| 1 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
863,449 |
7,227,000 |
18.62% |
|
|
| 2 |
Saba Capital Management, L.P. |
592,219 |
4,957,000 |
12.77% |
|
|
| 3 |
Invesco Ltd. |
343,372 |
2,874,000 |
7.41% |
|
|
| 4 |
UBS AG |
264,971 |
2,218,000 |
5.72% |
|
|
| 5 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
247,245 |
2,069,000 |
5.33% |
|
|
| 6 |
SIT INVESTMENT ASSOCIATES INC |
185,621 |
1,554,000 |
4.00% |
|
|
| 7 |
MORGAN STANLEY |
171,466 |
1,435,000 |
3.70% |
|
|
| 8 |
Advisors Asset Management, Inc. |
168,994 |
1,414,000 |
3.64% |
|
|
| 9 |
CREDIT SUISSE AG/ |
146,983 |
1,230,000 |
3.17% |
|
|
| 10 |
LPL Financial LLC |
146,206 |
1,224,000 |
3.15% |
|
|
| 11 |
CORNERSTONE ADVISORS INC |
140,530 |
1,176,000 |
3.03% |
|
|
| 12 |
First Allied Advisory Services, Inc. |
118,200 |
992,000 |
2.56% |
|
|
| 13 |
AQR CAPITAL MANAGEMENT LLC |
113,462 |
950,000 |
2.45% |
|
|
| 14 |
Shaker Financial Services, LLC |
111,755 |
935,000 |
2.41% |
|
|
| 15 |
FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX |
103,572 |
867,000 |
2.23% |
|
|
| 16 |
ROYAL BANK OF CANADA |
95,405 |
798,000 |
2.06% |
|
|
| 17 |
Thomas J. Herzfeld Advisors, Inc. |
93,659 |
784,000 |
2.02% |
|
|
| 18 |
WELLS FARGO & COMPANY/MN |
90,355 |
756,000 |
1.95% |
|
|
| 19 |
RAYMOND JAMES & ASSOCIATES |
89,649 |
750,000 |
1.93% |
|
|
| 20 |
Arete Wealth Advisors, LLC |
77,449 |
648,000 |
1.67% |
|
|
| 21 |
ROBINSON CAPITAL MANAGEMENT, LLC |
75,338 |
631,000 |
1.63% |
|
|
| 22 |
DOLIVER ADVISORS, LP |
74,319 |
622,000 |
1.60% |
|
|
| 23 |
Global Endowment Management, LP |
60,000 |
502,000 |
1.29% |
|
|
| 24 |
BANK OF AMERICA CORP /DE/ |
54,073 |
453,000 |
1.17% |
|
|
| 25 |
GUGGENHEIM CAPITAL LLC |
52,391 |
438,000 |
1.13% |
|
|
| 26 |
Pine River Capital Management L.P. |
29,492 |
248,000 |
0.64% |
|
|
| 27 |
TFS CAPITAL LLC |
28,875 |
242,000 |
0.62% |
|
|
| 28 |
ALLIANCEBERNSTEIN L.P. |
16,974 |
142,000 |
0.37% |
|
|
| 29 |
SHUFRO ROSE & CO LLC |
16,450 |
137,000 |
0.35% |
|
|
| 30 |
Rehmann Capital Advisory Group |
14,100 |
118,000 |
0.30% |
|
|
| 31 |
Horizon Kinetics LLC |
12,920 |
108,000 |
0.28% |
|
|
| 32 |
GOLDMAN SACHS GROUP INC |
11,100 |
93,000 |
0.24% |
|
|
| 33 |
MSI Financial Services Inc |
5,000 |
42,000 |
0.11% |
|
|
| 34 |
CITY HOLDING CO |
4,500 |
38,000 |
0.10% |
|
|
| 35 |
MONROE BANK & TRUST/MI |
3,200 |
27,000 |
0.07% |
|
|
| 36 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
3,024 |
25,000 |
0.06% |
|
|
| 37 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,200 |
18,000 |
0.05% |
|
|
| 38 |
SIGNATUREFD, LLC |
2,000 |
17,000 |
0.04% |
|
|
| 39 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,800 |
15,066 |
0.04% |
|
|
| 40 |
Somerset Trust Co |
1,500 |
13,000 |
0.03% |
|
|
| 41 |
Clearbridge Investments, LLC |
1,000 |
8,000 |
0.02% |
|
|
| 42 |
M&T BANK CORP |
700 |
6,000 |
0.02% |
|
|
| 43 |
MUFG Americas Holdings Corp |
360 |
3,000 |
0.01% |
|
|
| 44 |
WFG Advisors, LP |
377 |
3,000 |
0.01% |
|
|
| 45 |
Winfield Associates, Inc. |
229 |
2,000 |
0.01% |
|
|
| 46 |
Gradient Investments LLC |
50 |
0 |
0.00% |
|
|
