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PIMCO HIGH INCOME FD
PIMCO HIGH INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 65 Institutional holders with a total value of $38,393,046.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cetera Advisor Networks LLC 397,642 4,960,000 12.92%
2 LPL Financial LLC 339,851 3,483,000 9.07%
3 MSI Financial Services Inc 331,219 3,299,000 8.59%
4 Commonwealth Equity Services, Inc 324,402 3,231,000 8.42%
5 MORGAN STANLEY 282,058 2,809,000 7.32%
6 AMUNDI ASSET MANAGEMENT US, INC. 228,000 2,271,000 5.92%
7 WELLS FARGO & COMPANY/MN 189,209 1,885,000 4.91%
8 SG Americas Securities, LLC 164,083 1,634,000 4.26%
9 UBS Group AG 135,486 1,349,000 3.51%
10 JPMORGAN CHASE & CO 99,794 994,000 2.59%
11 NATIONAL PLANNING CORP 97,691 935,000 2.44%
12 BANK OF MONTREAL /CAN/ 84,745 844,000 2.20%
13 BANK OF AMERICA CORP /DE/ 84,388 841,000 2.19%
14 PNC FINANCIAL SERVICES GROUP, INC. 67,311 670,000 1.75%
15 NEXT Financial Group, Inc 61,825 615,000 1.60%
16 Perigon Wealth Management, LLC 49,069 489,000 1.27%
17 First Allied Advisory Services, Inc. 46,049 459,000 1.20%
18 VestGen Investment Management 45,000 448,000 1.17%
19 VSR Financial Services, Inc. 41,134 410,000 1.07%
20 CITY NATIONAL BANK 40,000 398,000 1.04%
21 Aviance Capital Partners, LLC 39,676 396,000 1.03%
22 Investors Capital Advisory Services 36,158 360,000 0.94%
23 ROYAL BANK OF CANADA 35,145 350,000 0.91%
24 Transamerica Financial Advisors, LLC 34,284 342,000 0.89%
25 AMERICAN INTERNATIONAL GROUP, INC. 33,434 333,000 0.87%
26 IFC Holdings Incorporated/FL 33,940 328,000 0.85%
27 Concert Wealth Management Inc. 27,445 274,000 0.71%
28 S. R. Schill & Associates 27,165 271,000 0.71%
29 Cambridge Investment Research Advisors, Inc. 26,596 265,000 0.69%
30 MARINER INVESTMENT GROUP LLC 26,050 259,000 0.67%
31 Creative Planning 24,719 246,000 0.64%
32 Virtu KCG Holdings LLC 23,712 236,000 0.61%
33 UNITED CAPITAL FINANCIAL ADVISORS, LLC 23,006 229,000 0.60%
34 AMERIPRISE FINANCIAL INC 19,266 192,000 0.50%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 18,996 189,000 0.49%
36 WFG Advisors, LP 18,761 187,000 0.49%
37 TRUSTMARK BANK TRUST DEPARTMENT 18,448 184,000 0.48%
38 Traynor Capital Management, Inc. 17,439 173,000 0.45%
39 Roof Eidam Maycock Peralta, LLC 15,517 155,000 0.40%
40 Bank of New York Mellon Corp 15,444 154,000 0.40%
41 Private Advisor Group, LLC 14,154 141,000 0.37%
42 Essex Financial Services, Inc. 11,110 111,000 0.29%
43 GOLDMAN SACHS GROUP INC 10,882 108,000 0.28%
44 OPPENHEIMER & CO INC 10,573 106,000 0.28%
45 WHITTIER TRUST CO 10,292 103,000 0.27%
46 KEYBANK NATIONAL ASSOCIATION/OH 10,200 102,000 0.27%
47 BRUDERMAN ASSET MANAGEMENT, LLC 8,600 86,000 0.22%
48 Apriem Advisors 8,522 85,000 0.22%
49 Brookstone Capital Management 7,990 80,000 0.21%
50 CITIGROUP INC 7,851 78,000 0.20%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.