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FIRST TR EXCH TRD ALPHDX FD
FIRST TR EXCH TRD ALPHDX FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 25 Institutional holders with a total value of $54,652,823.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 503,184 18,656,000 34.14%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 280,004 10,381,000 18.99%
3 ROYAL BANK OF CANADA 164,681 6,105,000 11.17%
4 ATWOOD & PALMER INC 110,140 4,083,000 7.47%
5 LPL Financial LLC 69,633 2,582,000 4.72%
6 JPMORGAN CHASE & CO 51,304 1,902,000 3.48%
7 Virtu KCG Holdings LLC 45,753 1,696,000 3.10%
8 BANK OF AMERICA CORP /DE/ 40,277 1,493,000 2.73%
9 AMERIPRISE FINANCIAL INC 35,449 1,315,000 2.41%
10 JANE STREET GROUP, LLC 32,606 1,209,000 2.21%
11 UBS AG 32,403 1,201,000 2.20%
12 Beaumont Financial Partners, LLC 30,306 1,124,000 2.06%
13 RAYMOND JAMES & ASSOCIATES 29,779 1,104,000 2.02%
14 STIFEL FINANCIAL CORP 23,605 875,000 1.60%
15 ENVESTNET ASSET MANAGEMENT INC 10,316 382,000 0.70%
16 Robert W. Baird & Co. Inc 7,985 296,000 0.54%
17 FIFTH THIRD BANCORP 2,600 96,000 0.18%
18 AMERICAN INTERNATIONAL GROUP, INC. 2,153 79,823 0.15%
19 WFG Advisors, LP 451 17,000 0.03%
20 US BANCORP \DE\ 450 17,000 0.03%
21 Creative Planning 440 16,000 0.03%
22 DEUTSCHE BANK AG\ 325 12,000 0.02%
23 WELLS FARGO & COMPANY/MN 270 10,000 0.02%
24 MSI Financial Services Inc 25 1,000 0.00%
25 B. Riley Wealth Management, Inc. 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.