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SPECIAL OPPORTUNITIES FUND INC COM
SPECIAL OPPORTUNITIES FUND INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 27 Institutional holders with a total value of $75,477,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RELATIVE VALUE PARTNERS GROUP, LLC 2,498,104 38,196,000 50.61%
2 SIT INVESTMENT ASSOCIATES INC 438,323 6,702,000 8.88%
3 Ancora Advisors LLC 415,707 6,356,000 8.42%
4 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 296,418 4,532,000 6.00%
5 Shaker Financial Services, LLC 269,116 4,115,000 5.45%
6 Horizon Kinetics LLC 268,022 4,098,000 5.43%
7 CSS LLC/IL 218,527 3,341,000 4.43%
8 MORGAN STANLEY 136,554 2,088,000 2.77%
9 RIVERNORTH CAPITAL MANAGEMENT, LLC 127,719 1,953,000 2.59%
10 Independence Trust CO 75,900 1,160,000 1.54%
11 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 51,762 791,000 1.05%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 24,715 378,000 0.50%
13 WELLS FARGO & COMPANY/MN 23,915 366,000 0.48%
14 NWAM LLC 17,000 266,000 0.35%
15 MSI Financial Services Inc 16,538 253,000 0.34%
16 Commonwealth Equity Services, Inc 15,325 234,000 0.31%
17 UBS Group AG 12,727 195,000 0.26%
18 FIRST MANHATTAN CO. LLC. 9,435 144,000 0.19%
19 PNC FINANCIAL SERVICES GROUP, INC. 4,142 64,000 0.08%
20 US BANCORP \DE\ 4,042 62,000 0.08%
21 Financial Architects, Inc 3,348 51,000 0.07%
22 Chicago Partners Investment Group LLC 2,361 36,000 0.05%
23 ROYAL BANK OF CANADA 2,149 33,000 0.04%
24 BANK OF AMERICA CORP /DE/ 1,652 25,000 0.03%
25 THRIVENT FINANCIAL FOR LUTHERANS 1,594 24,000 0.03%
26 CITIGROUP INC 894 14,000 0.02%
27 Carroll Financial Associates, Inc. 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.