Dark
Light
System
Institutional Investment Manager
Focused Wealth Management, Inc
Focused Wealth Management, Inc (CIK: 0001586052) incorporated in New York, located at 11 Balmville Rd, Newburgh, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001062993-17-000987) filed in 2017.02.14
#
Name
Shares
Value ($)
%
Options
Notes
1 COCA COLA ENTERPRISES INC NE COM 1,108 35 0.01%
2 EMPIRE RESORTS INC COM NEW 809 18 0.01%
3 FACTORSHARES TR ISE CYBER SEC ADDED 870 23 0.01%
4 FERRARI N V COM ADDED 35 2 0.00%
5 FUELCELL ENERGY INC COM 81 0 0.00%
6 ISHARES MSCI MALAYSI ETF 175 5 0.00%
7 ISHARES MSCI SINGAP ETF 117 2 0.00%
8 ISHARES TR MSCI UTD KNGDM 204,955 6,290 2.66%
9 JDS UNIPHASE CORP COM PAR $0.001 674 4 0.00%
10 PHOTOMEDEX INC COM PAR $0.01 2,593 6 0.00%
11 REVOLUTION LIGHTING TECHNOLO COM 1,210 7 0.00%
12 WAVE SYSTEMS CORP CL A NEW ADDED 3 0 0.00%
13 3-D SYS CORP DEL 30 0 0.00%
14 3M CO 2,084 372 0.16%
15 ABB LTD 404 9 0.00%
16 ABBOTT LABS 1,778 68 0.03%
17 ABBVIE INC 10,500 6 0.00% Put
18 ABBVIE INC 1,799 113 0.05%
19 ABERDEEN ASIA PACIFIC INCOM 460 2 0.00%
20 ACCENTURE PLC IRELAND 159 19 0.01%
21 ADVANCED ENERGY INDS COM 800 44 0.02%
22 ADVANCED MICRO DEVICES INC 200 2 0.00%
23 ADVANSIX INC 26 1 0.00%
24 ADVANTAGE OIL & GAS LTD 450 3 0.00%
25 ADVAXIS INC COM NEW 275 2 0.00%
26 AECOM 100 4 0.00%
27 AES TRUST III PFD CV 6.75 166 8 0.00%
28 AETNA INC NEW 1,355 168 0.07%
29 AFLAC INC 2,250 157 0.07%
30 AIR PRODS & CHEMS INC 106 15 0.01%
31 AK STL HLDG CORP 16,000 163 0.07%
32 ALIBABA GROUP HLDG LTD 10,251 900 0.38%
33 ALLEGHENY TECHNOLOGIES INC 14,000 0 0.00% Call
34 ALLEGHENY TECHNOLOGIES INC 1,300 21 0.01%
35 ALLEGION PUB LTD CO 33 2 0.00%
36 ALLERGAN PLC 18 4 0.00%
37 ALLIANT ENERGY CORP 695 26 0.01%
38 ALLIANZGI CONV INCOME FD I 897 5 0.00%
39 ALLSTATE CORP 3,650 271 0.11%
40 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 521 3 0.00%
41 ALPS ETF TR 10,747 135 0.06%
42 ALTRIA GROUP INC 5,050 341 0.14%
43 AMAZON COM INC 215 161 0.07%
44 AMEREN CORP 101 5 0.00%
45 AMERICAN AIRLS GROUP INC 101 5 0.00%
46 AMERICAN CAP LTD 362 6 0.00%
47 AMERICAN ELEC PWR INC 963 61 0.03%
48 AMERICAN FINL GROUP INC OHIO 2,900 256 0.11%
49 AMERICAN INTL GROUP INC 31,909 2,084 0.88%
50 AMERICAN INTL GROUP INC 40 1 0.00%
Page 1 of 15