| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,138,457 | 13,980,000 | 20.99% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 677,114 | 8,314,000 | 12.48% | ||
| 3 | MORGAN STANLEY | 368,944 | 4,530,000 | 6.80% | ||
| 4 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 327,630 | 4,023,000 | 6.04% | ||
| 5 | DEUTSCHE BANK AG\ | 293,565 | 3,604,000 | 5.41% | ||
| 6 | ROYAL BANK OF CANADA | 265,986 | 3,266,000 | 4.90% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 262,723 | 3,226,000 | 4.84% | ||
| 8 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 198,812 | 2,441,000 | 3.66% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 153,022 | 1,879,000 | 2.82% | ||
| 10 | Advisors Asset Management, Inc. | 135,152 | 1,660,000 | 2.49% | ||
| 11 | LPL Financial LLC | 130,374 | 1,601,000 | 2.40% | ||
| 12 | PNC FINANCIAL SERVICES GROUP, INC. | 129,346 | 1,587,000 | 2.38% | ||
| 13 | UBS AG | 106,173 | 1,304,000 | 1.96% | ||
| 14 | GOLDMAN SACHS GROUP INC | 103,776 | 1,274,000 | 1.91% | ||
| 15 | Tradewinds Capital Management, LLC | 98,715 | 1,212,000 | 1.82% | ||
| 16 | WELLS FARGO & COMPANY/MN | 98,098 | 1,204,000 | 1.81% | ||
| 17 | WOLVERINE ASSET MANAGEMENT LLC | 78,619 | 965,000 | 1.45% | ||
| 18 | SIT INVESTMENT ASSOCIATES INC | 76,564 | 940,000 | 1.41% | ||
| 19 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 74,219 | 911,000 | 1.37% | ||
| 20 | AQR CAPITAL MANAGEMENT LLC | 71,138 | 874,000 | 1.31% | ||
| 21 | Gruss Capital Management LP | 59,355 | 729,000 | 1.09% | ||
| 22 | VAN ECK ASSOCIATES CORP | 53,928 | 662,000 | 0.99% | ||
| 23 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 44,573 | 547,000 | 0.82% | ||
| 24 | Capital Investment Advisors, LLC | 44,267 | 544,000 | 0.82% | ||
| 25 | STIFEL FINANCIAL CORP | 42,579 | 523,000 | 0.79% | ||
| 26 | Horizon Kinetics LLC | 42,244 | 519,000 | 0.78% | ||
| 27 | Nuveen Asset Management, LLC | 42,192 | 518,000 | 0.78% | ||
| 28 | FIRST TRUST ADVISORS LP | 39,924 | 490,000 | 0.74% | ||
| 29 | M&R CAPITAL MANAGEMENT INC | 32,420 | 398,000 | 0.60% | ||
| 30 | DOLIVER ADVISORS, LP | 31,845 | 391,000 | 0.59% | ||
| 31 | West Family Investments, Inc. | 30,674 | 377,000 | 0.57% | ||
| 32 | Cambridge Investment Research Advisors, Inc. | 27,313 | 335,000 | 0.50% | ||
| 33 | WealthTrust Axiom LLC | 18,500 | 227,000 | 0.34% | ||
| 34 | RAYMOND JAMES TRUST N.A. | 17,498 | 215,000 | 0.32% | ||
| 35 | Hudock, Inc. | 17,100 | 210,000 | 0.32% | ||
| 36 | US BANCORP \DE\ | 16,500 | 203,000 | 0.30% | ||
| 37 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 13,693 | 168,000 | 0.25% | ||
| 38 | Lehman Financial Resources, Inc. | 12,504 | 154,000 | 0.23% | ||
| 39 | BANK OF HAWAII | 11,074 | 136,000 | 0.20% | ||
| 40 | HighTower Advisors, LLC | 10,704 | 131,000 | 0.20% | ||
| 41 | Creative Planning | 6,284 | 77,000 | 0.12% | ||
| 42 | MSI Financial Services Inc | 4,330 | 53,000 | 0.08% | ||
| 43 | BANK OF MONTREAL /CAN/ | 4,000 | 49,000 | 0.07% | ||
| 44 | WHITTIER TRUST CO | 3,964 | 49,000 | 0.07% | ||
| 45 | M&T BANK CORP | 3,197 | 39,000 | 0.06% | ||
| 46 | AMERICAN INTERNATIONAL GROUP, INC. | 2,576 | 31,633 | 0.05% | ||
| 47 | Edge Wealth Management LLC | 1,526 | 19,000 | 0.03% | ||
| 48 | Thomas J. Herzfeld Advisors, Inc. | 600 | 7,000 | 0.01% | ||
| 49 | DUBUQUE BANK & TRUST CO | 317 | 4,000 | 0.01% | ||
| 50 | CITIGROUP INC | 213 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
