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Institutional Investment Manager
B. Riley Wealth Management, Inc.
B. Riley Wealth Management, Inc. (CIK: 0001599892) incorporated in Tennessee, located at 40 S. Main Street, Memphis, TN. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Portfolio Summary: 1,056 holdings with a total value of $125,767,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 YAMANA GOLD INC 250 0 0.00%
2 BPZ RESOURCES INC COM 3,000 0 0.00%
3 LKQ CORP 0 0 0.00%
4 GT ADVANCED TECHNOLOGIES INC COM 600 0 0.00%
5 POWERSHARES ETF TRUST 19 0 0.00%
6 INGERSOLL-RAND PLC 13 0 0.00%
7 MICROVISION INC DEL 35 0 0.00%
8 SPDR FTSE SP OILGAS EXP ETF 20 0 0.00%
9 GENERAL MTRS CO 6 0 0.00%
10 DIREXION DAILY GOLD MINERS BUL 120 0 0.00%
11 AMERICAN INTL GROUP INC 0 0 0.00%
12 SANDRIDGE MISSISSIPPIAN TR I 180 0 0.00%
13 ISHARES 30 0 0.00%
14 TIMKEN CO COM 19 0 0.00%
15 INTERPUBLIC GROUP COS INC 47 0 0.00%
16 Neo Performance Materials 100 0 0.00%
17 Hercules Offshore Inc 2,890 0 0.00%
18 KRATON CORP COM 31 0 0.00%
19 OXIGENE INC 1 0 0.00%
20 SIBANYE STILLWATER 50 0 0.00%
21 Fairpoint Commun Inc Xxx (NV) 2 0 0.00%
22 VERITIV CORP COM 21 0 0.00%
23 FIRST HORIZON CORPORATION COM 7 0 0.00%
24 SPRINT CORP 78 0 0.00%
25 SILVERCORP METALS INC 500 0 0.00%
26 GENERAL MTRS CO 6 0 0.00%
27 GOLD FIELDS LTD 200 0 0.00%
28 PENSKE AUTOMOTIVE GRP INC 15 0 0.00%
29 Rubicon Technology 42 0 0.00%
30 CINTAS 1 0 0.00%
31 INTEGRYS ENERGY GROUP INC 0 0 0.00%
32 LANDS END INCORPORATED NEW 22 0 0.00%
33 SEVENTY SEVEN ENERGY INC - escrow shares 45 0 0.00%
34 MABVAX THERAPEUTICS HOLDINGS, INC. 43 0 0.00%
35 CUBIC ENERGY INC 2,000 0 0.00%
36 FERRELLGAS PARTNERS L.P. 0 0 0.00%
37 CHINA VALVES TECHNOLOGY INC COM NEW 2,550 0 0.00%
38 SHAKE SHACK INC CL A 10 0 0.00%
39 VALENCE TECHNOLOGY, INC.(NV) 10,000 0 0.00%
40 PENN WEST 328 0 0.00%
41 POWERSHARES ETF TRUST 42 0 0.00%
42 VANGUARD WORLD FD 9 0 0.00%
43 SAMSON OIL & GAS LTD 300 0 0.00%
44 ARADIGM CORP COM 68 0 0.00%
45 HALYARD HEALTH INC 13 0 0.00%
46 DISCOVERY LABORATORIES INC N 1,280 0 0.00%
47 GOLDEN STAR RES LIMITED CDA 1,000 0 0.00%
48 MAST THERAPEUTICS 597 0 0.00%
49 GLOBALSTAR INC 30 0 0.00%
50 Rubicon Minerals Corp 250 0 0.00%
Page 1 of 22

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001599892-15-000003, filed 2015.07.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.