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Institutional Investment Manager
Winfield Associates, Inc.
Winfield Associates, Inc. (CIK: 0001569655) incorporated in Ohio, located at 700 West St. Clair, Cleveland, OH. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Portfolio Summary: 288 holdings with a total value of $134,392,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 VERIFONE SYS INC 300 10,000 0.01%
52 ALIGN TECHNOLOGY INC 200 10,000 0.01%
53 VANGUARD INTL EQUITY INDEX F 200 10,000 0.01%
54 CITRIX SYS INC 150 11,000 0.01%
55 ISHARES TR 100 11,000 0.01%
56 VANGUARD INTL EQUITY INDEX F 200 11,000 0.01%
57 CITIGROUPINC 240 12,000 0.01%
58 Medtronic Inc 200 12,000 0.01%
59 SPDR GOLD TR 100 12,000 0.01%
60 WISDOMTREE TR 250 12,000 0.01%
61 CONCERT PHARMACEUTICALS INCORPORATED 1,000 13,000 0.01%
62 ISHARES TR 110 13,000 0.01%
63 TARGET CORP 200 13,000 0.01%
64 CENTRAL FED CORP 10,000 13,000 0.01%
65 ISHARES 300 13,000 0.01%
66 ISHARES TR 132 15,000 0.01%
67 ISHARES TR 300 15,000 0.01%
68 SCHWAB U.S. LARGE-CAP GROWTH ETF 300 15,000 0.01%
69 GENERAL GROWTH 623 15,000 0.01%
70 POWERSHARES QQQ TRUST 150 15,000 0.01%
71 NUVEEN OHIO QUALITY INCOME M 1,000 16,000 0.01%
72 JOY GLOBAL INCORPORATED 300 16,000 0.01%
73 KAYNE ANDERSON ENRGY TTL RT FD 500 16,000 0.01%
74 ISHARES TR 180 16,000 0.01%
75 PICO HLDGS INC 800 16,000 0.01%
76 SPDR SER TR 200 16,000 0.01%
77 Sunesis Pharmaceuticals I 2,215 16,000 0.01%
78 LILLY ELI & CO 260 17,000 0.01%
79 MERCK & CO INC 288 17,000 0.01%
80 ISHARES TR 500 17,000 0.01%
81 ROYAL DUTCH SHELL PLC 230 18,000 0.01%
82 Nuveen Closed-End Funds/USA 1,400 18,000 0.01%
83 ISHARES TR 220 18,000 0.01%
84 PETSMART 250 18,000 0.01%
85 TESLA INC 76 18,000 0.01%
86 GENERAL MLS INC 400 20,000 0.01%
87 POWERSHARES ETF TR II 714 20,000 0.01%
88 NORTHROP GRUMMAN CORP 153 20,000 0.01%
89 CLIFFS NAT RES INC 1,900 20,000 0.01%
90 COHEN & STEERS QUALITY RLTY 2,000 21,000 0.02%
91 DISNEY WALT CO 250 22,000 0.02%
92 CARDINAL HEALTH INC 300 22,000 0.02%
93 ONEOK PARTNERS LP 400 22,000 0.02%
94 INTEGRYS ENERGY GROUP INC 362 23,000 0.02%
95 VANGUARD SPECIALIZED FUNDS 318 24,000 0.02%
96 ISHARES TR 150 24,000 0.02%
97 PLAINS ALL AMERN PIPELINE L 400 24,000 0.02%
98 ABBOTT LABS 600 25,000 0.02%
99 BRISTOL MYERS SQUIBB CO 500 26,000 0.02%
100 UNITEDHEALTH GROUP INC 300 26,000 0.02%
Page 2 of 6

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001569655-14-000013, filed 2014.11.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.