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Institutional Investment Manager
Winfield Associates, Inc.
Winfield Associates, Inc. (CIK: 0001569655) incorporated in Ohio, located at 700 West St. Clair, Cleveland, OH. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 714 holdings with a total value of $147,449,000.
#
Name
Shares
Value ($)
%
Options
Notes
251 Alcoa 1,895 18,000 0.01%
252 MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR 3,780 17,000 0.01%
253 BANCO SANTANDER SA 3,840 17,000 0.01%
254 ROYAL CARIBBEAN GROUP 210 17,000 0.01%
255 METLIFE INC 390 17,000 0.01%
256 BANK N S HALIFAX 320 16,000 0.01%
257 TJX COS INC NEW 210 16,000 0.01%
258 SPDR SER TR 200 16,000 0.01%
259 SCHWAB U.S. LARGE-CAP GROWTH ETF 300 16,000 0.01%
260 CHINA MOBILE LIMITED 290 16,000 0.01%
261 NUVEEN OHIO QUALITY INCOME M 1,000 16,000 0.01%
262 ROYAL DUTCH SHELL PLC 330 16,000 0.01%
263 HONEYWELL INTL INC 140 16,000 0.01%
264 UBS GROUP AG 990 16,000 0.01%
265 CLAYMORE EXCHANGE TRD FD TR 700 16,000 0.01%
266 Lloyds Banking Group Plc 3,720 15,000 0.01%
267 ISHARES TR 132 15,000 0.01%
268 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 700 15,000 0.01%
269 Foundation Medicine 800 15,000 0.01%
270 COSTCO WHSL CORP NEW 95 15,000 0.01%
271 PRUDENTIAL FINL INC 210 15,000 0.01%
272 TIME WARNER INC 200 15,000 0.01%
273 UNILEVER PLC 330 15,000 0.01%
274 VANGUARD INTL EQUITY INDEX F 356 15,000 0.01%
275 ISHARES RUSSELL 2000 GROWTH ETF 115 15,000 0.01%
276 NATIONAL GRID PLC 200 14,000 0.01%
277 BT GROUP PLC 440 14,000 0.01%
278 BANK AMER CORP 1,030 14,000 0.01%
279 SPDR GOLD TR 120 14,000 0.01%
280 PNC FINL SVCS GROUP INC 170 14,000 0.01%
281 NIPPON TELEG TEL CORPORATION SPONSORED ADR 330 14,000 0.01%
282 AUTOMATIC DATA PROCESSING IN 140 13,000 0.01%
283 CANADIAN NATL RY CO 210 13,000 0.01%
284 SCHWAB CHARLES CORP 480 13,000 0.01%
285 QUALCOMM INC 250 13,000 0.01%
286 VANGUARD WORLD FD 150 13,000 0.01%
287 TWENTY FIRST CENTY FOX INC 460 13,000 0.01%
288 HONDA MOTOR LTD 480 13,000 0.01%
289 PRUDENTIAL PLC 350 13,000 0.01%
290 TELEFONICA S A 1,150 13,000 0.01%
291 FIRST CAPITAL INC 440 12,000 0.01%
292 FORD MTR CO DEL 880 12,000 0.01%
293 AETNA INC NEW 110 12,000 0.01%
294 ING GROEP N V 1,020 12,000 0.01%
295 WISDOMTREE TR 450 12,000 0.01%
296 CATERPILLAR INC 160 12,000 0.01%
297 VECTOR GROUP LTD 525 12,000 0.01%
298 SUMITOMO MITSUI FINL GROUP I 1,920 12,000 0.01%
299 AMERICAN ELEC PWR INC 180 12,000 0.01%
300 CAPITAL ONE FINL CORP 170 12,000 0.01%
Page 6 of 15

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001569655-16-000006, filed 2016.04.26).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.