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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 56 Institutional holders with a total value of $69,744,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 152,491 12,252,000 17.57%
2 KRILOGY FINANCIAL LLC 117,693 9,456,000 13.56%
3 STRINGER ASSET MANAGEMENT, LLC 103,933 8,351,000 11.97%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 78,516 6,310,000 9.05%
5 MORGAN STANLEY 41,964 3,372,000 4.83%
6 LPL Financial LLC 41,218 3,260,000 4.67%
7 ENVESTNET ASSET MANAGEMENT INC 33,738 2,711,000 3.89%
8 JANE STREET GROUP, LLC 27,857 2,238,000 3.21%
9 CITADEL ADVISORS LLC 27,024 2,177,000 3.12%
10 SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP 23,325 1,874,000 2.69%
11 AXA S.A. 23,094 1,856,000 2.66%
12 Tradewinds Capital Management, LLC 22,220 1,785,000 2.56%
13 ASSET DEDICATION, LLC 17,640 1,417,000 2.03%
14 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 13,905 1,117,000 1.60%
15 GHP Investment Advisors, Inc. 11,346 912,000 1.31%
16 VOYA FINANCIAL ADVISORS, INC. 10,987 885,000 1.27%
17 UBS Group AG 10,912 877,000 1.26%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,779 788,000 1.13%
19 Raymond James Financial Services Advisors, Inc. 9,589 770,000 1.10%
20 Courage Miller Partners, LLC 9,366 753,000 1.08%
21 ROYAL BANK OF CANADA 7,515 604,000 0.87%
22 WELLS FARGO & COMPANY/MN 6,666 535,000 0.77%
23 AMERIPRISE FINANCIAL INC 6,158 495,000 0.71%
24 Janney Montgomery Scott LLC 5,962 479,000 0.69%
25 Commonwealth Equity Services, Inc 5,726 460,000 0.66%
26 Burt Wealth Advisors 5,541 445,000 0.64%
27 PNC FINANCIAL SERVICES GROUP, INC. 5,478 440,000 0.63%
28 Freedom Investment Management, Inc. 4,961 399,000 0.57%
29 FAS Wealth Partners, Inc. 4,889 393,000 0.56%
30 Argentus Capital Management, LLC 4,491 361,000 0.52%
31 Pure Financial Advisors, LLC 3,662 295,000 0.42%
32 B. Riley Wealth Advisors, Inc. 3,640 292,000 0.42%
33 ARBOR WEALTH MANAGEMENT, LLC 3,461 279,000 0.40%
34 IFP ADVISORS, INC 3,150 253,000 0.36%
35 BRONFMAN E.L. ROTHSCHILD, L.P. 2,262 182,000 0.26%
36 MSI Financial Services Inc 1,372 110,000 0.16%
37 NEXT Financial Group, Inc 1,250 100,000 0.14%
38 BANK OF AMERICA CORP /DE/ 1,150 93,000 0.13%
39 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 968 78,000 0.11%
40 Manchester Capital Management LLC 700 56,000 0.08%
41 Parkside Financial Bank & Trust 569 46,000 0.07%
42 BANK OF MONTREAL /CAN/ 331 27,000 0.04%
43 INTEGRATED WEALTH MANAGEMENT 300 24,000 0.03%
44 Ironwood Financial, llc 295 24,000 0.03%
45 JACKSON, GRANT INVESTMENT ADVISERS, INC. 260 21,000 0.03%
46 Winfield Associates, Inc. 200 16,000 0.02%
47 CAPTRUST FINANCIAL ADVISORS 192 15,000 0.02%
48 Vantage Investment Advisors, LLC 171 14,000 0.02%
49 KANALY TRUST CO 164 13,000 0.02%
50 AMERICAN INTERNATIONAL GROUP, INC. 150 12,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.