| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | IRONSIDES PARTNERS LLC | 593,053 | 7,057,000 | 21.98% | ||
| 2 | Advisors Asset Management, Inc. | 564,024 | 6,712,000 | 20.90% | ||
| 3 | MORGAN STANLEY | 407,813 | 4,853,000 | 15.11% | ||
| 4 | UBS Group AG | 202,232 | 2,407,000 | 7.50% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 199,449 | 2,373,000 | 7.39% | ||
| 6 | Freestone Capital Holdings, LLC | 114,972 | 1,921,000 | 5.98% | ||
| 7 | ACADIAN ASSET MANAGEMENT LLC | 157,404 | 1,873,000 | 5.83% | ||
| 8 | Muzinich & Co., Inc. | 139,587 | 1,647,000 | 5.13% | ||
| 9 | STIFEL FINANCIAL CORP | 68,517 | 821,000 | 2.56% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 50,700 | 603,000 | 1.88% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 44,350 | 528,000 | 1.64% | ||
| 12 | CAXTON CORP | 17,931 | 213,000 | 0.66% | ||
| 13 | WELLS FARGO & COMPANY/MN | 17,480 | 208,000 | 0.65% | ||
| 14 | Sigma Planning Corp | 15,698 | 187,000 | 0.58% | ||
| 15 | EAGLE GLOBAL ADVISORS LLC | 13,899 | 165,000 | 0.51% | ||
| 16 | OPPENHEIMER & CO INC | 12,669 | 151,000 | 0.47% | ||
| 17 | TFS CAPITAL LLC | 10,815 | 129,000 | 0.40% | ||
| 18 | ACROSPIRE INVESTMENT MANAGEMENT LLC | 8,756 | 104,000 | 0.32% | ||
| 19 | JPMORGAN CHASE & CO | 4,468 | 53,000 | 0.17% | ||
| 20 | CITIGROUP INC | 4,029 | 48,000 | 0.15% | ||
| 21 | THOMPSON DAVIS & CO., INC. | 2,700 | 32,000 | 0.10% | ||
| 22 | CUTLER GROUP LLC / CA | 1,500 | 17,000 | 0.05% | ||
| 23 | SEI INVESTMENTS CO | 590 | 7,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
