| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MICROSOFT CORP | 650 | 1,000 | 0.00% | Put | |
| 2 | AMERICAN CAP SR FLOATING LTD | 500 | 7,000 | 0.00% | ||
| 3 | BROOKDALE SR LIVING INC | 300 | 11,000 | 0.00% | Put | |
| 4 | NEW MEDIA INVT GROUP INC COM | 866 | 12,000 | 0.00% | ||
| 5 | ZIMMER BIOMET HLDGS INC | 209 | 26,000 | 0.01% | Put | |
| 6 | YUME INC | 5,700 | 34,000 | 0.01% | ||
| 7 | SONY GROUP CORP | 2,000 | 34,000 | 0.01% | ||
| 8 | NEWCASTLE INVESTMENT CORP | 12,000 | 57,000 | 0.01% | ||
| 9 | INVESCO CALIF VALUE MUN INC | 5,000 | 62,000 | 0.01% | ||
| 10 | CITIGROUPINC | 250 | 73,000 | 0.02% | Call | |
| 11 | New Residential Investment Cor | 12,000 | 76,000 | 0.02% | ||
| 12 | HORIZON TECHNOLOGY FIN CORP COM | 9,314 | 136,000 | 0.03% | ||
| 13 | INTREPID POTASH INC | 9,100 | 153,000 | 0.03% | ||
| 14 | AEROPOSTALE INC N/C 8/16/17 00215Q103 | 50,000 | 175,000 | 0.04% | ||
| 15 | PUTNAM MANAGED MUN INCOME TR | 32,800 | 235,000 | 0.05% | ||
| 16 | SPX CORP | 200 | 237,000 | 0.05% | Put | |
| 17 | GENERAL ELECTRIC CO | 2,760 | 240,000 | 0.05% | Put | |
| 18 | KINDER MORGAN INC DEL | 7,600 | 276,000 | 0.06% | ||
| 19 | EATON VANCE MUN BD FD | 25,500 | 317,000 | 0.07% | ||
| 20 | INVESCO TR INVT GRADE MUNS | 24,400 | 318,000 | 0.07% | ||
| 21 | INVESCO ADVANTAGE MUN INCOME | 28,300 | 321,000 | 0.07% | ||
| 22 | INVESCO MUN TR | 26,900 | 337,000 | 0.07% | ||
| 23 | MONDELEZ INTL INC | 1,000 | 340,000 | 0.07% | Call | |
| 24 | INVESCO MUN OPPORTUNITY TR | 27,800 | 350,000 | 0.07% | ||
| 25 | INVESCO QUALITY MUN INCOME T | 30,674 | 377,000 | 0.08% | ||
| 26 | KRAFT HEINZ CO COM | 6,666 | 400,000 | 0.08% | ||
| 27 | * SANDRIDGE ENERGY INC COM | 61,162 | 437,000 | 0.09% | ||
| 28 | VALE S A | 37,500 | 446,000 | 0.09% | ||
| 29 | PENNEY J C | 50,000 | 453,000 | 0.09% | ||
| 30 | ESSENT GROUP LTD | 23,600 | 474,000 | 0.10% | ||
| 31 | GENERAL GROWTH | 20,719 | 488,000 | 0.10% | ||
| 32 | NUVEEN PREM INCOME MUN FD | 37,251 | 506,000 | 0.10% | ||
| 33 | ELLINGTON RESIDENTIAL MTG RE | 33,607 | 572,000 | 0.12% | ||
| 34 | STARWOOD WAYPOINT RESIDENTIAL | 22,350 | 586,000 | 0.12% | ||
| 35 | SILVER BAY RLTY TR CORP | 36,791 | 600,000 | 0.12% | ||
| 36 | CONOCOPHILLIPS | 7,200 | 617,000 | 0.13% | ||
| 37 | KBR INC | 27,000 | 644,000 | 0.13% | ||
| 38 | LEVEL 3 COMM | 6,090 | 683,000 | 0.14% | Put | |
| 39 | ZOETIS INC | 21,174 | 683,000 | 0.14% | ||
| 40 | THL CR INC | 50,000 | 700,000 | 0.15% | ||
| 41 | FIRST SOLAR INC | 10,000 | 711,000 | 0.15% | ||
| 42 | APOLLO INVT CORP | 84,800 | 730,000 | 0.15% | ||
| 43 | MONDELEZ INTL INC | 20,000 | 752,000 | 0.16% | ||
| 44 | ABBOTT LABS | 22,000 | 900,000 | 0.19% | ||
| 45 | TOTAL S A | 12,500 | 903,000 | 0.19% | ||
| 46 | BOARDWALK PIPELINE PARTNERS UT LTD PARTNER | 49,796 | 921,000 | 0.19% | ||
| 47 | E M C CORP MASS COM | 40,000 | 1,054,000 | 0.22% | ||
| 48 | INVESCO MORTGAGE CAPITAL INC | 60,834 | 1,056,000 | 0.22% | ||
| 49 | LILLY ELI & CO | 18,000 | 1,119,000 | 0.23% | ||
| 50 | ISTAR INC COM | 75,000 | 1,124,000 | 0.23% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001568303-14-000007, filed 2014.08.13).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
