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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000909012-16-000582) filed in 2016.10.11
#
Name
Shares
Value ($)
%
Options
Notes
1151 WISDOMTREE TR 35,132 926 0.14%
1152 DU PONT E I DE NEMOURS & CO 14,056 941 0.14%
1153 ISHARES TR 8,368 943 0.14%
1154 JPMORGAN CHASE & CO 30,330 955 0.14%
1155 CAPITALA FIN CORP 73,000 957 0.14%
1156 CLAYMORE EXCHANGE TRD FD TR 39,075 988 0.15%
1157 VANGUARD INDEX FDS 10,828 988 0.15%
1158 ROYAL BK CDA MONTREAL QUE 15,990 990 0.15%
1159 POWERSHARES ETF TR II 65,632 993 0.15%
1160 DBX ETF TRUST MSCI JAPAN CURRENCY 30,810 1,013 0.15%
1161 UNITED TECHNOLOGIES CORP 10,386 1,055 0.16%
1162 MEDTRONIC PLC 12,405 1,071 0.16%
1163 UNILEVER N V 24,239 1,117 0.17%
1164 NUCOR CORP 22,601 1,117 0.17%
1165 QUALCOMM INC 16,811 1,151 0.17%
1166 CSX CORP 37,815 1,153 0.17%
1167 VANGUARD INTL EQUITY INDEX F 25,613 1,163 0.17%
1168 SCANA 16,104 1,165 0.17%
1169 DBX ETF TR 51,883 1,199 0.18%
1170 PHILLIPS 66 15,187 1,223 0.18%
1171 VANGUARD INDEX FDS 11,110 1,247 0.19%
1172 FIFTH STREET FINANCE CORP 219,199 1,273 0.19%
1173 ISHARES TR 19,333 1,307 0.20%
1174 BRISTOL MYERS SQUIBB CO 25,461 1,372 0.21%
1175 MCDONALDS CORP 11,979 1,381 0.21%
1176 CONOCOPHILLIPS 31,907 1,387 0.21%
1177 UNITED PARCEL SERVICE INC 12,799 1,399 0.21%
1178 LENDINGTREE INC NEW COM 14,511 1,406 0.21%
1179 MERCK & CO INC 22,762 1,420 0.21%
1180 BAXTER INTL INC 31,032 1,477 0.22%
1181 POWERSHARES ETF TRUST 35,386 1,500 0.23%
1182 ISHARES TR 27,963 1,541 0.23%
1183 ALTRIA GROUP INC 26,117 1,651 0.25%
1184 VERIZON COMMUNICATIONS INC 32,403 1,684 0.25%
1185 HOME DEPOT INC 13,176 1,695 0.25%
1186 SOUTHERN CO 33,309 1,708 0.26%
1187 SYSCO CORP 38,672 1,895 0.28%
1188 ISHARES TR 23,590 1,917 0.29%
1189 AUTOMATIC DATA PROCESSING IN 22,074 1,946 0.29%
1190 HORMEL FOODS CORP 53,228 2,018 0.30%
1191 ISHARES 38,011 2,054 0.31%
1192 INTERNATIONAL BUSINESS MACHS 13,024 2,068 0.31%
1193 SONOCO PRODS CO 39,399 2,081 0.31%
1194 CISCO SYS INC 65,705 2,084 0.31%
1195 3M CO 12,341 2,174 0.33%
1196 ISHARES TR 14,643 2,265 0.34%
1197 AT&T INC 56,134 2,279 0.34%
1198 PIEDMONT NAT GAS INC 38,983 2,340 0.35%
1199 BANK AMER CORP 161,418 2,526 0.38%
1200 APPLIED MATLS INC 84,659 2,552 0.38%
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