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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Portfolio Summary: 1,139 holdings with a total value of $446,963,000.
#
Name
Shares
Value ($)
%
Options
Notes
1101 FUELCELL ENERGY INC COM 100 0 0.00%
1102 ACTUA CORP 1 0 0.00%
1103 CERAGON NETWORKS LTD 25 0 0.00%
1104 JDS UNIPHASE CORP COM PAR $0.001 2 0 0.00%
1105 EAST WEST BANCORP INC 4 0 0.00%
1106 HECLA MNG CO 0 0 0.00%
1107 FelCor Lodging Trust Inc 21 0 0.00%
1108 GAMESTOP CORP NEW 7 0 0.00%
1109 UBS GROUP AG 0 0 0.00%
1110 ULTRATECH INC COM 13 0 0.00%
1111 SCHWAB U.S. BROAD MARKET ETF 6 0 0.00%
1112 VERITIV CORP 5 0 0.00%
1113 PIMCO HIGH INCOME FD 7 0 0.00%
1114 FIRSTMERIT CORPORATION 24 0 0.00%
1115 NRG ENERGY INC 10 0 0.00%
1116 PUTNAM MANAGED MUN INCOME TR 0 0 0.00%
1117 INTERVAL LEISURE GROUP INC 11 0 0.00%
1118 AMERICA MOVIL SAB DE CV 22 0 0.00%
1119 NORDIC AMERICAN OFFSHORE LTD 17 0 0.00%
1120 PROTHENA CORP PLC 1 0 0.00%
1121 TELEFONAKTIEBOLAGET LM ERICS 25 0 0.00%
1122 SPECIAL OPPORTUNITIES FUND INC COM 0 0 0.00%
1123 SEVENTY SEVEN ENERGY INC - escrow shares 14 0 0.00%
1124 SCHWAB INTERNATIONAL EQUITY ETF 5 0 0.00%
1125 ROUSE PPTYS INC 19 0 0.00%
1126 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 12 0 0.00%
1127 SANOFI 42 0 0.00%
1128 ALEX REAL ESTATE EQ 5 0 0.00%
1129 SIMPSON MFG INC COM 10 0 0.00%
1130 BLACKBERRY LTD 15 0 0.00%
1131 PLUG POWER INC 10 0 0.00%
1132 CACI INTL INC CL A 4 0 0.00%
1133 AFFYMAX INC COM 3,000 0 0.00%
1134 TRANSOCEAN LTD 13 0 0.00%
1135 PEOPLES UNITED FINANCIAL INC 14 0 0.00%
1136 ACCO BRANDS CORPORATION COM 16 0 0.00%
1137 MILLER INDS INC TENN COM NEW 20 0 0.00%
1138 BLACKROCK FLOATING RATE INCO 13 0 0.00%
1139 MURPHY OIL 2 0 0.00%
Page 23 of 23

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000909012-15-000250, filed 2015.08.03).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.