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Institutional Investment Manager
Winfield Associates, Inc.
Winfield Associates, Inc. (CIK: 0001569655) incorporated in Ohio, located at 700 West St. Clair, Cleveland, OH. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Portfolio Summary: 298 holdings with a total value of $121,045,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 SUNTECH PWR HLDGS CO LTD ADR 50 0 0.00%
2 BLACKROCK ENHANCED EQT DIV T 0 0 0.00%
3 Alcatel Lucent Adr 6 0 0.00%
4 3-D SYS CORP DEL 0 0 0.00%
5 TESLA INC 6 1,000 0.00%
6 GSV CAP CORP 100 1,000 0.00%
7 DOVER SADDLERY INC 200 1,000 0.00%
8 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 200 1,000 0.00%
9 Teekay Tankers LTD 400 1,000 0.00%
10 EXELIXIS INC 300 1,000 0.00%
11 Sunesis Pharmaceuticals I 90 1,000 0.00%
12 HANSEN MEDICAL INC 550 1,000 0.00%
13 Parametric Technology 100 1,000 0.00%
14 VIVUS INC 400 2,000 0.00%
15 NUVEEN QUALITY PFD INC FD 3 229 2,000 0.00%
16 BANK NEW YORK MELLON CORP 45 2,000 0.00%
17 BANK AMER CORP 200 3,000 0.00%
18 ADVANCED MICRO DEVICES INC 850 3,000 0.00%
19 COSTCO WHSL CORP NEW 25 3,000 0.00%
20 ZIMMER BIOMET HLDGS INC 30 3,000 0.00%
21 FRESH MKT INC 100 3,000 0.00%
22 HUNTINGTON INGALLS INDS INC 25 3,000 0.00%
23 HOLOGIC INC 200 4,000 0.00%
24 ISHARES TR 45 4,000 0.00%
25 CYS INVTS INC COM 500 4,000 0.00%
26 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 541 4,000 0.00%
27 PAN AMERN SILVER CORP 300 4,000 0.00%
28 WABASH NATL CORP 300 4,000 0.00%
29 NETFLIX INC 10 4,000 0.00%
30 NUVEEN DIV ADVANTAGE MUN FD 333 4,000 0.00%
31 PDL BIOPHARMA INC 500 4,000 0.00%
32 CPFL ENERGIA S A 275 4,000 0.00%
33 COMPANHIA DE SANEAMENTO BASI 550 5,000 0.00%
34 GRUPO TELEVISA SA 140 5,000 0.00%
35 BLACKROCK CORPOR HI YLD FD I 400 5,000 0.00%
36 REACHLOCAL INC 500 5,000 0.00%
37 TAL INTL GROUP INC 106 5,000 0.00%
38 NUVEEN MUN VALUE FD INC 500 5,000 0.00%
39 SPDR INDEX SHS FDS 104 5,000 0.00%
40 HOLLYFRONTIER CORP 103 5,000 0.00%
41 OPKO HEALTH INC 500 5,000 0.00%
42 ROYAL CARIBBEAN GROUP 109 6,000 0.00%
43 VANGUARD NAT RES LLC COM UNIT 200 6,000 0.00%
44 SABRA HEALTH CARE REIT INC 200 6,000 0.00%
45 HUNTINGTON BANCSHARES INC 573 6,000 0.00%
46 ISHARES TR 150 6,000 0.00%
47 MANITOWOC INC COM 200 6,000 0.00%
48 BLACKBERRY LTD 700 6,000 0.00%
49 SPS COMM INC 100 6,000 0.00%
50 NIKE INC 100 7,000 0.01%
Page 1 of 6

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001569655-14-000006, filed 2014.05.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.