| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 4,999,922 | 39,699,000 | 13.83% | ||
| 2 | Relative Value Partners, LLC | 4,077,956 | 32,379,000 | 11.28% | ||
| 3 | MORGAN STANLEY | 3,150,353 | 25,014,000 | 8.71% | ||
| 4 | Invesco Ltd. | 2,588,694 | 20,555,000 | 7.16% | ||
| 5 | RAYMOND JAMES & ASSOCIATES | 2,196,084 | 17,437,000 | 6.07% | ||
| 6 | WELLS FARGO & COMPANY/MN | 1,836,598 | 14,583,000 | 5.08% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 1,815,392 | 14,414,000 | 5.02% | ||
| 8 | 1832 Asset Management L.P. | 1,389,002 | 10,972,000 | 3.82% | ||
| 9 | Richard C. Young & CO., LTD. | 1,253,887 | 9,956,000 | 3.47% | ||
| 10 | AQR CAPITAL MANAGEMENT LLC | 1,067,049 | 8,472,000 | 2.95% | ||
| 11 | THRIVENT FINANCIAL FOR LUTHERANS | 1,055,700 | 8,382,000 | 2.92% | ||
| 12 | Advisors Asset Management, Inc. | 872,429 | 6,927,000 | 2.41% | ||
| 13 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 854,845 | 6,787,000 | 2.36% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 825,726 | 6,555,000 | 2.28% | ||
| 15 | UBS AG | 686,763 | 5,453,000 | 1.90% | ||
| 16 | ROYAL BANK OF CANADA | 666,281 | 5,290,000 | 1.84% | ||
| 17 | 1607 Capital Partners, LLC | 650,645 | 5,166,000 | 1.80% | ||
| 18 | LPL Financial LLC | 618,026 | 4,907,000 | 1.71% | ||
| 19 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 588,188 | 4,670,000 | 1.63% | ||
| 20 | CORNERSTONE ADVISORS INC | 377,319 | 2,996,000 | 1.04% | ||
| 21 | Raymond James Financial Services Advisors, Inc. | 356,267 | 2,829,000 | 0.99% | ||
| 22 | Shaker Financial Services, LLC | 324,949 | 2,580,000 | 0.90% | ||
| 23 | DOLIVER ADVISORS, LP | 311,964 | 2,477,000 | 0.86% | ||
| 24 | CONNING INC. | 264,180 | 2,098,000 | 0.73% | ||
| 25 | WOLVERINE ASSET MANAGEMENT LLC | 250,809 | 1,991,000 | 0.69% | ||
| 26 | Thomas J. Herzfeld Advisors, Inc. | 210,108 | 1,668,000 | 0.58% | ||
| 27 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 202,293 | 1,606,000 | 0.56% | ||
| 28 | WealthTrust Axiom LLC | 189,801 | 1,507,000 | 0.52% | ||
| 29 | NEWGATE CAPITAL MANAGEMENT LLC | 161,619 | 1,283,000 | 0.45% | ||
| 30 | PNC FINANCIAL SERVICES GROUP, INC. | 153,264 | 1,216,000 | 0.42% | ||
| 31 | First Allied Advisory Services, Inc. | 95,969 | 765,000 | 0.27% | ||
| 32 | Commonwealth Equity Services, Inc | 93,112 | 739,000 | 0.26% | ||
| 33 | Wharton Business Group, LLC | 88,837 | 705,000 | 0.25% | ||
| 34 | Virtu KCG Holdings LLC | 88,177 | 700,000 | 0.24% | ||
| 35 | TFS CAPITAL LLC | 87,539 | 695,000 | 0.24% | ||
| 36 | SHEPHERD KAPLAN KROCHUK, LLC | 74,330 | 590,000 | 0.21% | ||
| 37 | CSS LLC/IL | 71,561 | 568,000 | 0.20% | ||
| 38 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 66,843 | 533,000 | 0.19% | ||
| 39 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 66,188 | 526,000 | 0.18% | ||
| 40 | RAYMOND JAMES TRUST N.A. | 65,110 | 517,000 | 0.18% | ||
| 41 | BNP PARIBAS FINANCIAL MARKETS | 60,500 | 490,050 | 0.17% | ||
| 42 | Independence Trust CO | 60,984 | 484,000 | 0.17% | ||
| 43 | Robert W. Baird & Co. Inc | 60,690 | 482,000 | 0.17% | ||
| 44 | NORTHERN TRUST CORP | 60,403 | 479,000 | 0.17% | ||
| 45 | CAHILL FINANCIAL ADVISORS INC | 53,936 | 429,000 | 0.15% | ||
| 46 | Index Management Solutions, LLC | 52,101 | 414,000 | 0.14% | ||
| 47 | AMERICAN INTERNATIONAL GROUP, INC. | 51,624 | 409,896 | 0.14% | ||
| 48 | Cambridge Investment Research Advisors, Inc. | 42,869 | 340,000 | 0.12% | ||
| 49 | MSI Financial Services Inc | 41,940 | 333,000 | 0.12% | ||
| 50 | SHUFRO ROSE & CO LLC | 41,777 | 331,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
