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Institutional Investment Manager
Blume Capital Management, Inc.
Blume Capital Management, Inc. (CIK: 0001587192) incorporated in California, located at 1708 Shattuck Avenue, Berkeley, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 200 holdings with a total value of $163,235,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 SCHWAB CHARLES CORP 342 11,000 0.01%
152 CALAMOS STRATEGIC TOTL RETN 1,000 10,000 0.01%
153 NOVO-NORDISK A S 229 10,000 0.01%
154 CONFORMIS INCORPORATED 1,000 10,000 0.01%
155 DNP SELECT INCOME FD INC 1,000 10,000 0.01%
156 NOVOCURE LTD 1,000 9,000 0.01%
157 WEYERHAEUSER CO 296 9,000 0.01%
158 KIMCO RLTY CORP 300 9,000 0.01%
159 INOVIO PHARMACEUTICALS INC 1,000 9,000 0.01%
160 TWITTER INC 400 9,000 0.01%
161 UNILEVER PLC 200 9,000 0.01%
162 UDR INC 216 8,000 0.00%
163 PG&E CORP 128 8,000 0.00%
164 ONEOK PARTNERS LP 200 8,000 0.00%
165 DURECT CORP 6,000 8,000 0.00%
166 BROWN FORMAN CORP 160 8,000 0.00%
167 MADISON STRTG SECTOR PREM FD 600 7,000 0.00%
168 SPDR SER TR 105 7,000 0.00%
169 INVESCO CALIF VALUE MUN INC 500 7,000 0.00%
170 PIEDMONT NAT GAS INC 100 6,000 0.00%
171 APACHE CORP 100 6,000 0.00%
172 REDWOOD TR INC 448 6,000 0.00%
173 NIKE INC 100 5,000 0.00%
174 BARRICK GOLD CORP 300 5,000 0.00%
175 VANGUARD WORLD FD 60 5,000 0.00%
176 CORCEPT THERAPEUTICS INC 700 5,000 0.00%
177 TESLA INC 20 4,000 0.00%
178 FIREEYE INC 250 4,000 0.00%
179 YUM BRANDS INC 40 4,000 0.00%
180 NUVEEN NASDAQ 100 DYNAMIC OV 210 4,000 0.00%
181 LENNAR 104 4,000 0.00%
182 GENERAL MTRS CO 198 3,000 0.00% Call
183 QIAGEN NV 124 3,000 0.00%
184 ST JUDE MED INC 40 3,000 0.00%
185 IONIS PHARMACEUTICALS INC COM 90 3,000 0.00%
186 NUVEEN PFD INCOME OPPORTUN 300 3,000 0.00%
187 FRONTIER COMMUNICATIONS CORP 429 2,000 0.00%
188 ETSY INC 150 2,000 0.00%
189 NUVEEN REAL ESTATE INCOME FD 150 2,000 0.00%
190 BROOKDALE SR LIVING INC 100 2,000 0.00%
191 HARRIS & HARRIS GROUP INC 600 1,000 0.00%
192 SYNCHRONY FINL 32 1,000 0.00%
193 CITIGROUPINC 23 1,000 0.00%
194 MOTOROLA SOLUTIONS INC 14 1,000 0.00%
195 DDR CORP 15 0 0.00%
196 IMATION CORP 14 0 0.00%
197 Apricus Biosciences, Inc. 33 0 0.00%
198 FERRARI N V 2 0 0.00%
199 SEADRILL LIMITED 100 0 0.00%
200 RMR GROUP INC 1 0 0.00%
Page 4 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001587192-16-000010, filed 2016.11.07).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.