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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 1,246 holdings with a total value of $665,988,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 ATLAS ENERGY GROUP LLC COM 117 0 0.00%
52 SCHWAB U.S. SMALL-CAP ETF 7 0 0.00%
53 SCHWAB INTERNATIONAL EQUITY ETF 19 0 0.00%
54 PharMerica Corp 27 0 0.00%
55 SPDR MSCI ACWI EX-US 19 0 0.00%
56 LIFEPOINT HEALTH INC 1 0 0.00%
57 UNITED STATES STL CORP NEW 34 0 0.00%
58 SYNCHRONY FINL 31 0 0.00%
59 VANGUARD INTL EQUITY INDEX F 4 0 0.00%
60 KIMCO RLTY CORP 24 0 0.00%
61 RENREN INCORPORATED SPONSORED ADR 200 0 0.00%
62 ICAHN ENTERPRISES LP 8 0 0.00%
63 HSN Inc 11 0 0.00%
64 SEQUENTIAL BRNDS GROUP INC N 6 0 0.00%
65 SCHWAB STRATEGIC TRUST SCHWAB FUNDAMENTAL INTL 29 0 0.00%
66 IMMUNOGEN INC 209 0 0.00%
67 COMMERCEHUB INC COM SER A 36 0 0.00%
68 FINISAR CORP 1 0 0.00%
69 ECHOSTAR CORP CL A 22 0 0.00%
70 PARSLEY ENERGY CLA A 24 0 0.00%
71 STERLING CONSTRUCTION CO INC 4 0 0.00%
72 DIAMONDBACK ENERGY INC 3 0 0.00%
73 SYNOVUS FINL CORP 17 0 0.00%
74 BROOKDALE SR LIVING INC 17 0 0.00%
75 DEUTSCHE HIGH INCOME OPPORT FD 50 0 0.00%
76 COMMUNITY HEALTH SYS INC NEW 13 0 0.00%
77 LUMENTUM HLDGS INC COM 2 0 0.00%
78 TALEN ENERGY CORP COM 12 0 0.00%
79 PIONEER FLOATING RATE TR 6 0 0.00%
80 WEBMD HEALTH CORP 11 0 0.00%
81 ISHARES GOLD TRUST 52 0 0.00%
82 TELEFLEX INC 3 0 0.00%
83 QUORUM HEALTH CORP 3 0 0.00%
84 COMMUNITY HEALTH SYS INC NEW 189 0 0.00%
85 TEXAS ROADHOUSE INC 11 0 0.00%
86 VERITIV CORP 5 0 0.00%
87 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 2,184 0 0.00%
88 POWERSHARES ETF TR II 15 0 0.00%
89 PHOTOMEDEX INC 1 0 0.00%
90 NORTHSTAR REALTY EUROPE CORPORATION 45 0 0.00%
91 SCHWAB EMERGING MARKETS EQUITY ETF 18 0 0.00%
92 BASSETT FURNITURE INDS INC COM 6 0 0.00%
93 BLACKHAWK NETWORK 24 0 0.00%
94 PUTNAM MASTER INTER INCOME T 60 0 0.00%
95 MACYS INC 13 0 0.00%
96 SUNPOWER CORP 34 0 0.00%
97 BLACKBERRY LTD 15 0 0.00%
98 DANA INCORPORATED 38 0 0.00%
99 SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF 12 0 0.00%
100 STAMPS COM INC COM NEW 4 0 0.00%
Page 2 of 25

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000909012-16-000582, filed 2016.10.11).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.