| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,174,208 | 14,595,000 | 16.25% | ||
| 2 | OAK HILL ADVISORS LP | 812,905 | 10,104,000 | 11.25% | ||
| 3 | WELLS FARGO & COMPANY/MN | 613,122 | 7,621,000 | 8.49% | ||
| 4 | Invesco Ltd. | 586,479 | 7,290,000 | 8.12% | ||
| 5 | UBS AG | 493,463 | 6,134,000 | 6.83% | ||
| 6 | BB&T SECURITIES, LLC | 44,807 | 5,569,000 | 6.20% | ||
| 7 | ALLIANCEBERNSTEIN L.P. | 357,696 | 4,446,000 | 4.95% | ||
| 8 | MORGAN STANLEY | 292,088 | 3,631,000 | 4.04% | ||
| 9 | COHEN & STEERS, INC. | 229,713 | 2,855,000 | 3.18% | ||
| 10 | DEUTSCHE BANK AG\ | 198,295 | 2,464,000 | 2.74% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 165,538 | 2,058,000 | 2.29% | ||
| 12 | GUGGENHEIM CAPITAL LLC | 159,146 | 1,978,000 | 2.20% | ||
| 13 | Advisors Asset Management, Inc. | 156,018 | 1,939,000 | 2.16% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 149,377 | 1,857,000 | 2.07% | ||
| 15 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 127,651 | 1,587,000 | 1.77% | ||
| 16 | STIFEL FINANCIAL CORP | 110,783 | 1,377,000 | 1.53% | ||
| 17 | LPL Financial LLC | 105,810 | 1,315,000 | 1.46% | ||
| 18 | Global Endowment Management, LP | 84,000 | 1,044,000 | 1.16% | ||
| 19 | GOODWIN DANIEL L | 83,065 | 1,032,000 | 1.15% | ||
| 20 | CITIGROUP INC | 79,711 | 991,000 | 1.10% | ||
| 21 | ROYAL BANK OF CANADA | 67,329 | 837,000 | 0.93% | ||
| 22 | PNC FINANCIAL SERVICES GROUP, INC. | 65,089 | 809,000 | 0.90% | ||
| 23 | VAN ECK ASSOCIATES CORP | 63,321 | 787,000 | 0.88% | ||
| 24 | Private Advisor Group, LLC | 61,986 | 770,000 | 0.86% | ||
| 25 | MARINER INVESTMENT GROUP LLC | 52,545 | 653,000 | 0.73% | ||
| 26 | DRW Securities, LLC | 43,332 | 539,000 | 0.60% | ||
| 27 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 42,921 | 534,000 | 0.59% | ||
| 28 | AQR CAPITAL MANAGEMENT LLC | 39,893 | 496,000 | 0.55% | ||
| 29 | MACROVIEW INVESTMENT MANAGEMENT LLC | 31,275 | 389,000 | 0.43% | ||
| 30 | VSR Financial Services, Inc. | 29,626 | 368,000 | 0.41% | ||
| 31 | West Family Investments, Inc. | 25,500 | 317,000 | 0.35% | ||
| 32 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 23,014 | 286,000 | 0.32% | ||
| 33 | Yellowstone Partners, LLC | 21,968 | 273,000 | 0.30% | ||
| 34 | HighTower Advisors, LLC | 21,220 | 264,000 | 0.29% | ||
| 35 | Janney Montgomery Scott LLC | 20,073 | 249,512 | 0.28% | ||
| 36 | WOLVERINE ASSET MANAGEMENT LLC | 17,995 | 223,000 | 0.25% | ||
| 37 | Robert W. Baird & Co. Inc | 15,800 | 196,000 | 0.22% | ||
| 38 | TFS CAPITAL LLC | 13,579 | 169,000 | 0.19% | ||
| 39 | Commonwealth Equity Services, Inc | 13,105 | 163,000 | 0.18% | ||
| 40 | FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX | 13,025 | 162,000 | 0.18% | ||
| 41 | Horizon Kinetics LLC | 12,840 | 160,000 | 0.18% | ||
| 42 | Tradewinds Capital Management, LLC | 12,500 | 155,000 | 0.17% | ||
| 43 | EAGLE GLOBAL ADVISORS LLC | 12,005 | 149,000 | 0.17% | ||
| 44 | Investors Capital Advisory Services | 11,855 | 147,000 | 0.16% | ||
| 45 | Creative Planning | 9,862 | 123,000 | 0.14% | ||
| 46 | BANK OF MONTREAL /CAN/ | 8,560 | 106,000 | 0.12% | ||
| 47 | US BANCORP \DE\ | 7,182 | 89,000 | 0.10% | ||
| 48 | COLONY GROUP LLC | 7,150 | 89,000 | 0.10% | ||
| 49 | AMERICAN INTERNATIONAL GROUP, INC. | 6,793 | 84,438 | 0.09% | ||
| 50 | MSI Financial Services Inc | 6,623 | 82,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
