| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 2,023,745 | 28,636,000 | 29.46% | ||
| 2 | Bulldog Investors, LLP | 1,012,392 | 14,325,000 | 14.74% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 699,695 | 9,901,000 | 10.19% | ||
| 4 | RELATIVE VALUE PARTNERS GROUP, LLC | 619,713 | 8,769,000 | 9.02% | ||
| 5 | RAYMOND JAMES & ASSOCIATES | 545,553 | 7,720,000 | 7.94% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 493,475 | 6,983,000 | 7.18% | ||
| 7 | WELLS FARGO & COMPANY/MN | 181,939 | 2,574,000 | 2.65% | ||
| 8 | DESCHUTES PORTFOLIO STRATEGY, LLC | 168,000 | 2,377,000 | 2.45% | ||
| 9 | Invesco Ltd. | 143,249 | 2,027,000 | 2.09% | ||
| 10 | ICON ADVISERS INC/CO | 136,499 | 1,931,000 | 1.99% | ||
| 11 | MORGAN STANLEY | 119,965 | 1,697,000 | 1.75% | ||
| 12 | Carlson Capital, L.P. | 100,033 | 1,415,000 | 1.46% | ||
| 13 | GUGGENHEIM CAPITAL LLC | 83,078 | 1,175,000 | 1.21% | ||
| 14 | MARINER INVESTMENT GROUP LLC | 82,062 | 1,161,000 | 1.19% | ||
| 15 | CSS LLC/IL | 62,990 | 891,000 | 0.92% | ||
| 16 | DOLIVER ADVISORS, LP | 61,028 | 864,000 | 0.89% | ||
| 17 | CITIGROUP INC | 43,698 | 618,000 | 0.64% | ||
| 18 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 36,911 | 523,000 | 0.54% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 35,874 | 508,000 | 0.52% | ||
| 20 | Capital Investment Advisors, LLC | 26,021 | 368,000 | 0.38% | ||
| 21 | Advisors Asset Management, Inc. | 24,919 | 353,000 | 0.36% | ||
| 22 | Laurion Capital Management LP | 23,107 | 327,000 | 0.34% | ||
| 23 | UBS Group AG | 20,915 | 296,000 | 0.30% | ||
| 24 | Virtu KCG Holdings LLC | 15,890 | 225,000 | 0.23% | ||
| 25 | ROYAL BANK OF CANADA | 15,281 | 216,000 | 0.22% | ||
| 26 | LPL Financial LLC | 13,429 | 190,000 | 0.20% | ||
| 27 | Cetera Advisor Networks LLC | 12,940 | 183,000 | 0.19% | ||
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 12,405 | 176,000 | 0.18% | ||
| 29 | ADVISOR GROUP, INC. | 12,158 | 172,000 | 0.18% | ||
| 30 | STIFEL FINANCIAL CORP | 11,577 | 165,000 | 0.17% | ||
| 31 | Commonwealth Equity Services, Inc | 11,563 | 164,000 | 0.17% | ||
| 32 | FARMERS & MERCHANTS INVESTMENTS INC | 10,650 | 151,000 | 0.16% | ||
| 33 | Creative Planning | 2,202 | 31,000 | 0.03% | ||
| 34 | MSI Financial Services Inc | 1,798 | 25,000 | 0.03% | ||
| 35 | PNC FINANCIAL SERVICES GROUP, INC. | 1,408 | 20,000 | 0.02% | ||
| 36 | WFG Advisors, LP | 800 | 11,000 | 0.01% | ||
| 37 | BRONFMAN E.L. ROTHSCHILD, L.P. | 698 | 10,000 | 0.01% | PRN | |
| 38 | WEALTHPLAN PARTNERS, LLC | 567 | 8,029 | 0.01% | ||
| 39 | INTEGRATED WEALTH MANAGEMENT | 500 | 7,000 | 0.01% | ||
| 40 | NEXT Financial Group, Inc | 277 | 4,000 | 0.00% | ||
| 41 | IFP ADVISORS, INC | 185 | 3,000 | 0.00% | ||
| 42 | Carroll Financial Associates, Inc. | 50 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
