Dark
Light
System
Institutional Investment Manager
TCI Wealth Advisors, Inc.
TCI Wealth Advisors, Inc. (CIK: 0001583751) incorporated in Arizona, located at 4011 E Sunrise Dr, Tucson, AZ. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 1,395 holdings with a total value of $183,912,000.
#
Name
Shares
Value ($)
%
Options
Notes
1351 VASCULAR SOLUTIONS INC COM 13 1,000 0.00%
1352 DISH NETWORK A 3 0 0.00%
1353 AMPLIPHI BIOSCIENCES CORP 100 0 0.00%
1354 NEURALSTEM INCORPORATED 1,000 0 0.00%
1355 Sequential Brands Group, Inc. 34 0 0.00%
1356 GALECTIN THERAPEUTICS INC COM 300 0 0.00%
1357 NOVAVAX INC COM 200 0 0.00%
1358 BLACKHAWK NETWORK COM USD0.001 9 0 0.00%
1359 PLUG POWER INC COM 15 0 0.00%
1360 FORMFACTOR INC COM 16 0 0.00%
1361 DOCUMENT SEC SYS INC 325 0 0.00%
1362 BARNES & NOBLE ED INC COM 15 0 0.00%
1363 SOLARCITY CORP 9 0 0.00%
1364 NXT ID INC 100 0 0.00%
1365 ALTISOURCE RESIDENTIAL CORP CL B 44 0 0.00% PRN
1366 Sunesis Pharmaceuticals, Inc. 23 0 0.00%
1367 CAVIUM INC 5 0 0.00%
1368 GLU MOBILE INC 213 0 0.00%
1369 APTEVO THERAPEUTICS INC COM 29 0 0.00%
1370 HUDBAY MINERALS INC COM 115 0 0.00%
1371 COGENT COMMUNICATIONS HLDGS IN COM NEW 12 0 0.00%
1372 REAL IND INC COM 78 0 0.00%
1373 NOKIA CORP 26 0 0.00%
1374 Form holdings Corp 100 0 0.00%
1375 AXIS CAPITAL HOLDING 3 0 0.00%
1376 TRILOGY METALS INC NEW COM 300 0 0.00%
1377 IMATION CORP 160 0 0.00%
1378 GARMIN LTD 10 0 0.00%
1379 SANOFI CONTGNT VAL RT 415 0 0.00%
1380 BELLATRIX EXPLORATION LTD 21 0 0.00%
1381 LIBERTY BRAVES GR A 1 0 0.00%
1382 NANOVIRICIDES INC 200 0 0.00%
1383 Tesco Corp 20 0 0.00%
1384 SPX FLOW INC COM 16 0 0.00%
1385 ELEPHANT TALK COMM CORP 650 0 0.00%
1386 LIBERTY BRAVES GR C 2 0 0.00%
1387 TIME INC CSH MRG $18.50/SH 1/31/18 8 0 0.00%
1388 CALAMOS CONV & HIGH INCOME F 14 0 0.00%
1389 RENESOLA LTD 30 0 0.00%
1390 REXAHN PHARMACEUTICALS INC 1,000 0 0.00%
1391 OI S A 7 0 0.00%
1392 OncoSec Medical Inc 200 0 0.00%
1393 NEOGENOMICS INC 59 0 0.00%
1394 PRANA BIOTECHNOLOGY LTD 99 0 0.00%
1395 KEYSIGHT TECHNOLOGIES INC COM 7 0 0.00%
Page 28 of 28

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001583751-16-000010, filed 2016.11.01).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.