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Institutional Investment Manager
B. Riley Wealth Management, Inc.
B. Riley Wealth Management, Inc. (CIK: 0001599892) incorporated in Tennessee, located at 40 S. Main Street, Memphis, TN. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Portfolio Summary: 1,143 holdings with a total value of $154,452,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 CUBIC ENERGY INC 2,000 0 0.00%
2 Rubicon Minerals Corp 250 0 0.00%
3 KRATON CORP COM 31 0 0.00%
4 BANK N S HALIFAX 0 0 0.00%
5 AON PLC 0 0 0.00%
6 ONE GAS INC COM 25 0 0.00%
7 AVON PRODS INC 0 0 0.00%
8 CINTAS CORP 1 0 0.00%
9 VANGUARD WORLD FD 9 0 0.00%
10 FIRST TR EXCH TRD ALPHDX FD 0 0 0.00%
11 MAST THERAPEUTICS INC COM 597 0 0.00%
12 GENERAL MTRS CO 4 0 0.00%
13 DELCATH SYS INC COM NEW 300 0 0.00%
14 Valence Technology Inc. 10,000 0 0.00%
15 FIRST HORIZON CORPORATION COM 7 0 0.00%
16 CST BRANDS INC 24 0 0.00%
17 TELIK INC 347 0 0.00%
18 AGRIUM INC 6 0 0.00%
19 MICROVISION INC DEL 35 0 0.00%
20 EATON VANCE CORP 0 0 0.00%
21 EASTERN CO 50 0 0.00%
22 GOLD FIELDS LTD NEW 200 0 0.00%
23 HARDINGE INC 50 0 0.00%
24 INTERPUBLIC GROUP COS INC 47 0 0.00%
25 OXIGENE INC 1 0 0.00%
26 GOLDEN STAR RES LTD CDA 1,000 0 0.00%
27 WISDOMTREE TR 0 0 0.00%
28 POWERSHARES ETF TRUST 42 0 0.00%
29 FIRST TR EXCH TRD ALPHA FD I 0 0 0.00%
30 ROYAL BK CDA MONTREAL QUE 9 0 0.00%
31 PACCAR INC 0 0 0.00%
32 FAIRPOINT COMMUNICATIONS INC COM NO STOCKHOLDER EQUITY 01/24/2011 2 0 0.00%
33 GOLDMAN SACHS GROUP INC 0 0 0.00%
34 SIBANYE STILLWATER 50 0 0.00%
35 SUNPOWER CORP 0 0 0.00%
36 Neo Performance Materials 267 0 0.00%
37 DUKE REALTY CORP 41 0 0.00%
38 Rubicon Technology 42 0 0.00%
39 ISHARES MSCI SINGAP ETF 30 0 0.00%
40 SPRINT CORP 78 0 0.00%
41 GENERAL MTRS CO 4 0 0.00%
42 TRAVELCENTERS AMER LLC 2 0 0.00%
43 GLOBALSTAR INC 30 0 0.00%
44 INGERSOLL-RAND PLC 13 0 0.00%
45 CELSION CORPORATION COM PAR 444 1,000 0.00%
46 MARRIOTT INTL INC NEW 25 1,000 0.00%
47 UNUM GROUP 52 1,000 0.00%
48 LIFETIME BRANDS INC COM 100 1,000 0.00%
49 MIRATI THERAPEUTICS INC COM 82 1,000 0.00%
50 CREDIT SUISSE HIGH YIELD BD 605 1,000 0.00%
Page 1 of 23

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001599892-14-000002, filed 2014.07.17).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.