| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 612,080 | 8,263,000 | 13.82% | ||
| 2 | Invesco Ltd. | 543,369 | 7,335,000 | 12.27% | ||
| 3 | Advisors Asset Management, Inc. | 366,042 | 4,942,000 | 8.27% | ||
| 4 | WELLS FARGO & COMPANY/MN | 320,768 | 4,331,000 | 7.24% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 287,734 | 3,885,000 | 6.50% | ||
| 6 | BB&T SECURITIES, LLC | 27,354 | 3,692,000 | 6.17% | ||
| 7 | MACKAY SHIELDS LLC | 264,187 | 3,567,000 | 5.97% | ||
| 8 | COHEN & STEERS, INC. | 246,126 | 3,323,000 | 5.56% | ||
| 9 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 210,976 | 2,848,000 | 4.76% | ||
| 10 | Global Endowment Management, LP | 206,300 | 2,785,000 | 4.66% | ||
| 11 | MORGAN STANLEY | 120,485 | 1,626,000 | 2.72% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 108,695 | 1,467,000 | 2.45% | ||
| 13 | WHITEBOX ADVISORS LLC | 100,000 | 1,350,000 | 2.26% | ||
| 14 | Tortoise Investment Management, LLC | 88,050 | 1,189,000 | 1.99% | ||
| 15 | LPL Financial LLC | 58,383 | 788,000 | 1.32% | ||
| 16 | ROYAL BANK OF CANADA | 55,067 | 743,000 | 1.24% | ||
| 17 | Horizon Kinetics LLC | 51,446 | 695,000 | 1.16% | ||
| 18 | Capital Investment Advisors, LLC | 50,125 | 676,685 | 1.13% | ||
| 19 | PNC FINANCIAL SERVICES GROUP, INC. | 48,514 | 654,000 | 1.09% | ||
| 20 | Commonwealth Equity Services, Inc | 41,592 | 561,000 | 0.94% | ||
| 21 | STIFEL FINANCIAL CORP | 37,664 | 508,000 | 0.85% | ||
| 22 | TFS CAPITAL LLC | 35,477 | 479,000 | 0.80% | ||
| 23 | CORNERSTONE ADVISORS INC | 30,689 | 414,000 | 0.69% | ||
| 24 | VAN ECK ASSOCIATES CORP | 24,761 | 334,000 | 0.56% | ||
| 25 | VSR Financial Services, Inc. | 22,211 | 300,000 | 0.50% | ||
| 26 | MARINER INVESTMENT GROUP LLC | 20,954 | 283,000 | 0.47% | ||
| 27 | ProVise Management Group, LLC | 17,014 | 230,000 | 0.38% | ||
| 28 | VICUS CAPITAL | 16,670 | 225,000 | 0.38% | ||
| 29 | RAYMOND JAMES & ASSOCIATES | 16,086 | 217,000 | 0.36% | ||
| 30 | Wilmington Savings Fund Society, FSB | 15,600 | 211,000 | 0.35% | ||
| 31 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 13,797 | 186,000 | 0.31% | ||
| 32 | CIBC BANK USA | 13,405 | 181,000 | 0.30% | ||
| 33 | UBS AG | 12,204 | 165,000 | 0.28% | ||
| 34 | AMERICAN INTERNATIONAL GROUP, INC. | 12,000 | 162,000 | 0.27% | ||
| 35 | Mariner, LLC | 11,990 | 162,000 | 0.27% | ||
| 36 | DRW Securities, LLC | 11,100 | 150,000 | 0.25% | ||
| 37 | ALLIANCEBERNSTEIN L.P. | 10,563 | 143,000 | 0.24% | ||
| 38 | BENJAMIN F. EDWARDS & COMPANY, INC. | 10,386 | 140,000 | 0.23% | ||
| 39 | Janney Montgomery Scott LLC | 10,150 | 137,025 | 0.23% | ||
| 40 | BANK OF MONTREAL /CAN/ | 7,440 | 100,000 | 0.17% | ||
| 41 | Thomas J. Herzfeld Advisors, Inc. | 5,000 | 68,000 | 0.11% | ||
| 42 | WFG Advisors, LP | 3,600 | 49,000 | 0.08% | ||
| 43 | Tradewinds Capital Management, LLC | 3,000 | 41,000 | 0.07% | ||
| 44 | Creative Planning | 3,056 | 41,000 | 0.07% | ||
| 45 | FIFTH THIRD BANCORP | 2,500 | 34,000 | 0.06% | ||
| 46 | MSI Financial Services Inc | 1,999 | 27,000 | 0.05% | ||
| 47 | First Horizon Advisors, Inc. | 1,700 | 23,000 | 0.04% | ||
| 48 | Evercore Wealth Management, LLC | 1,500 | 20,000 | 0.03% | ||
| 49 | CITIGROUP INC | 1,159 | 15,000 | 0.03% | ||
| 50 | Tower Research Capital LLC (TRC) | 621 | 8,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
