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DBX ETF TRUST XTRACK MSCI JAPN ETF
DBX ETF TRUST XTRACK MSCI JAPN ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 58 Institutional holders with a total value of $1,058,768,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Clal Insurance Enterprises Holdings Ltd 9,817,617 323,000,000 30.51%
2 JPMORGAN CHASE & CO 6,478,999 213,160,000 20.13%
3 MORGAN STANLEY 4,757,602 156,526,000 14.78%
4 PNC FINANCIAL SERVICES GROUP, INC. 3,143,726 103,428,000 9.77%
5 PRUDENTIAL PLC 2,486,600 81,809,000 7.73%
6 CITIGROUP INC 1,940,774 63,851,000 6.03%
7 BANK OF AMERICA CORP /DE/ 777,809 25,589,000 2.42%
8 OLD MISSION CAPITAL LLC 498,791 16,410,000 1.55%
9 JANE STREET GROUP, LLC 270,320 8,894,000 0.84%
10 UBS Group AG 265,217 8,726,000 0.82%
11 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 195,760 6,441,000 0.61%
12 Orion Porfolio Solutions, LLC 162,451 5,345,000 0.50%
13 AMERIPRISE FINANCIAL INC 162,693 5,339,000 0.50%
14 ROYAL BANK OF CANADA 154,680 5,089,000 0.48%
15 US BANCORP \DE\ 133,841 4,403,000 0.42%
16 BSC PRIVATE WEALTH MANAGEMENT, LLC 128,280 4,251,000 0.40%
17 FEDERATED HERMES, INC. 97,694 3,214,000 0.30%
18 RAYMOND JAMES & ASSOCIATES 93,707 3,083,000 0.29%
19 GOLDMAN SACHS GROUP INC 63,600 2,092,000 0.20%
20 M&T BANK CORP 58,590 1,928,000 0.18%
21 Braver Wealth Management, LLC 57,003 1,875,000 0.18%
22 WELLS FARGO & COMPANY/MN 50,544 1,663,000 0.16%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 48,539 1,597,000 0.15%
24 Meiji Yasuda Life Insurance Co 39,000 1,283,000 0.12%
25 FDx Advisors, Inc. 34,735 1,143,000 0.11%
26 EASTERN BANK 32,461 1,069,000 0.10%
27 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 31,575 1,039,000 0.10%
28 Carroll Financial Associates, Inc. 30,810 1,013,000 0.10%
29 Capital Investment Advisors, LLC 25,932 853,000 0.08%
30 LPL Financial LLC 19,170 635,000 0.06%
31 STIFEL FINANCIAL CORP 17,875 587,000 0.06%
32 FORESTERS ASSET MANAGEMENT INC. 13,300 438,000 0.04%
33 Commonwealth Equity Services, Inc 12,622 415,000 0.04%
34 FIRST CITIZENS BANK & TRUST CO 12,482 411,000 0.04%
35 ABERDEEN ASSET MANAGEMENT PLC/UK 11,863 390,000 0.04%
36 MSI Financial Services Inc 11,547 380,000 0.04%
37 BRONFMAN E.L. ROTHSCHILD, L.P. 9,185 302,000 0.03%
38 SSI INVESTMENT MANAGEMENT LLC 8,302 274,000 0.03%
39 FIRST MIDWEST BANK TRUST DIVISION 6,100 201,000 0.02%
40 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,322 175,000 0.02%
41 FLOW TRADERS U.S. LLC 4,442 146,000 0.01%
42 KRILOGY FINANCIAL LLC 2,603 86,000 0.01%
43 IFP ADVISORS, INC 1,735 57,000 0.01%
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,437 47,000 0.00%
45 SYNOVUS FINANCIAL CORP 600 20,000 0.00%
46 Creative Planning 591 19,000 0.00%
47 ROWLAND CARMICHAEL ADVISORS INC /ADV 536 18,000 0.00%
48 MOSAIC FAMILY WEALTH, LLC 300 10,000 0.00%
49 ADVISOR GROUP, INC. 279 9,000 0.00%
50 NewSquare Capital LLC 230 8,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.