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STONECASTLE FINL CORP
STONECASTLE FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 28 Institutional holders with a total value of $43,464,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 605,204 11,311,000 26.02%
2 FENIMORE ASSET MANAGEMENT INC 246,424 4,606,000 10.60%
3 UNITED CAPITAL FINANCIAL ADVISORS, LLC 218,041 4,075,000 9.38%
4 Oxbow Advisors, LLC 192,416 3,595,000 8.27%
5 IRONSIDES PARTNERS LLC 185,668 3,470,000 7.98%
6 DEPRINCE RACE & ZOLLO INC 171,071 3,197,000 7.36%
7 Northern Right Capital Management, L.P. 111,649 2,087,000 4.80%
8 Greenwich Investment Management, Inc. 105,391 1,969,000 4.53%
9 M3F, INC. 101,486 1,897,000 4.36%
10 PNC FINANCIAL SERVICES GROUP, INC. 66,000 1,234,000 2.84%
11 BB&T SECURITIES, LLC 56,166 1,048,000 2.41%
12 STIFEL FINANCIAL CORP 51,145 956,000 2.20%
13 Trellus Management Company, LLC 38,792 725,000 1.67%
14 OPPENHEIMER & CO INC 31,314 585,000 1.35%
15 Creative Planning 27,424 513,000 1.18%
16 Van Hulzen Asset Management, LLC 21,600 404,000 0.93%
17 Clear Harbor Asset Management, LLC 16,272 304,000 0.70%
18 BAIRD FINANCIAL GROUP, INC. 14,660 274,000 0.63%
19 MORGAN STANLEY 13,300 248,000 0.57%
20 NORTHERN TRUST CORP 11,370 212,000 0.49%
21 BROWN ADVISORY INC 10,560 197,000 0.45%
22 GOLDMAN SACHS GROUP INC 10,364 194,000 0.45%
23 WELLS FARGO & COMPANY/MN 6,361 119,000 0.27%
24 ROYAL BANK OF CANADA 6,317 118,000 0.27%
25 ACADIAN ASSET MANAGEMENT LLC 2,737 51,000 0.12%
26 ACROSPIRE INVESTMENT MANAGEMENT LLC 2,298 43,000 0.10%
27 UBS Group AG 1,254 23,000 0.05%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 500 9,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.