| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AMERICAN CAP LIMITED | 3,360,700 | 60,224,000 | 29.60% | ||
| 2 | IMPERIAL HLDGS INC 8.5 PERCENT 2/19 | 27,836,500 | 19,938,000 | 9.80% | PRN | |
| 3 | SHIP FINANCE INTERNATIONAL L NOTE 5.75010/1 ADDED | 19,300,000 | 19,288,000 | 9.48% | PRN | |
| 4 | CYS INVTS INC COM | 2,402,253 | 18,569,000 | 9.13% | ||
| 5 | PENNANTPARK INVT CORP | 2,247,197 | 17,214,000 | 8.46% | ||
| 6 | PENNANTPARK FLOATING RATE CA | 1,017,420 | 14,356,000 | 7.06% | ||
| 7 | MEDLEY CAP CORPORATION | 1,055,057 | 7,923,000 | 3.89% | ||
| 8 | EAGLE BULK SHIPPING INC | 1,250,000 | 7,863,000 | 3.86% | ||
| 9 | NUVEEN AMT FREE MUN CR INC F | 529,887 | 7,662,000 | 3.77% | ||
| 10 | American Capital Senior Floating Ltd | 593,053 | 7,057,000 | 3.47% | ||
| 11 | HOEGH LNG PARTNERS LP | 335,000 | 6,365,000 | 3.13% | ||
| 12 | KCAP FINL INC | 1,377,559 | 5,483,000 | 2.69% | ||
| 13 | ARES CAPITAL CORP | 250,050 | 4,123,000 | 2.03% | ||
| 14 | STONECASTLE FINL CORP | 185,668 | 3,470,000 | 1.71% | ||
| 15 | THL CR INC | 319,044 | 3,194,000 | 1.57% | ||
| 16 | EMERGENT CAP INC | 582,273 | 705,000 | 0.35% | ||
| 17 | PIMCO DYNAMIC CR INCOME FD | 1,072 | 22,000 | 0.01% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-17-006705, filed 2017.02.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
