| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 683 Capital Management, LLC | 1,351,100 | 17,294,000 | 22.70% | ||
| 2 | MORGAN STANLEY | 739,613 | 9,466,000 | 12.42% | ||
| 3 | Cambridge Investment Research Advisors, Inc. | 474,075 | 6,066,000 | 7.96% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 470,659 | 6,025,000 | 7.91% | ||
| 5 | UBS AG | 434,060 | 5,556,000 | 7.29% | ||
| 6 | Karpus Management, Inc. | 256,532 | 3,284,000 | 4.31% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 240,462 | 3,078,000 | 4.04% | ||
| 8 | WELLS FARGO & COMPANY/MN | 199,743 | 2,556,000 | 3.35% | ||
| 9 | GOLDMAN SACHS GROUP INC | 147,677 | 1,890,000 | 2.48% | ||
| 10 | ROYAL BANK OF CANADA | 147,647 | 1,890,000 | 2.48% | ||
| 11 | CITIGROUP INC | 135,969 | 1,740,000 | 2.28% | ||
| 12 | Invesco Ltd. | 123,166 | 1,577,000 | 2.07% | ||
| 13 | COHEN & STEERS, INC. | 121,420 | 1,554,000 | 2.04% | ||
| 14 | AQR CAPITAL MANAGEMENT LLC | 107,517 | 1,376,000 | 1.81% | ||
| 15 | TFS CAPITAL LLC | 79,493 | 1,018,000 | 1.34% | ||
| 16 | LPL Financial LLC | 76,215 | 979,000 | 1.29% | ||
| 17 | DEUTSCHE BANK AG\ | 75,001 | 959,000 | 1.26% | ||
| 18 | DOLIVER ADVISORS, LP | 73,932 | 946,000 | 1.24% | ||
| 19 | LAZARD ASSET MANAGEMENT LLC | 57,100 | 730,000 | 0.96% | PRN | |
| 20 | HIGHBRIDGE CAPITAL MANAGEMENT LLC | 55,035 | 704,000 | 0.92% | ||
| 21 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 49,231 | 630,000 | 0.83% | ||
| 22 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 47,889 | 613,000 | 0.80% | ||
| 23 | Horizon Kinetics LLC | 46,764 | 599,000 | 0.79% | ||
| 24 | HighTower Advisors, LLC | 43,388 | 555,000 | 0.73% | ||
| 25 | AMERIPRISE FINANCIAL INC | 36,584 | 468,000 | 0.61% | ||
| 26 | Virtu KCG Holdings LLC | 30,269 | 387,000 | 0.51% | ||
| 27 | Commonwealth Equity Services, Inc | 28,878 | 370,000 | 0.49% | ||
| 28 | RAYMOND JAMES & ASSOCIATES | 26,181 | 335,000 | 0.44% | ||
| 29 | NEVILLE RODIE & SHAW INC | 22,172 | 284,000 | 0.37% | ||
| 30 | PINNACLE ASSOCIATES LTD | 20,678 | 265,000 | 0.35% | ||
| 31 | Silver Lake Advisory, LLC | 20,229 | 259,000 | 0.34% | ||
| 32 | CREDIT SUISSE AG/ | 19,973 | 256,000 | 0.34% | ||
| 33 | Argentus Capital Management, LLC | 19,254 | 246,000 | 0.32% | ||
| 34 | MACKAY SHIELDS LLC | 17,036 | 218,000 | 0.29% | ||
| 35 | Cetera Advisor Networks LLC | 16,119 | 207,000 | 0.27% | ||
| 36 | JANE STREET GROUP, LLC | 15,965 | 204,000 | 0.27% | ||
| 37 | Janney Montgomery Scott LLC | 14,863 | 190,246 | 0.25% | ||
| 38 | Essex Financial Services, Inc. | 13,082 | 167,000 | 0.22% | ||
| 39 | Bank of New York Mellon Corp | 12,950 | 165,000 | 0.22% | ||
| 40 | WOLVERINE ASSET MANAGEMENT LLC | 12,721 | 162,000 | 0.21% | ||
| 41 | DIVIDEND ASSETS CAPITAL, LLC | 12,542 | 161,000 | 0.21% | ||
| 42 | Dominick & Dominick LLC | 10,643 | 136,000 | 0.18% | ||
| 43 | TWIN FOCUS CAPITAL PARTNERS, LLC | 10,233 | 131,000 | 0.17% | ||
| 44 | KELLEHER FINANCIAL ADVISORS | 10,080 | 131,000 | 0.17% | ||
| 45 | MSI Financial Services Inc | 9,388 | 120,000 | 0.16% | ||
| 46 | Joel Isaacson & Co., LLC | 4,000 | 51,000 | 0.07% | ||
| 47 | AMERICAN INTERNATIONAL GROUP, INC. | 1,954 | 25,011 | 0.03% | ||
| 48 | WHITTIER TRUST CO | 1,802 | 23,000 | 0.03% | ||
| 49 | FIFTH THIRD BANCORP | 1,780 | 23,000 | 0.03% | ||
| 50 | TOMPKINS FINANCIAL CORP | 1,559 | 20,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
