUELCELL ENERGY INC COM 100 0 0.00%
3 JDS UNIPHASE CORP COM PAR $0.001 2 0 0.00%
4 PHOTOMEDEX INC COM PAR $0.01 2 0 0.00%
5 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 3,200 24 0.02%
6 * SANDRIDGE ENERGY INC COM 2,000 4 0.00%
7 3M CO 6,299 1,038 0.66%
8 A O SMITH 24 1 0.00%
9 ABBOTT LABS 2,247 101 0.06%
10 ABBVIE INC 2,392 136 0.09%
11 ACCENTURE PLC IRELAND 45 4 0.00%
12 ACE LTD 859 96 0.06%
13 ACTUA CORP 1 0 0.00%
14 ADEPT TECHNOLOGY INC 1,300 11 0.01%
15 ADOBE INC 1,595 115 0.07%
16 AFFYMAX INC COM 3,000 0 0.00%
17 AFLAC INC 104 6 0.00%
18 AGRIUM INC 300 32 0.02%
19 AIR PRODS & CHEMS INC 27 4 0.00%
20 AIRGAS INC 76 9 0.01%
21 ALBEMARLE CORP 240 12 0.01%
22 ALLEGHANY CORP 8 4 0.00%
23 ALLEGION PUB LTD CO 133 7 0.00%
24 ALLERGAN PLC 64 17 0.01%
25 ALLIANZGI CONV INCOME FD I 3,000 26 0.02%
26 ALLSTATE CORP 580 42 0.03%
27 ALPINE TOTAL DYNAMIC DIVID F 250 2 0.00%
28 ALPS ETF TR 2,400 42 0.03%
29 ALTRIA GROUP INC 10,297 556 0.35%
30 AMAZON COM INC 129 47 0.03%
31 AMC NETWORKS INC CL A 27 2 0.00%
32 AMERICA MOVIL SAB DE CV 22 0 0.00%
33 AMERICAN AIRLS GROUP INC 107 5 0.00%
34 AMERICAN EAGLE OUTFITTERS NE 2,000 29 0.02%
35 AMERICAN ELEC PWR INC 412 26 0.02%
36 AMERICAN EXPRESS CO 1,386 116 0.07%
37 AMERICAN INTL GROUP INC 85 2 0.00%
38 AMERICAN INTL GROUP INC 260 13 0.01%
39 AMERICAN TOWER CORP NEW 739 72 0.05%
40 AMERIGAS PARTNERS L P 107 6 0.00%
41 AMERISOURCEBERGEN CORP 914 88 0.06%
42 AMGEN INC 3,039 460 0.29%
43 AMPHENOL CORP NEW 460 25 0.02%
44 ANADARKO PETE CORP 1,685 140 0.09%
45 ANALOG DEVICES INC 67 4 0.00%
46 ANNALY CAP MGMT INC 7,075 74 0.05%
47 ANTHEM INC 140 19 0.01%
48 AON PLC 600 56 0.04%
49 APACHE CORP 29 2 0.00%
50 APPLE INC 41,524 4,965 3.17%
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