Dark
Light
System
Security
CREDIT SUISSE HIGH YIELD BD
CREDIT SUISSE HIGH YIELD BD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 33 Institutional holders with a total value of $8,703,340.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 528,123 1,717,000 19.73%
2 LPL Financial LLC 505,661 1,643,000 18.88%
3 GUGGENHEIM CAPITAL LLC 358,668 1,165,000 13.39%
4 MORGAN STANLEY 144,348 469,000 5.39%
5 AMERICAN INTERNATIONAL GROUP, INC. 139,374 452,965 5.20%
6 Investors Capital Advisory Services 121,268 394,000 4.53%
7 Psagot Value Holdings Ltd. 118,499 385,000 4.42%
8 WELLS FARGO & COMPANY/MN 112,525 366,000 4.21%
9 BANK OF AMERICA CORP /DE/ 103,686 337,000 3.87%
10 CREDIT SUISSE AG/ 97,719 318,000 3.65%
11 IFC Holdings Incorporated/FL 98,033 317,000 3.64%
12 UBS AG 54,684 178,000 2.05%
13 NATIONAL PLANNING CORP 42,220 137,000 1.57%
14 ROYAL BANK OF CANADA 39,907 130,000 1.49%
15 Cambridge Investment Research Advisors, Inc. 31,037 101,000 1.16%
16 Creative Planning 29,969 97,000 1.11%
17 Virtu KCG Holdings LLC 26,206 85,000 0.98%
18 MSI Financial Services Inc 25,148 82,000 0.94%
19 MONROE BANK & TRUST/MI 22,759 74,000 0.85%
20 Annex Advisory Services, LLC 15,571 51,000 0.59%
21 HIGHLAND CAPITAL MANAGEMENT LP 15,575 51,000 0.59%
22 HighTower Advisors, LLC 12,672 41,000 0.47%
23 Advisors Asset Management, Inc. 7,287 24,000 0.28%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,230 23,000 0.26%
25 NEW ENGLAND SECURITIES CORP /MA/ 5,009 16,000 0.18%
26 ENVESTNET ASSET MANAGEMENT INC 4,317 14,000 0.16%
27 Financial Architects, Inc 3,000 10,000 0.11%
28 B. Riley Wealth Advisors, Inc. 2,000 6,500 0.07%
29 CITIGROUP INC 1,800 6,000 0.07%
30 NEXT Financial Group, Inc 2,000 6,000 0.07%
31 Highlander Capital Management, LLC 1,500 4,875 0.06%
32 Winch Advisory Services, LLC 260 1,000 0.01%
33 B. Riley Wealth Management, Inc. 605 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.